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CAVE MICHAEL J

Disclosed activity across 5 companies

Tapewire entity
17033
SEC CIK
0001013071

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BALL CorpBALL · Entity 3320DirectorSeptember 15, 2025September 16, 2025
BOEING COBA · Entity 2862SVP, Bus. Dev. & StrategySeptember 14, 2009September 16, 2009
HARLEY-DAVIDSON, INC.HOG · Entity 810Director · Chairman of the BoardMay 12, 2022May 16, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BALL Corp

Report date September 15, 2025 · Filed September 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect36,309 Reported balance After 2025-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-09-15 · Exercise / conversion · Disposed 880 · Balance 36,309

F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F3: The restricted stock units vest on the fourth anniversary of the grant date.

Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible securityDirect10,704.5015 Reported balance After 2025-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-09-15 · Exercise / conversion · Acquired 880 · Balance 10,704.5015

F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F3: The restricted stock units vest on the fourth anniversary of the grant date.

F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

BOEING CO

Report date September 14, 2009 · Filed September 16, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,093.69 Reported balance After 2009-09-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2009-09-14 · Tax withholding · Disposed 2,284.26 · Balance 17,093.69

F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2: Includes adjustments for dividends accrued.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)75.59 Reported balance Holding disclosure · report date 2009-09-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 75.59

Common StockSEC Table I · non-derivativeIndirectCareer Shares10,309.85 Reported balance Holding disclosure · report date 2009-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,309.85

F2: Includes adjustments for dividends accrued.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2: Includes adjustments for dividends accrued.

HARLEY-DAVIDSON, INC.

Report date May 12, 2022 · Filed May 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share UnitsSEC Table II · derivative / convertible securityDirect43,213.24 Reported balance After 2022-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-12 · Grant · Acquired 3,529 · Balance 43,213.24

F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2: 1-for-1

F3: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Common StockSEC Table I · non-derivativeDirect3,676.014 Reported balance Holding disclosure · report date 2022-05-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,676.014

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2: 1-for-1

F3: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Aircastle LTD

Report date March 27, 2020 · Filed March 27, 2020

Section 16 reporting ended · disclosed 2020-03-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-03-27 transaction · row 1
1 source row

Row 1 · 2020-03-27 · Disposition to issuer · Disposed 25,799 · Balance 0

F1: On March 27, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2019 (the Merger Agreement), by and among Aircastle Limited (the Company), MM Air Limited (Parent) and MM Air Merger Sub Limited (Merger Sub), Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Parent and Marubeni Aviation Holding Coperatief U.A. (the Merger). At the effective time of the Merger, (i) each common share, par value $0.01 per share, of the Company (the Common Shares) that was issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive $32.00 in cash, without interest and less any applicable tax withholding (the Merger Consideration) and (ii) each issued and outstanding restricted share, restricted share unit and performance share unit was also vested and canceled in exchange for the Merger Consideration in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: On March 27, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2019 (the Merger Agreement), by and among Aircastle Limited (the Company), MM Air Limited (Parent) and MM Air Merger Sub Limited (Merger Sub), Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Parent and Marubeni Aviation Holding Coperatief U.A. (the Merger). At the effective time of the Merger, (i) each common share, par value $0.01 per share, of the Company (the Common Shares) that was issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive $32.00 in cash, without interest and less any applicable tax withholding (the Merger Consideration) and (ii) each issued and outstanding restricted share, restricted share unit and performance share unit was also vested and canceled in exchange for the Merger Consideration in accordance with the Merger Agreement.

ESTERLINE TECHNOLOGIES CORP

Report date February 12, 2019 · Filed March 18, 2019

Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-03-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-02-12 · Gift · Disposed 2,081 · Balance 3,715

Row 2 · 2019-03-14 · Disposition to issuer · Disposed 3,715 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc., each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc., each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2025 Filed Sep 16, 2025 21:44 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0000009389-25-000035 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,704.5015

Underlying: Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · shares: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 21:44 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0000009389-25-000035 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,309

Underlying: Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · shares: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F3 · derivative.exercise_date: The restricted stock units vest on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest on the fourth anniversary of the grant date.

Read SEC document
April 30, 2025 Filed May 1, 2025 21:14 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 3,369 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012974 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,189

Underlying: Common Stock · 3,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 22:23 UTC BALL Corp BALL · Entity 3320 GrantDeferred Compensation Company Stock Plan · Derivative 395.8828 $50.52 $20,000.00
Disclosure

SEC source: 0001127602-25-012653 · form4.xml · derivative · entry 3

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,824.5015

Underlying: Common Stock · 395.8828 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 22:23 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 2,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-012653 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,428.6187

Underlying: Common Stock · 2,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Shares awarded under the Deferred Compensation Company Stock Plan upon vesting of restricted stock units.

F3 · price: N/A

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 22:23 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-012653 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,820

Underlying: Common Stock · 2,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Vesting of restricted stock units.

F3 · price: N/A

F2 · derivative.exercise_date: Vesting of restricted stock units.

F2 · derivative.expiration_date: Vesting of restricted stock units.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:10 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016714 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:10 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 660 $66.00 $43,560.00
Disclosure

SEC source: 0001062993-24-016714 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,980.7359

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 23:26 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009096 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,318

Underlying: Common Stock · 3,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units.

F6 · derivative.exercise_date: Lapse of restricted stock units.

F6 · derivative.expiration_date: Lapse of restricted stock units.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 23:26 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 3,311.533 $69.80 $231,145.00
Disclosure

SEC source: 0001062993-24-009096 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,301.7661

Underlying: Common Stock · 3,311.533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 22:43 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 2,378 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008917 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,343

Underlying: Common Stock · 2,378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:18 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018314 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:18 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 668.9083 $51.68 $34,569.18
Disclosure

SEC source: 0001062993-23-018314 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,970.7608

Underlying: Common Stock · 668.9083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 27, 2023 Filed May 1, 2023 23:25 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009876 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,965

Underlying: Common Stock · 1,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units.

F6 · derivative.exercise_date: Lapse of restricted stock units.

F6 · derivative.expiration_date: Lapse of restricted stock units.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 27, 2023 Filed May 1, 2023 23:25 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 2,293.4346 $52.71 $120,886.94
Disclosure

SEC source: 0001062993-23-009876 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,293.4346

Underlying: Common Stock · 2,293.4346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 23:25 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009715 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,879

Underlying: Common Stock · 3,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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May 12, 2022 Filed May 16, 2022 21:20 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 3,529 $35.43 $125,032.47
Disclosure

SEC source: 0001225208-22-007078 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,213.24

Underlying: Common Stock · 3,529 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 23:56 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011116 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2021 Filed Sep 17, 2021 00:10 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000163 · edgar.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program.

F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 20:39 UTC BALL Corp BLL · Entity 3320 PurchaseCommon Stock 2,200 $90.71 $199,562.00
Disclosure

SEC source: 0000009389-21-000142 · edgar.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
May 21, 2021 Filed May 25, 2021 19:15 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 2,600.92 $48.06 $125,000.22
Disclosure

SEC source: 0001225208-21-008518 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,844.187

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 22:08 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,697 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000092 · edgar.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,940

Underlying: Common Stock · 1,697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:44 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 5,301.1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008235 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,243.267

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

Read SEC document
May 08, 2020 Filed May 13, 2020 00:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionShare Units · Derivative 3,676.014 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007515 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,942.167

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

Read SEC document
May 08, 2020 Filed May 13, 2020 00:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 Exercise / conversionCommon Stock 3,676.014 $21.45 $78,850.50
Disclosure

SEC source: 0001225208-20-007515 · doc4.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003301 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,243

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
March 27, 2020 Filed Mar 27, 2020 16:02 UTC Aircastle LTD AYR · Entity 4376 Disposition to issuerCommon Shares 25,799 $32.00 $825,568.00
Disclosure

SEC source: 0001362988-20-000046 · wf-form4_158533933897316.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 27, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2019 (the Merger Agreement), by and among Aircastle Limited (the Company), MM Air Limited (Parent) and MM Air Merger Sub Limited (Merger Sub), Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Parent and Marubeni Aviation Holding Coperatief U.A. (the Merger). At the effective time of the Merger, (i) each common share, par value $0.01 per share, of the Company (the Common Shares) that was issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive $32.00 in cash, without interest and less any applicable tax withholding (the Merger Consideration) and (ii) each issued and outstanding restricted share, restricted share unit and performance share unit was also vested and canceled in exchange for the Merger Consideration in accordance with the Merger Agreement.

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January 01, 2020 Filed Jan 3, 2020 16:13 UTC Aircastle LTD AYR · Entity 4376 Tax withholdingCommon Shares 1,722 $32.01 $55,121.22
Disclosure

SEC source: 0001362988-20-000016 · wf-form4_157808596336624.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,799

F1 · shares: Common shares repurchased by the Company pursuant to an irrevocable election made by the reporting person under the Amended and Restated Aircastle Limited 2014 Omnibus Incentive Plan (the "Plan"), with proceeds of such repurchase being paid to the reporting person for the application by the reporting person to the reporting person's federal tax withholding obligations arising in connection with vesting, on December 31, 2019 of 7,831 common shares granted under the Plan.

F2 · price: The number of common shares withheld is based on the closing price on December 31, 2019, the last trading day preceding the date such shares were withheld, as provided in the Plan.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:00 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 3,481.89 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007978 · doc4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790.051

Underlying: Common Stock · 3,481.89 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:11 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002354 · primarydocument.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,922

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 10.7457 $57.50 $617.88
Disclosure

SEC source: 0001562180-19-001960 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189.4736

Underlying: Common Stock · 10.7457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:57 UTC ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 Disposition to issuerCommon Stock 3,715 $122.50 $455,087.50
Disclosure

SEC source: 0001225208-19-005401 · doc4.xml · nonDerivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc., each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.

Read SEC document
February 12, 2019 Filed Mar 18, 2019 14:57 UTC ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 GiftCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005401 · doc4.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,715

Read SEC document
February 07, 2019 Filed Feb 11, 2019 11:59 UTC ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 GrantCommon Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002132 · doc4.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:14 UTC Aircastle LTD AYR · Entity 4376 GrantCommon Shares 7,831 $0.00 $0.00
Disclosure

SEC source: 0001362988-19-000013 · wf-form4_154655004948593.xml · nonDerivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,749

F3 · price: Grant of restricted shares under the Plan. Shares vest on January 1, 2020, subject to the terms of the Plan and related grant agreements.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:14 UTC Aircastle LTD AYR · Entity 4376 Tax withholdingCommon Shares 1,269 $17.24 $21,877.56
Disclosure

SEC source: 0001362988-19-000013 · wf-form4_154655004948593.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,918

F1 · kind: Common shares repurchased by the Company pursuant to an irrevocable election made by the reporting person under the Amended and Restated Aircastle Limited 2014 Omnibus Incentive Plan (the "Plan"), with proceeds of such repurchase being paid to the reporting person for the application by the reporting person to the reporting person's federal tax withholding obligations arising in connection with vesting, on January 1, 2019 of 5,772 common shares granted under the Plan.

F2 · price: The repurchase price of $17.24 paid by the Company was the closing price on December 31, 2018 the last trading day preceding the date the sale was reported, as provided in the Plan.

Read SEC document
January 01, 2019 Filed Jan 7, 2019 16:34 UTC Amendment Aircastle LTD AYR · Entity 4376 GrantCommon Shares 7,831 $0.00 $0.00
Disclosure

SEC source: 0001362988-19-000024 · wf-form4a_154689686008414.xml · nonDerivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,521

F2 · balance_after: Due to a clerical error, the reporting person is filing this Amendment to correct the amount of non-derivative securities beneficially owned following the reported transaction from 21,749 to 27,521.

Read SEC document
January 01, 2019 Filed Jan 7, 2019 16:34 UTC Amendment Aircastle LTD AYR · Entity 4376 Tax withholdingCommon Shares 1,269 $17.24 $21,877.56
Disclosure

SEC source: 0001362988-19-000024 · wf-form4a_154689686008414.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,690

F1 · balance_after: Due to a clerical error, the reporting person is filing this Amendment to correct the amount of non-derivative securities beneficially owned following the reported transaction from 13,918 to 19,690.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 19:57 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 13.2167 $46.65 $616.56
Disclosure

SEC source: 0001562180-18-005038 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,178.7279

Underlying: Common Stock · 13.2167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:10 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 13.6952 $44.92 $615.19
Disclosure

SEC source: 0001562180-18-004180 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165.5112

Underlying: Common Stock · 13.6592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:37 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 3,065.98 $40.77 $125,000.00
Disclosure

SEC source: 0001225208-18-009402 · doc4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,230.767

Underlying: Common Stock · 3,065.98 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).

F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 22:30 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-002006 · primarydocument.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,460

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 17:54 UTC ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 GrantCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002553 · doc4.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,894

Read SEC document
January 01, 2018 Filed Jan 3, 2018 15:09 UTC Aircastle LTD AYR · Entity 4376 GrantCommon Shares 5,772 $0.00 $0.00
Disclosure

SEC source: 0001362988-18-000022 · wf-form4_151501017786799.xml · nonDerivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,959

F3 · price: Grant of restricted shares under the Plan. Shares vest on January 1, 2019, subject to the terms of the Plan and related grant agreements.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 15:09 UTC Aircastle LTD AYR · Entity 4376 Tax withholdingCommon Shares 1,812 $23.39 $42,382.68
Disclosure

SEC source: 0001362988-18-000022 · wf-form4_151501017786799.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,187

F1 · kind: Common shares repurchased by the Company pursuant to an irrevocable election made by the reporting person under the Amended and Restated Aircastle Limited 2014 Omnibus Incentive Plan (the "Plan"), with proceeds of such repurchase being paid to the reporting person for the application by the reporting person to the reporting person's federal tax withholding obligations arising in connection with vesting, on January 1, 2018 of 6,475 common shares granted under the Plan.

F2 · price: The repurchase price of $23.39 paid by the Company was the closing price on December 29, 2017 the last trading day preceding the date the sale was reported, as provided in the Plan.

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May 01, 2017 Filed May 3, 2017 20:55 UTC HARLEY-DAVIDSON, INC. HOG · Entity 810 GrantShare Units · Derivative 2,216.7051 $56.39 $125,000.00
Disclosure

SEC source: 0001225208-17-009064 · doc4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,424.7331

Underlying: Common Stock · 2,216.7051 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

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April 26, 2017 Filed Apr 27, 2017 16:47 UTC Amendment BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015638 · form4a.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 26, 2017 Filed Apr 27, 2017 16:33 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,929 $75.17 $145,002.93
Disclosure

SEC source: 0001127602-17-015627 · form4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

Underlying: Common Stock · 1,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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March 15, 2017 Filed Mar 17, 2017 14:41 UTC BALL Corp BLL · Entity 3320 Other2005 Deferred Compensation Company Stock Plan · Derivative 5.2599 $74.94 $394.18
Disclosure

SEC source: 0001127602-17-012054 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037.4241

Underlying: Common Stock · 5.2599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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February 10, 2017 Filed Feb 13, 2017 22:33 UTC BALL Corp BLL · Entity 3320 Other2005 Deferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005538 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032.1642

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.