Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date September 18, 2023 · Filed September 18, 2023
Section 16 reporting ended · disclosed 2023-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 202,301.0034 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 202,301.0034 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 6,128.478 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,128.478 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,295 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,295 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F3: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 108,142.5052 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 108,142.5052 F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,883 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 18,883 F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,800 F8: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 44,800 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 44,800 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 35,212 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 35,212 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 29,066 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 29,066 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 37,470 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 37,470 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 39,691 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 39,691 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 31,353 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 31,353 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 26,042 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 26,042 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 22,222 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 22,222 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 21,709 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 21,709 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 27,729 |
Reported balance
Holding disclosure · report date 2023-09-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 27,729 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2023 Filed Sep 18, 2023 23:10 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018215 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F8 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F8 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:10 UTC | BALL Corp BALL · Entity 3320 | Tax withholdingCommon Stock | 345 | $51.68 | $17,829.60 |
DisclosureSEC source: 0001062993-23-018215 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,301.0034 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:10 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionCommon Stock | 1,200 | $51.68 | $62,016.00 |
DisclosureSEC source: 0001062993-23-018215 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,646.0034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement. Read SEC document |
| February 17, 2023 Filed Feb 23, 2023 00:16 UTC | BALL Corp BALL · Entity 3320 | GrantDeferred Compensation Company Stock Plan · Derivative | 1,110.2824 | $51.14 | $56,779.84 |
DisclosureSEC source: 0001062993-23-004448 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,334.9963 Underlying: Common Stock · 1,110.2824 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:12 UTC | BALL Corp BALL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 27,729 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001062993-23-001534 · form4.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,729 Underlying: Common Stock · 27,729 shares Expires 2033-01-25 F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| January 25, 2023 Filed Jan 28, 2023 00:12 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 8,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001534 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,393 Underlying: Common Stock · 8,298 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:05 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 27,600 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001062993-22-023248 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,600 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:05 UTC | BALL Corp BALL · Entity 3320 | Tax withholdingCommon Stock | 18,458 | $56.08 | $1,035,124.64 |
DisclosureSEC source: 0001062993-22-023248 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,115.0539 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:05 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionCommon Stock | 27,600 | $22.97 | $633,834.00 |
DisclosureSEC source: 0001062993-22-023248 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,573.0539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 01:48 UTC | BALL Corp BLL · Entity 3320 | PurchaseCommon Stock | 10,000 | $57.46 | $574,627.00 |
DisclosureSEC source: 0001062993-22-017599 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,863.5231 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.39 to $57.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2022 Proxy Statement. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 00:03 UTC | BALL Corp BLL · Entity 3320 | GrantDeferred Compensation Company Stock Plan · Derivative | 1,246.4942 | $96.27 | $120,000.00 |
DisclosureSEC source: 0001062993-22-005458 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,900.7435 Underlying: Common Stock · 1,246.4942 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 7,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002319 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,095 Underlying: Common Stock · 7,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 3,623 | $97.10 | $351,793.30 |
DisclosureSEC source: 0001062993-22-002319 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,733.2687 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 00:29 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 11,652 | $97.10 | $1,131,409.20 |
DisclosureSEC source: 0001062993-22-002319 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,356.2687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 21,709 | $0.00 Strike: $86.57 | $0.00 |
DisclosureSEC source: 0001062993-22-001809 · form4.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,709 Underlying: Common Stock · 21,709 shares Expires 2032-01-26 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:05 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001809 · form4.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,578 Underlying: Common Stock · 5,429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:24 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000175 · edgar.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:41 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 9,800 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000009389-21-000125 · edgar.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,600 Underlying: Common Stock · 9,800 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:41 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 5,748 | $87.35 | $502,087.80 |
DisclosureSEC source: 0000009389-21-000125 · edgar.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,587.8716 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:41 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 9,800 | $22.97 | $225,057.00 |
DisclosureSEC source: 0000009389-21-000125 · edgar.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,335.8716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:06 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 16,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000108 · edgar.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,492.9023 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:27 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,287.83 | $90.37 | $116,381.20 |
DisclosureSEC source: 0000009389-21-000049 · edgar.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,837.1689 Underlying: Common Stock · 1,287.83 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:49 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 9,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000028 · edgar.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,149 Underlying: Common Stock · 9,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:49 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,801 | $88.02 | $246,544.02 |
DisclosureSEC source: 0000009389-21-000028 · edgar.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,724.3889 F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:49 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 9,501 | $88.02 | $836,278.02 |
DisclosureSEC source: 0000009389-21-000028 · edgar.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,525.3889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:09 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 22,222 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000016 · edgar.xml · derivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Common Stock · 22,222 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:09 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,156 | $85.33 | $439,961.48 |
DisclosureSEC source: 0000009389-21-000016 · edgar.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,418 Underlying: Common Stock · 5,156 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 22:30 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 4,272 | $97.35 | $415,859.12 |
DisclosureSEC source: 0000009389-20-000041 · edgar.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,982.0297 F1 · price: This transaction was executed in multiple trades at prices ranging from $97.345 to $97.3453. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 22:30 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-20-000041 · edgar.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,254.0297 Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,000 | $96.57 | $965,717.00 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 4 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,295 F5 · price: This transaction was executed in multiple trades at prices ranging from $96.50 to $96.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 10,000 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · derivative · entry 9 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,400 Underlying: Common Stock · 10,000 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 5,728 | $96.76 | $554,241.28 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,950.0297 F7 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,000 | $22.97 | $229,650.00 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 5 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,678.0297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,000 | $95.60 | $955,991.00 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,295 F4 · price: This transaction was executed in multiple trades at prices ranging from $95.435 to $95.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,000 | $95.37 | $953,724.00 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,295 F3 · price: This transaction was executed in multiple trades at prices ranging from $95.16 to $95.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 23:41 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 10,000 | $94.41 | $944,058.00 |
DisclosureSEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 43,295 F1 · price: This transaction was executed in multiple trades at prices ranging from $94.29 to $94.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:41 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006011 · primarydocument.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,262 Underlying: Common Stock · 6,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restricted stock units. F7 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:41 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,815 | $84.43 | $237,670.45 |
DisclosureSEC source: 0001562180-20-006011 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,669.6404 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:41 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006011 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,484.6404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 18:00 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 23,146 | $81.91 | $1,895,777.76 |
DisclosureSEC source: 0001562180-20-005827 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,072.1827 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.67 to $82.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 18:00 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 10,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005827 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,295 F1 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:52 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 54,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001562180-20-005731 · primarydocument.xml · derivative · entry 8 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,000 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Vests 13,500 share(s) on 25-Jan-2013, 13,500 share(s) on 25-Jan-2014, 13,500 share(s) on 25-Jan-2015, 13,500 share(s) on 25-Jan-2016 Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:52 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 25,659.3896 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005731 · primarydocument.xml · derivative · entry 7 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,204.3088 Underlying: Common Stock · 25,659.3896 shares Expires not disclosed F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:52 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005731 · primarydocument.xml · nonDerivative · entry 3 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,218.1827 Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:52 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 30,854 | $80.27 | $2,476,650.58 |
DisclosureSEC source: 0001562180-20-005731 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,218.1827 F2 · kind: Shares withheld for the cost of the SARS and for payment of the tax obligation on the exercise of the SARS. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:52 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 54,000 | $18.85 | $1,017,900.00 |
DisclosureSEC source: 0001562180-20-005731 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,072.1827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:20 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 112,000 | $64.19 | $7,189,280.00 |
DisclosureSEC source: 0001562180-20-003854 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,000 F1 · ownership.nature: These shares are held by an entity owned entirely by the reporting person. Read SEC document |
| March 11, 2020 Filed May 18, 2020 16:31 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003675 · primarydocument.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 140,000 F1 · ownership.nature: These shares were transferred on March 11, 2020, to an entity owned entirely by the reporting person. Read SEC document |
| March 11, 2020 Filed May 18, 2020 16:31 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003675 · primarydocument.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,293.155 F1 · shares: These shares were transferred on March 11, 2020, to an entity owned entirely by the reporting person. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:50 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,561.2802 | $76.86 | $120,000.00 |
DisclosureSEC source: 0001562180-20-001733 · primarydocument.xml · derivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,966.8561 Underlying: Common Stock · 1,561.2802 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.