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Alspaugh Robert W

Disclosed activity across 5 companies

Tapewire entity
109303
SEC CIK
0001365933

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593DirectorJune 07, 2018June 11, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date June 07, 2018 · Filed June 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect864.3906 Reported balance After 2018-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-07 · Grant · Acquired 3.3906 · Balance 864.3906

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BALL Corp

Report date April 24, 2019 · Filed April 24, 2019

Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,000 Reported balance Holding disclosure · report date 2019-04-24 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,000

Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible securityDirect41,577.8498 Reported balance Holding disclosure · report date 2019-04-24 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 41,577.8498

F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect78,820 Reported balance Holding disclosure · report date 2019-04-24 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 78,820

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Triton International Ltd

Report date September 28, 2023 · Filed October 02, 2023

Section 16 reporting ended · disclosed 2023-10-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-09-28 transaction · row 1
1 source row

Row 1 · 2023-09-28 · Disposition to issuer · Disposed 17,143 · Balance 0

F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

VERIFONE SYSTEMS, INC.

Report date August 20, 2018 · Filed August 22, 2018

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2018-08-20 transaction · row 1
1 source row

Row 1 · 2018-08-20 · Disposition to issuer · Disposed 14,000 · Balance 0

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80 · Expires 2020-07-01Direct0 Reported balance After 2018-08-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-08-20 · Disposition to issuer · Disposed 9,000 · Balance 0

F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash,

F3: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0

F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-08-20 · Disposition to issuer · Disposed 8,484 · Balance 0

F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-08-20 · Disposition to issuer · Disposed 6,556 · Balance 0

F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-08-20 · Disposition to issuer · Disposed 3,500 · Balance 0

F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-08-20 · Disposition to issuer · Disposed 2,000 · Balance 0

F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Filing footnotes · ownership attribution and instrument terms

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest.

F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash,

F3: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.

F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Veoneer, Inc.

Report date April 01, 2022 · Filed April 01, 2022

Section 16 reporting ended · disclosed 2022-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-01 transaction · row 1
1 source row

Row 1 · 2022-04-01 · Disposition to issuer · Disposed 24,711 · Balance 0

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-01 · Disposition to issuer · Disposed 5,263 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F4: These RSUs were to vest on May 10, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F4: These RSUs were to vest on May 10, 2022.

F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2023 Filed Oct 2, 2023 09:11 UTC Triton International Ltd TRTN · Entity 2730 Disposition to issuerCommon Shares 17,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001660734-23-000102 · wk-form4_1696252273.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 17:22 UTC Triton International Ltd TRTN · Entity 2730 GiftCommon Shares 4,800 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,143

F2 · shares: Gift to charitable donor advised fund.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 17:22 UTC Triton International Ltd TRTN · Entity 2730 GiftCommon Shares 6,962 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,943

F1 · shares: Gift by reporting person to his adult children not living in his household.

Read SEC document
November 28, 2022 Filed Jan 12, 2023 16:31 UTC Triton International Ltd TRTN · Entity 2730 GiftCommon Shares 750 $0.00 $0.00
Disclosure

SEC source: 0001660734-23-000010 · wf-form5_167355909609504.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,905

F1 · kind: Gift by reporting person to his adult children not living in his household.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 16:24 UTC Triton International Ltd TRTN · Entity 2730 GrantCommon Shares 2,490 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000064 · wf-form4_165117740496266.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655

F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 17:54 UTC Veoneer, Inc. VNE · Entity 128236 Disposition to issuerRestricted Stock Units · Derivative 5,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-012719 · form4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,263 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F1 · kind: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5 · price: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.

F4 · derivative.exercise_date: These RSUs were to vest on May 10, 2022.

F4 · derivative.expiration_date: These RSUs were to vest on May 10, 2022.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 17:54 UTC Veoneer, Inc. VNE · Entity 128236 Disposition to issuerCommon Stock 24,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-012719 · form4.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

Read SEC document
December 27, 2021 Filed Dec 27, 2021 16:32 UTC Triton International Ltd TRTN · Entity 2730 SaleCommon Shares 5,000 $60.01 $300,050.50
Disclosure

SEC source: 0001660734-21-000120 · wf-form4_164064070886660.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,665

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 16:30 UTC Triton International Ltd TRTN · Entity 2730 SaleCommon Shares 800 $58.03 $46,424.00
Disclosure

SEC source: 0001660734-21-000114 · wf-form4_163899901602841.xml · nonDerivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,665

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 16:30 UTC Triton International Ltd TRTN · Entity 2730 SaleCommon Shares 4,200 $58.00 $243,600.00
Disclosure

SEC source: 0001660734-21-000114 · wf-form4_163899901602841.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,465

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 09, 2021 Filed Jan 5, 2022 17:20 UTC Triton International Ltd TRTN · Entity 2730 GiftCommon Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001660734-22-000014 · wf-form5_164142121683607.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,165

F1 · kind: Gift by reporting person to his adult children not living in his household.

Read SEC document
May 10, 2021 Filed May 11, 2021 19:43 UTC Veoneer, Inc. VNE · Entity 128236 GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0001733186-21-000070 · wf-form4_162077658589193.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,974

F1 · kind: Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2021-2022 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of the 1-year anniversary of the grant date or the date of VNE's 2022 annual stockholder meeting, provided that there is no less than fifty (50) weeks between the grant date and the 2022 annual stockholder meeting. Each RSU represents a contingent right to receive one share of VNE common stock.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 16:34 UTC Triton International Ltd TRTN · Entity 2730 GrantCommon Shares 2,696 $0.00 $0.00
Disclosure

SEC source: 0001660734-21-000065 · wf-form4_161972846463301.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,665

F1 · shares: The reporting person was granted 2,696 common shares on April 27, 2021.

Read SEC document
May 06, 2020 Filed May 8, 2020 11:12 UTC Veoneer, Inc. VNE · Entity 128236 GrantCommon Stock 12,605 $0.00 $0.00
Disclosure

SEC source: 0001733186-20-000109 · wf-form4_158895070855399.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,711

F1 · kind: Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2020-2021 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of (a) the date of VNE's 2021 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Each RSU represents a contingent right to receive one share of VNE common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 16:33 UTC Triton International Ltd TRTN · Entity 2730 GrantCommon Shares 4,677 $0.00 $0.00
Disclosure

SEC source: 0001660734-20-000026 · wf-form4_158767396594526.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,969

F1 · shares: Mr. Alspaugh was granted 4,677 common shares on April 21, 2020.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 11:15 UTC Triton International Ltd TRTN · Entity 2730 GiftCommon Shares 2,775 $0.00 $0.00
Disclosure

SEC source: 0001660734-19-000035 · primary_doc.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,292

F1 · kind: This transaction involved a gift of securities by Mr. Alspaugh to his adult children who do not share Mr. Alspaugh's household.

Read SEC document
May 08, 2019 Filed May 10, 2019 12:32 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionRestricted Stock Unit · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001733186-19-000085 · wf-form4_155750592089863.xml · derivative · entry 3

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,430 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of VNE common stock

F4 · shares: As reported in the Registration Statement on Form 10 filed by VNE with the SEC, in connection with the Spin-off, stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of a RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to a RSU of VNE, and 50% to a RSU of ALV, in each case with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

Read SEC document
May 08, 2019 Filed May 10, 2019 12:32 UTC Veoneer, Inc. VNE · Entity 128236 GrantCommon Stock 5,698 $0.00 $0.00
Disclosure

SEC source: 0001733186-19-000085 · wf-form4_155750592089863.xml · nonDerivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,106

F2 · kind: Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2019-2020 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of (a) the date of VNE's 2020 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

Read SEC document
May 08, 2019 Filed May 10, 2019 12:32 UTC Veoneer, Inc. VNE · Entity 128236 Exercise / conversionCommon Stock 1,430 $0.00 $0.00
Disclosure

SEC source: 0001733186-19-000085 · wf-form4_155750592089863.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,978 shares acquired in the distribution by Autoliv, Inc. ("ALV") of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off").

Read SEC document
April 25, 2019 Filed Apr 29, 2019 14:59 UTC Triton International Ltd TRTN · Entity 2730 GrantCommon Shares 4,615 $0.00 $0.00
Disclosure

SEC source: 0001341066-19-000015 · primary_doc.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,067

F1 · shares: Mr. Alspaugh WAS GRANTED 4,615 COMMON SHARES ON APRIL 25, 2019

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:02 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 65.1376 $57.50 $3,745.41
Disclosure

SEC source: 0001562180-19-001959 · primarydocument.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,577.8498

Underlying: Common Stock · 65.1376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F4 · derivative.expiration_date: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:02 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 553.9214 $57.50 $31,850.48
Disclosure

SEC source: 0001562180-19-001959 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,512.7122

Underlying: Common Stock · 553.9214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:31 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 516.7464 $54.48 $28,152.34
Disclosure

SEC source: 0001562180-19-001402 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,958.7908

Underlying: Common Stock · 516.7464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:44 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 85.1481 $46.65 $3,972.16
Disclosure

SEC source: 0001562180-18-005053 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,442.0444

Underlying: Common Stock · 85.1481 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:59 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 635.2843 $48.53 $30,830.35
Disclosure

SEC source: 0001562180-18-004994 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,009.1937

Underlying: Common Stock · 635.2843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:18 UTC Triton International Ltd TRTN · Entity 2730 GiftCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001341066-18-000019 · primary_doc.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,452

F1 · kind: This transaction involved a gift of securities by Mr. Alspaugh to his adult children who do not share Mr. Alspaugh's household.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 16:19 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 22,992.7888 $49.10 $1,128,945.93
Disclosure

SEC source: 0001562180-18-004580 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,373.9094

Underlying: Common Stock · 22,992.7888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund into another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 137.7182 $44.92 $6,186.30
Disclosure

SEC source: 0001562180-18-004179 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,714.4008

Underlying: Common Stock · 137.7182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 19:43 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 713.6384 $44.14 $31,500.00
Disclosure

SEC source: 0001562180-18-003943 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,576.6826

Underlying: Common Stock · 713.6384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 2,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 7

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,000 shares

Expires not disclosed

F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 3,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 6

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,500 shares

Expires not disclosed

F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 6,556 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 5

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,556 shares

Expires not disclosed

F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 8,484 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 4

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 8,484 shares

Expires not disclosed

F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 9,650 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 3

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,650 shares

Expires not disclosed

F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F5 · derivative.exercise_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerStock Option (right to buy) · Derivative 9,000 Not disclosed Strike: $16.80 Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,000 shares

Expires 2020-07-01

F2 · price: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash,

F3 · price: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:36 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerCommon Stock, par value $0.01 per share 14,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022990 · doc4.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 19:46 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 859.4816 $36.65 $31,500.00
Disclosure

SEC source: 0001562180-18-003053 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,550.7895

Underlying: Common Stock · 859.4816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:02 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.3906 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016035 · doc4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864.3906

Underlying: Common Stock · 3.3906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 19:31 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035366 · doc4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.

F1 · derivative.exercise_date: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.

F1 · derivative.expiration_date: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 19:31 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Exercise / conversionCommon Stock, par value $0.01 per share 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035366 · doc4.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:05 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 861 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012313 · doc4.xml · derivative · entry 3

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Common Stock · 861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2018-2019 annual retainer for director service.

F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

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May 08, 2018 Filed May 10, 2018 20:05 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012313 · doc4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,178 shares

Expires 2018-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.

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May 08, 2018 Filed May 10, 2018 20:05 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012313 · doc4.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.

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May 02, 2018 Filed May 3, 2018 15:21 UTC Triton International Ltd TRTN · Entity 2730 GrantCommon Shares 4,915 $0.00 $0.00
Disclosure

SEC source: 0001341066-18-000008 · primary_doc.xml · nonDerivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,452

F1 · shares: Mr. Alspaugh was granted 4,915 common shares on May 2, 2018.

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April 25, 2018 Filed Apr 26, 2018 21:55 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001992 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,820

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 02, 2018 Filed Apr 4, 2018 19:42 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 GrantRestricted Stock Units · Derivative 9,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023933 · doc4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Underlying: Common Stock, par value $0.01 per share · 9,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2020; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company.

F1 · derivative.exercise_date: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2020; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company.

F1 · derivative.expiration_date: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2020; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company.

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March 15, 2018 Filed Mar 19, 2018 17:35 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 768.8553 $40.97 $31,500.00
Disclosure

SEC source: 0001127602-18-011966 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,691.3079

Underlying: Common Stock · 768.8553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:30 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.6961 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007105 · doc4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178.6456

Underlying: Common Stock · 4.6961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

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February 23, 2018 Filed Feb 26, 2018 21:35 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 770.4095 $37.85 $29,160.00
Disclosure

SEC source: 0001127602-18-008413 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,922.4526

Underlying: Common Stock · 770.4095 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Annual Incentive Retainer, and company match if applicable, deferred into the Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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December 15, 2017 Filed Dec 18, 2017 21:38 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 670.5584 $38.29 $25,675.68
Disclosure

SEC source: 0001127602-17-034943 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,003.989

Underlying: Common Stock · 670.5584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.