Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOLIV INCALV · Entity 3593 | Director | June 07, 2018 | June 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOLIV INC
Report date June 07, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 864.3906 |
Reported balance
After 2018-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-07 · Grant · Acquired 3.3906 · Balance 864.3906 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.
F3: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date April 24, 2019 · Filed April 24, 2019
Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,000 |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 41,577.8498 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 41,577.8498 F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 78,820 |
Reported balance
Holding disclosure · report date 2019-04-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 78,820 F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Triton International Ltd
Report date September 28, 2023 · Filed October 02, 2023
Section 16 reporting ended · disclosed 2023-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-09-28 transaction · row 1
1 source rowRow 1 · 2023-09-28 · Disposition to issuer · Disposed 17,143 · Balance 0 F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger").
F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger.
VERIFONE SYSTEMS, INC.
Report date August 20, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 1
1 source rowRow 1 · 2018-08-20 · Disposition to issuer · Disposed 14,000 · Balance 0 F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80 · Expires 2020-07-01 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-20 · Disposition to issuer · Disposed 9,000 · Balance 0 F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, F3: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-20 · Disposition to issuer · Disposed 8,484 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-08-20 · Disposition to issuer · Disposed 6,556 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-20 · Disposition to issuer · Disposed 3,500 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-08-20 · Disposition to issuer · Disposed 2,000 · Balance 0 F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest.
F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash,
F3: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.
F4: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.
F5: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.
Veoneer, Inc.
Report date April 01, 2022 · Filed April 01, 2022
Section 16 reporting ended · disclosed 2022-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Disposition to issuer · Disposed 24,711 · Balance 0 F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-01 · Disposition to issuer · Disposed 5,263 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding. F4: These RSUs were to vest on May 10, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
F4: These RSUs were to vest on May 10, 2022.
F5: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2023 Filed Oct 2, 2023 09:11 UTC | Triton International Ltd TRTN · Entity 2730 | Disposition to issuerCommon Shares | 17,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660734-23-000102 · wk-form4_1696252273.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · shares: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of April 11, 2023 (the "Merger Agreement"), by and among the Issuer, Brookfield Infrastructure Corporation ("BIPC"), Thanos Holdings Limited ("Parent") and Thanos MergerSub Limited ("Merger Sub"), pursuant to which, at 8:00 a.m. EST on September 28, 2023, the effective time of the Merger (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as a subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding Common Share (other than Excluded Shares (as defined in the Merger Agreement)) was cancelled and converted automatically into, at the election of the shareholder as provided in and subject to Section 3.2 of the Merger Agreement, the right to receive either (i) the specified mixture of both cash and shares of class A exchangeable subordinate voting shares of BIPC ("BIPC Shares") equal to $68.50 per Common Share in cash and 0.3895 BIPC Shares, (ii) $83.16, or (iii) 2.21 BIPC Shares. No fractional BIPC shares were issued in connection with the Merger and the holders of Common Shares received cash in lieu of any fractional BIPC Shares resulting from the Merger. Read SEC document |
| August 17, 2023 Filed Aug 17, 2023 17:22 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,143 F2 · shares: Gift to charitable donor advised fund. Read SEC document |
| August 17, 2023 Filed Aug 17, 2023 17:22 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 6,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000077 · wk-form4_1692307355.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,943 F1 · shares: Gift by reporting person to his adult children not living in his household. Read SEC document |
| November 28, 2022 Filed Jan 12, 2023 16:31 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-23-000010 · wf-form5_167355909609504.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,905 F1 · kind: Gift by reporting person to his adult children not living in his household. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 16:24 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000064 · wf-form4_165117740496266.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,655 F1 · shares: Represents annual grant of restricted shares under the Issuer's non-employee director compensation program, with immediate vesting. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 17:54 UTC | Veoneer, Inc. VNE · Entity 128236 | Disposition to issuerRestricted Stock Units · Derivative | 5,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-012719 · form4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,263 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F1 · kind: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F5 · price: Each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU (including any shares of Issuer common stock in respect of dividend equivalent units credited thereon) multiplied by (ii) the Merger Consideration, subject to any applicable tax withholding. F4 · derivative.exercise_date: These RSUs were to vest on May 10, 2022. F4 · derivative.expiration_date: These RSUs were to vest on May 10, 2022. Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 17:54 UTC | Veoneer, Inc. VNE · Entity 128236 | Disposition to issuerCommon Stock | 24,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-012719 · form4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, SSW HoldCo LP ("Buyers"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, QUALCOMM Incorporated and SSW Merger Sub Corp, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of October 4, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $37.00 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration"). Read SEC document |
| December 27, 2021 Filed Dec 27, 2021 16:32 UTC | Triton International Ltd TRTN · Entity 2730 | SaleCommon Shares | 5,000 | $60.01 | $300,050.50 |
DisclosureSEC source: 0001660734-21-000120 · wf-form4_164064070886660.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 16:30 UTC | Triton International Ltd TRTN · Entity 2730 | SaleCommon Shares | 800 | $58.03 | $46,424.00 |
DisclosureSEC source: 0001660734-21-000114 · wf-form4_163899901602841.xml · nonDerivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,665 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 16:30 UTC | Triton International Ltd TRTN · Entity 2730 | SaleCommon Shares | 4,200 | $58.00 | $243,600.00 |
DisclosureSEC source: 0001660734-21-000114 · wf-form4_163899901602841.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,465 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 09, 2021 Filed Jan 5, 2022 17:20 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-22-000014 · wf-form5_164142121683607.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,165 F1 · kind: Gift by reporting person to his adult children not living in his household. Read SEC document |
| May 10, 2021 Filed May 11, 2021 19:43 UTC | Veoneer, Inc. VNE · Entity 128236 | GrantCommon Stock | 5,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001733186-21-000070 · wf-form4_162077658589193.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,974 F1 · kind: Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2021-2022 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of the 1-year anniversary of the grant date or the date of VNE's 2022 annual stockholder meeting, provided that there is no less than fifty (50) weeks between the grant date and the 2022 annual stockholder meeting. Each RSU represents a contingent right to receive one share of VNE common stock. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 16:34 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-21-000065 · wf-form4_161972846463301.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,665 F1 · shares: The reporting person was granted 2,696 common shares on April 27, 2021. Read SEC document |
| May 06, 2020 Filed May 8, 2020 11:12 UTC | Veoneer, Inc. VNE · Entity 128236 | GrantCommon Stock | 12,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001733186-20-000109 · wf-form4_158895070855399.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,711 F1 · kind: Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2020-2021 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of (a) the date of VNE's 2021 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Each RSU represents a contingent right to receive one share of VNE common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 16:33 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 4,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-20-000026 · wf-form4_158767396594526.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,969 F1 · shares: Mr. Alspaugh was granted 4,677 common shares on April 21, 2020. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 11:15 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 2,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001660734-19-000035 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,292 F1 · kind: This transaction involved a gift of securities by Mr. Alspaugh to his adult children who do not share Mr. Alspaugh's household. Read SEC document |
| May 08, 2019 Filed May 10, 2019 12:32 UTC | Veoneer, Inc. VNE · Entity 128236 | Exercise / conversionRestricted Stock Unit · Derivative | 1,430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001733186-19-000085 · wf-form4_155750592089863.xml · derivative · entry 3 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,430 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of VNE common stock F4 · shares: As reported in the Registration Statement on Form 10 filed by VNE with the SEC, in connection with the Spin-off, stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of a RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to a RSU of VNE, and 50% to a RSU of ALV, in each case with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. Read SEC document |
| May 08, 2019 Filed May 10, 2019 12:32 UTC | Veoneer, Inc. VNE · Entity 128236 | GrantCommon Stock | 5,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001733186-19-000085 · wf-form4_155750592089863.xml · nonDerivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,106 F2 · kind: Reflects a grant of restricted stock units (RSUs) as payment of one-half of the 2019-2020 annual retainer for non-employee director service. The RSUs vest and convert to shares in one installment on the earlier of (a) the date of VNE's 2020 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Read SEC document |
| May 08, 2019 Filed May 10, 2019 12:32 UTC | Veoneer, Inc. VNE · Entity 128236 | Exercise / conversionCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001733186-19-000085 · wf-form4_155750592089863.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 4,978 shares acquired in the distribution by Autoliv, Inc. ("ALV") of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"). Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 14:59 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 4,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001341066-19-000015 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,067 F1 · shares: Mr. Alspaugh WAS GRANTED 4,615 COMMON SHARES ON APRIL 25, 2019 Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:02 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 65.1376 | $57.50 | $3,745.41 |
DisclosureSEC source: 0001562180-19-001959 · primarydocument.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,577.8498 Underlying: Common Stock · 65.1376 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F4 · derivative.exercise_date: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F4 · derivative.expiration_date: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:02 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 553.9214 | $57.50 | $31,850.48 |
DisclosureSEC source: 0001562180-19-001959 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,512.7122 Underlying: Common Stock · 553.9214 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 17:31 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 516.7464 | $54.48 | $28,152.34 |
DisclosureSEC source: 0001562180-19-001402 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,958.7908 Underlying: Common Stock · 516.7464 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:44 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 85.1481 | $46.65 | $3,972.16 |
DisclosureSEC source: 0001562180-18-005053 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,442.0444 Underlying: Common Stock · 85.1481 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:59 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 635.2843 | $48.53 | $30,830.35 |
DisclosureSEC source: 0001562180-18-004994 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,009.1937 Underlying: Common Stock · 635.2843 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:18 UTC | Triton International Ltd TRTN · Entity 2730 | GiftCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001341066-18-000019 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,452 F1 · kind: This transaction involved a gift of securities by Mr. Alspaugh to his adult children who do not share Mr. Alspaugh's household. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:19 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 22,992.7888 | $49.10 | $1,128,945.93 |
DisclosureSEC source: 0001562180-18-004580 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,373.9094 Underlying: Common Stock · 22,992.7888 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund into another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities. F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 18, 2018 Filed Oct 4, 2018 21:09 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 137.7182 | $44.92 | $6,186.30 |
DisclosureSEC source: 0001562180-18-004179 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,714.4008 Underlying: Common Stock · 137.7182 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:43 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 713.6384 | $44.14 | $31,500.00 |
DisclosureSEC source: 0001562180-18-003943 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,576.6826 Underlying: Common Stock · 713.6384 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 2,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 7 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,000 shares Expires not disclosed F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 3,500 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 6 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,500 shares Expires not disclosed F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 6,556 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 5 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,556 shares Expires not disclosed F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 8,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 4 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 8,484 shares Expires not disclosed F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 9,650 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 3 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,650 shares Expires not disclosed F4 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F5 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F5 · derivative.exercise_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerStock Option (right to buy) · Derivative | 9,000 | Not disclosed Strike: $16.80 | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,000 shares Expires 2020-07-01 F2 · price: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option; and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, F3 · price: (Continued from Footnote 2) without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:36 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerCommon Stock, par value $0.01 per share | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022990 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Mr. Alspaugh was converted into the right to receive $23.04 in cash, without interest. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:46 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 859.4816 | $36.65 | $31,500.00 |
DisclosureSEC source: 0001562180-18-003053 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,550.7895 Underlying: Common Stock · 859.4816 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:02 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 3.3906 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016035 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864.3906 Underlying: Common Stock · 3.3906 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 19:31 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035366 · doc4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 19:31 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035366 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 1, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:05 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012313 · doc4.xml · derivative · entry 3 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861 Underlying: Common Stock · 861 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2018-2019 annual retainer for director service. F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date. F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:05 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionRestricted Stock Unit · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012313 · doc4.xml · derivative · entry 2 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,178 shares Expires 2018-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:05 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionCommon Stock | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012313 · doc4.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service. Read SEC document |
| May 02, 2018 Filed May 3, 2018 15:21 UTC | Triton International Ltd TRTN · Entity 2730 | GrantCommon Shares | 4,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001341066-18-000008 · primary_doc.xml · nonDerivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,452 F1 · shares: Mr. Alspaugh was granted 4,915 common shares on May 2, 2018. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:55 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,606 | $40.22 | $145,033.32 |
DisclosureSEC source: 0001562180-18-001992 · primarydocument.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,820 Underlying: Common Stock · 3,606 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:42 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | GrantRestricted Stock Units · Derivative | 9,650 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023933 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Underlying: Common Stock, par value $0.01 per share · 9,650 shares Expires not disclosed F1 · derivative.exercise_price: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2020; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company. F1 · derivative.exercise_date: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2020; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company. F1 · derivative.expiration_date: Shares underlining vested restricted stock units will be delivered upon the earlier of (i) June 1, 2020; or (ii) the date of termination of the holder's service as a director with the Company for any reason or no reason; or (iii) the occurrence of a change in control of the Company. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:35 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 768.8553 | $40.97 | $31,500.00 |
DisclosureSEC source: 0001127602-18-011966 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,691.3079 Underlying: Common Stock · 768.8553 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:30 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 4.6961 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007105 · doc4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178.6456 Underlying: Common Stock · 4.6961 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:35 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 770.4095 | $37.85 | $29,160.00 |
DisclosureSEC source: 0001127602-18-008413 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,922.4526 Underlying: Common Stock · 770.4095 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Annual Incentive Retainer, and company match if applicable, deferred into the Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:38 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 670.5584 | $38.29 | $25,675.68 |
DisclosureSEC source: 0001127602-17-034943 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,003.989 Underlying: Common Stock · 670.5584 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.