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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2017 Filed Apr 4, 2017 16:53 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 7,545 $0.00 Strike: $25.06 $0.00
Disclosure

SEC source: 0001127602-17-013743 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,910

Underlying: Common Stock · 7,545 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:53 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 4,892 $73.35 $358,828.20
Disclosure

SEC source: 0001127602-17-013743 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,213.7203

F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:53 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 7,545 $25.06 $189,039.98
Disclosure

SEC source: 0001127602-17-013743 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,105.7203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 181.5579 $74.94 $13,605.95
Disclosure

SEC source: 0001127602-17-012000 · form4.xml · derivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,842.6845

Underlying: Common Stock · 181.5579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 56.9911 $74.94 $4,270.91
Disclosure

SEC source: 0001127602-17-012000 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,903.6293

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:05 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherDeferred Compensation Company Stock Plan · Derivative 362.3579 $74.94 $27,155.10
Disclosure

SEC source: 0001127602-17-011988 · form4.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,247.7151

Underlying: Common Stock · 362.3579 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:05 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherCommon Stock 107.0826 $74.94 $8,024.77
Disclosure

SEC source: 0001127602-17-011988 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,231.7203

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:27 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 2.3804 $74.94 $178.39
Disclosure

SEC source: 0001127602-17-011983 · form4.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374.6392

Underlying: Common Stock · 2.3804 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:27 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 1,143 $74.94 $85,656.42
Disclosure

SEC source: 0001127602-17-011983 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,385

Underlying: Common Stock · 1,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:00 UTC OtherDeferred Compensation Company Stock Plan · Derivative 23.0746 $74.94 $1,729.21
Disclosure

SEC source: 0001127602-17-011953 · form4.xml · derivative · entry 1

SMART GEORGE M · CIK 0001016653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324.6599

Underlying: Common Stock · 23.0746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:42 UTC OtherDeferred Compensation Company Stock Plan · Derivative 500.4003 $74.94 $37,500.00
Disclosure

SEC source: 0001127602-17-011939 · form4.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,207.8211

Underlying: Common Stock · 500.4003 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:42 UTC OtherDeferred Compensation Company Stock Plan · Derivative 105.1281 $74.94 $7,878.30
Disclosure

SEC source: 0001127602-17-011939 · form4.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,707.4208

Underlying: Common Stock · 105.1281 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:42 UTC OtherCommon Stock 3.061 $74.94 $229.39
Disclosure

SEC source: 0001127602-17-011939 · form4.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,613.6571

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:31 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 17.8407 $74.94 $1,336.98
Disclosure

SEC source: 0001127602-17-011936 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,302.3775

Underlying: Common Stock · 17.8407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in the Ball Corporation Deferred Compensation Company Stock Plan

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:20 UTC OtherDeferred Compensation Company Stock Plan · Derivative 89.1516 $74.94 $6,681.02
Disclosure

SEC source: 0001127602-17-011931 · form4.xml · derivative · entry 2

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,481.5502

Underlying: Common Stock · 89.1516 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:20 UTC OtherCommon Stock 3.061 $74.94 $229.39
Disclosure

SEC source: 0001127602-17-011931 · form4.xml · nonDerivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,445.6571

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:12 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 41.1883 $74.94 $3,086.65
Disclosure

SEC source: 0001127602-17-012072 · form4.xml · derivative · entry 2

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,784.5947

Underlying: Common Stock · 41.1883 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:12 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
GrantRestricted Stock Units · Derivative 320 $74.94 $23,980.80
Disclosure

SEC source: 0001127602-17-012072 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,416

Underlying: Common Stock · 320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Deposit Share Program.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 13:56 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 181.5579 $74.94 $13,605.95
Disclosure

SEC source: 0001127602-17-012044 · form4a.xml · derivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,842.6845

Underlying: Common Stock · 181.5579 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 13:56 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 56.9911 $74.94 $4,270.91
Disclosure

SEC source: 0001127602-17-012044 · form4a.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,903.6293

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:23 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
SaleCommon Stock 2,671 $74.31 $198,470.79
Disclosure

SEC source: 0001127602-17-012098 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,560.7203

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:06 UTC Amendment
Knobel Jeff AVice President & Treasurer
OtherDeferred Compensation Company Stock Plan · Derivative 30.7627 $74.94 $2,305.36
Disclosure

SEC source: 0001127602-17-012096 · form4a.xml · derivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,764.3572

Underlying: Common Stock · 30.7627 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:06 UTC Amendment
Knobel Jeff AVice President & Treasurer
GrantRestricted Stock Units · Derivative 1,431 $74.94 $107,239.14
Disclosure

SEC source: 0001127602-17-012096 · form4a.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018

Underlying: Common Stock · 1,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units granted in conjunction with the Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units granted in conjunction with the Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units granted in conjunction with the Deposit Share Program.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:44 UTC OtherDeferred Compensation Company Stock Plan · Derivative 400.3203 $74.94 $30,000.00
Disclosure

SEC source: 0001127602-17-012093 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718.0177

Underlying: Common Stock · 400.3203 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:44 UTC OtherDeferred Compensation Company Stock Plan · Derivative 5.7453 $74.94 $430.55
Disclosure

SEC source: 0001127602-17-012093 · form4.xml · derivative · entry 5

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317.6974

Underlying: Common Stock · 5.7453 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:44 UTC OtherCommon Stock 167.8533 $74.94 $12,578.93
Disclosure

SEC source: 0001127602-17-012093 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,630.3427

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:29 UTC OtherDeferred Compensation Company Stock Plan · Derivative 420.3363 $74.94 $31,500.00
Disclosure

SEC source: 0001127602-17-012081 · form4.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,255.8107

Underlying: Common Stock · 420.3363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:29 UTC OtherDeferred Compensation Company Stock Plan · Derivative 48.2032 $74.94 $3,612.35
Disclosure

SEC source: 0001127602-17-012081 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,835.4744

Underlying: Common Stock · 48.2032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 14:58 UTC
Barker Shawn MVice President & Controller
OtherDeferred Compensation Company Stock Plan · Derivative 60.318 $74.94 $4,520.23
Disclosure

SEC source: 0001127602-17-012061 · form4.xml · derivative · entry 1

Barker Shawn M · CIK 0001480066 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,831.2741

Underlying: Common Stock · 60.318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:12 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 103.0367 $74.94 $7,721.57
Disclosure

SEC source: 0001127602-17-012071 · form4.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,499.6988

Underlying: Common Stock · 103.0367 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 15:12 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherCommon Stock 5.8915 $74.94 $441.51
Disclosure

SEC source: 0001127602-17-012071 · form4.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000.9379

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 14:45 UTC
Knobel Jeff AVice President & Treasurer
OtherDeferred Compensation Company Stock Plan · Derivative 30.7627 $74.94 $2,305.36
Disclosure

SEC source: 0001127602-17-012056 · form4.xml · derivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,764.3572

Underlying: Common Stock · 30.7627 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 14:45 UTC
Knobel Jeff AVice President & Treasurer
GrantRestricted Stock Units · Derivative 1,431 $74.94 $107,239.14
Disclosure

SEC source: 0001127602-17-012056 · form4.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018

Underlying: Common Stock · 1,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units granted in conjunction with the Deposit Share Program.

F2 · derivative.exercise_date: Restricted Stock Units granted in conjunction with the Deposit Share Program.

F2 · derivative.expiration_date: Restricted Stock Units granted in conjunction with the Deposit Share Program.

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March 15, 2017 Filed Mar 17, 2017 14:21 UTC OtherDeferred Compensation Company Stock Plan · Derivative 59.7323 $74.94 $4,476.34
Disclosure

SEC source: 0001127602-17-012051 · form4.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,493.2393

Underlying: Common Stock · 59.7323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2017 Filed Mar 17, 2017 14:41 UTC Other2005 Deferred Compensation Company Stock Plan · Derivative 5.2599 $74.94 $394.18
Disclosure

SEC source: 0001127602-17-012054 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037.4241

Underlying: Common Stock · 5.2599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2017 Filed Mar 17, 2017 14:10 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 58.0811 $74.94 $4,352.60
Disclosure

SEC source: 0001127602-17-012049 · form4.xml · derivative · entry 5

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 33,540.2795

Underlying: Common Stock · 58.0811 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2017 Filed Mar 17, 2017 14:10 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 128.6972 $74.94 $9,644.57
Disclosure

SEC source: 0001127602-17-012049 · form4.xml · derivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,317.8532

Underlying: Common Stock · 128.6972 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2017 Filed Mar 17, 2017 14:10 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 10.3319 $74.94 $774.27
Disclosure

SEC source: 0001127602-17-012049 · form4.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 147,704.762

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

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March 15, 2017 Filed Mar 17, 2017 14:10 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 6.3249 $74.94 $473.99
Disclosure

SEC source: 0001127602-17-012049 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,443.4049

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2017 Filed Nov 2, 2017 17:01 UTC GrantDeferred Compensation Company Stock Plan · Derivative 340.2722 $74.94 $25,500.00
Disclosure

SEC source: 0001127602-17-030914 · form4.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340.2722

Underlying: Common Stock · 340.2722 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 17:30 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 87,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · derivative · entry 9

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 14, 2017 Filed Mar 15, 2017 17:30 UTC Tax withholdingCommon Stock 56,002 $74.05 $4,146,948.10
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · nonDerivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 376,601

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

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March 14, 2017 Filed Mar 15, 2017 17:30 UTC Exercise / conversionCommon Stock 87,000 $24.66 $2,145,420.00
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 432,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 13, 2017 Filed Mar 13, 2017 20:25 UTC Exercise / conversionStock Option (iso) (Right to Buy) · Derivative 5,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · derivative · entry 8

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Incentive Stock Options (ISOs).

F7 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.

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March 13, 2017 Filed Mar 13, 2017 20:25 UTC SaleCommon Stock 5,000 $74.07 $370,331.50
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,462.4894

Read SEC document
March 13, 2017 Filed Mar 13, 2017 20:25 UTC Exercise / conversionCommon Stock 5,000 $24.66 $123,300.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,462.4894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired from the exercise of Incentive Stock Options (ISOs).

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:20 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 7,545 $0.00 Strike: $25.06 $0.00
Disclosure

SEC source: 0001127602-17-011655 · form4.xml · derivative · entry 6

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,455

Underlying: Common Stock · 7,545 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:20 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 4,874 $74.32 $362,235.68
Disclosure

SEC source: 0001127602-17-011655 · form4.xml · nonDerivative · entry 3

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,453.6377

F3 · kind: Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:20 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Disposition to issuerCommon Stock 2,671 $74.32 $198,508.72
Disclosure

SEC source: 0001127602-17-011655 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,327.6377

F2 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 13, 2017 Filed Mar 14, 2017 21:20 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 7,545 $25.06 $189,039.98
Disclosure

SEC source: 0001127602-17-011655 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,998.6377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.