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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2018 Filed Nov 15, 2018 21:53 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Right (sars) · Derivative 40,000 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-18-004560 · primarydocument.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 40,000 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Stock Appreciation rights (SARS).

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:53 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherCommon Stock 1,280 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004560 · primarydocument.xml · nonDerivative · entry 3

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

F3 · kind: These shares were transfered and sold and thus the reporting person no longer has indirect interest in these shares.

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:53 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 23,353 $49.06 $1,145,698.18
Disclosure

SEC source: 0001562180-18-004560 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,112.387

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 21:53 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 40,000 $12.61 $504,520.00
Disclosure

SEC source: 0001562180-18-004560 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,465.387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS).

Read SEC document
November 14, 2018 Filed Nov 16, 2018 16:19 UTC OtherDeferred Compensation Company Stock Plan · Derivative 22,992.7888 $49.10 $1,128,945.93
Disclosure

SEC source: 0001562180-18-004580 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,373.9094

Underlying: Common Stock · 22,992.7888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund into another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:45 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Appreciation Rights (sars) · Derivative 47,600 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004480 · primarydocument.xml · derivative · entry 8

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,600 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:45 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Option (Right to buy) · Derivative 8,400 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004480 · primarydocument.xml · derivative · entry 7

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Incentive Stock Options (ISOs).

F7 · derivative.exercise_date: Shares vest in four equal installments annually upon the first anniversary of the date of the grant of the Incentive Stock Option (ISO).

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:45 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 25,827 $48.72 $1,258,291.44
Disclosure

SEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,707.8187

F4 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:45 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 47,600 $10.02 $476,952.00
Disclosure

SEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,534.8187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:45 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 1,728 $48.72 $84,188.16
Disclosure

SEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,934.8187

F2 · kind: Shares swapped to pay for the cost of the ISOs.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 13:45 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 8,400 $10.02 $84,168.00
Disclosure

SEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,662.8187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs).

Read SEC document
November 07, 2018 Filed Nov 9, 2018 13:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Option (Right to Buy) · Derivative 6,800 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004463 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Incentive Stock Options (ISOs).

F3 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 13:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 1,396 $48.84 $68,180.64
Disclosure

SEC source: 0001562180-18-004463 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,456.6434

Read SEC document
November 07, 2018 Filed Nov 9, 2018 13:05 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 6,800 $10.02 $68,136.00
Disclosure

SEC source: 0001562180-18-004463 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,852.6434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Incentive Stock Options (ISOs).

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:01 UTC
Knobel Jeff AVice President & Treasurer
SaleCommon Stock 6,899 $47.42 $327,151.27
Disclosure

SEC source: 0001562180-18-004442 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,389.0659

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004404 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,552

Underlying: Common Stock · 33,272 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 18,555 $47.62 $883,589.10
Disclosure

SEC source: 0001562180-18-004404 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,666.1965

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 33,272 $10.02 $333,385.44
Disclosure

SEC source: 0001562180-18-004404 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,221.1965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
October 15, 2018 Filed Oct 17, 2018 15:23 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004238 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 15:23 UTC
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 116 $44.60 $5,173.60
Disclosure

SEC source: 0001562180-18-004238 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,452.4342

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 15:23 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 400 $44.60 $17,840.00
Disclosure

SEC source: 0001562180-18-004238 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568.4342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 15:23 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 5,266 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004239 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,532

Underlying: Common Stock · 5,266 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 15:23 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 2,979 $44.60 $132,863.40
Disclosure

SEC source: 0001562180-18-004239 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,040.1017

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 15:23 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 5,266 $10.02 $52,765.32
Disclosure

SEC source: 0001562180-18-004239 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,019.1017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:25 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-004142 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,824

Underlying: Common Stock · 33,272 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:25 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 18,890 $43.88 $828,893.20
Disclosure

SEC source: 0001562180-18-004142 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,670.3917

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:25 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 33,272 $10.02 $333,385.44
Disclosure

SEC source: 0001562180-18-004142 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,560.3917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
September 20, 2018 Filed Sep 20, 2018 20:17 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 25,000 $44.40 $1,110,017.50
Disclosure

SEC source: 0001562180-18-003991 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,560.6415

Read SEC document
September 19, 2018 Filed Sep 20, 2018 20:14 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
SaleCommon Stock 7,000 $44.30 $310,100.00
Disclosure

SEC source: 0001562180-18-003990 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,391.6272

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.28 to $44.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:10 UTC OtherDeferred Compensation Company Stock Plan · Derivative 7.5116 $44.92 $337.42
Disclosure

SEC source: 0001562180-18-004181 · primarydocument.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,381.6713

Underlying: Common Stock · 7.5116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:10 UTC OtherDeferred Compensation Company Stock Plan · Derivative 13.6952 $44.92 $615.19
Disclosure

SEC source: 0001562180-18-004180 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165.5112

Underlying: Common Stock · 13.6592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC OtherDeferred Compensation Company Stock Plan · Derivative 137.7182 $44.92 $6,186.30
Disclosure

SEC source: 0001562180-18-004179 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,714.4008

Underlying: Common Stock · 137.7182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 369.8081 $44.92 $16,611.78
Disclosure

SEC source: 0001562180-18-004178 · primarydocument.xml · derivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,487.5815

Underlying: Common Stock · 369.8081 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherCommon Stock 16.4679 $44.92 $739.74
Disclosure

SEC source: 0001562180-18-004178 · primarydocument.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,262.8187

F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 496.7106 $44.92 $22,312.24
Disclosure

SEC source: 0001562180-18-004177 · primarydocument.xml · derivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,618.9916

Underlying: Common Stock · 496.7106 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 148.3842 $44.92 $6,665.42
Disclosure

SEC source: 0001562180-18-004177 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,753.1017

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:09 UTC OtherDeferred Compensation Company Stock Plan · Derivative 155.5223 $44.92 $6,986.06
Disclosure

SEC source: 0001562180-18-004176 · primarydocument.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,016.1204

Underlying: Common Stock · 155.5223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 18, 2018 Filed Oct 4, 2018 21:09 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
OtherDeferred Compensation Company Stock Plan · Derivative 943.4497 $44.92 $42,379.76
Disclosure

SEC source: 0001562180-18-004175 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,394.1405

Underlying: Common Stock · 943.4497 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 18, 2018 Filed Oct 4, 2018 21:09 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
OtherCommon Stock 278.8048 $44.92 $12,523.91
Disclosure

SEC source: 0001562180-18-004175 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,949.1965

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 292.2685 $44.92 $13,128.70
Disclosure

SEC source: 0001562180-18-004174 · primarydocument.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,579.3465

Underlying: Common Stock · 292.2685 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 18, 2018 Filed Oct 4, 2018 21:08 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherCommon Stock 15.3395 $44.92 $689.05
Disclosure

SEC source: 0001562180-18-004174 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,447.6198

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 84.6538 $44.92 $3,802.65
Disclosure

SEC source: 0001562180-18-004173 · primarydocument.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,111.3165

Underlying: Common Stock · 84.6538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in the Ball Corporation Deferred Compensation Company Stock Plan

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC OtherDeferred Compensation Company Stock Plan · Derivative 283.4397 $44.92 $12,732.11
Disclosure

SEC source: 0001562180-18-004172 · primarydocument.xml · derivative · entry 2

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,395.0712

Underlying: Common Stock · 283.4397 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC OtherCommon Stock 7.9699 $44.92 $358.01
Disclosure

SEC source: 0001562180-18-004172 · primarydocument.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,280.0712

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC OtherDeferred Compensation Company Stock Plan · Derivative 232.1187 $44.92 $10,426.77
Disclosure

SEC source: 0001562180-18-004171 · primarydocument.xml · derivative · entry 2

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,499.8939

Underlying: Common Stock · 232.1187 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC OtherCommon Stock 7.9699 $44.92 $358.01
Disclosure

SEC source: 0001562180-18-004171 · primarydocument.xml · nonDerivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,944.0712

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 14.7703 $44.92 $663.48
Disclosure

SEC source: 0001562180-18-004170 · primarydocument.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,649.6174

Underlying: Common Stock · 14.7703 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC
Knobel Jeff AVice President & Treasurer
OtherDeferred Compensation Company Stock Plan · Derivative 80.0955 $44.92 $3,597.89
Disclosure

SEC source: 0001562180-18-004169 · primarydocument.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,058.9767

Underlying: Common Stock · 80.0955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:08 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 114.3335 $44.92 $5,135.86
Disclosure

SEC source: 0001562180-18-004168 · primarydocument.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,472.9978

Underlying: Common Stock · 114.3335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 18, 2018 Filed Oct 4, 2018 21:06 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 2.9383 $44.92 $131.99
Disclosure

SEC source: 0001562180-18-004166 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900.5213

Underlying: Common Stock · 2.9383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.