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Carey Nate C

Disclosed activity across 1 company

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65338
SEC CIK
0001724475

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BALL CorpBALL · Entity 3320Vice President & ControllerFebruary 19, 2026February 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BALL Corp

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,601 Reported balance After 2026-02-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-19 · Grant · Acquired 1,825 · Balance 3,601

F1: Convert without cost to shares of common stock on a one-for-one basis.

F2: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3: N/A

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.03Direct5,575 Reported balance After 2026-02-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-19 · Grant · Acquired 5,575 · Balance 5,575

F4: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Filing footnotes · ownership attribution and instrument terms

F1: Convert without cost to shares of common stock on a one-for-one basis.

F2: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3: N/A

F4: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2026 Filed Feb 23, 2026 22:03 UTC BALL Corp BALL · Entity 3320 GrantStock Options (Right to Buy) · Derivative 5,575 $0.00 Strike: $66.03 $0.00
Disclosure

SEC source: 0000009389-26-000043 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,575

Underlying: Common Stock · 5,575 shares

Expires not disclosed

F4 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5 · derivative.exercise_date: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6 · derivative.expiration_date: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 22:03 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 1,825 Not disclosed Not disclosed
Disclosure

SEC source: 0000009389-26-000043 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,601

Underlying: Common Stock · 1,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F2 · shares: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3 · price: N/A

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:50 UTC BALL Corp BALL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 7,607 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0000009389-26-000041 · form4.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,607 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:50 UTC BALL Corp BALL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 1,734 $0.00 Strike: $37.59 $0.00
Disclosure

SEC source: 0000009389-26-000041 · form4.xml · derivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,734 shares

Expires 2027-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:50 UTC BALL Corp BALL · Entity 3320 SaleCommon Stock 10,718 $66.45 $712,165.01
Disclosure

SEC source: 0000009389-26-000041 · form4.xml · nonDerivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,265

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.2750 to $66.6850. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:50 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 6,676 $66.19 $441,884.44
Disclosure

SEC source: 0000009389-26-000041 · form4.xml · nonDerivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,983

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from the exercise of stock options, previously granted under the Ball Corporation Stock and Cash Incentive plan.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:50 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 7,607 $0.00 $0.00
Disclosure

SEC source: 0000009389-26-000041 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:50 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 1,734 $0.00 $0.00
Disclosure

SEC source: 0000009389-26-000041 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2026 Filed Feb 2, 2026 22:12 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 1,420 $56.87 $80,755.40
Disclosure

SEC source: 0000009389-26-000037 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 00:41 UTC BALL Corp BALL · Entity 3320 GrantCommon Stock 4,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000009389-26-000023 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,738

F1 · shares: The Human Resources Committee determined on 01/27/2026 the achievement of the performance factors for the performance contingent restricted stock units granted on January 25, 2023. The shares will vest on January 31, 2026, subject to continued employment.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 21:27 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000009389-25-000020 · form4.xml · derivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · kind: Conversion upon vesting of restricted stock units granted in conjunction with the Deposit Share Program.

F1 · price: N/A

F4 · derivative.exercise_date: The restricted stock units vest on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest on the fourth anniversary of the grant date.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 21:27 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 461 $49.91 $23,008.51
Disclosure

SEC source: 0000009389-25-000020 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,288

Read SEC document
September 15, 2025 Filed Sep 16, 2025 21:27 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0000009389-25-000020 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: N/A

Read SEC document
February 21, 2025 Filed Feb 26, 2025 00:30 UTC BALL Corp BALL · Entity 3320 GrantStock Options (Right to Buy) · Derivative 7,043 $0.00 Strike: $51.35 $0.00
Disclosure

SEC source: 0001127602-25-006745 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,043

Underlying: Common Stock · 7,043 shares

Expires not disclosed

F4 · security: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5 · derivative.exercise_date: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6 · derivative.expiration_date: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 00:30 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 1,776 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-006745 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 1,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis.

F2 · shares: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3 · price: N/A

F2 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F2 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:54 UTC BALL Corp BALL · Entity 3320 Tax withholdingCommon Stock 972 $55.70 $54,140.40
Disclosure

SEC source: 0001127602-25-002769 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,149

F1 · shares: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 22:58 UTC BALL Corp BALL · Entity 3320 GrantCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-002524 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,121

F1 · shares: The Human Resources Committee determined on 01/28/2025 the achievement of the performance factors for the performance contingent restricted stock units granted on January 26, 2022 (1,455 of which were previously reported in Table II of Form 4), and the shares will vest on January 31, 2025, subject to continued employment.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · balance_after: The reported transaction involved the award of performance contingent restricted stock units. The reporting person has previously reported awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes all of the restricted stock units awarded to the Reporting Person, including performance contingent restricted stock units for which performance has been determined.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:18 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016722 · form4.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:18 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 344 $66.00 $22,704.00
Disclosure

SEC source: 0001062993-24-016722 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,636.6752

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 23:18 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 1,200 $66.00 $79,200.00
Disclosure

SEC source: 0001062993-24-016722 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,980.6752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:12 UTC BALL Corp BALL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 7,765 $0.00 Strike: $55.87 $0.00
Disclosure

SEC source: 0001062993-24-001448 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,765

Underlying: Common Stock · 7,765 shares

Expires 2034-01-24

F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:12 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 2,506 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-001448 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,663

Underlying: Common Stock · 2,506 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:22 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018317 · form4.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:22 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 345 $51.68 $17,829.60
Disclosure

SEC source: 0001062993-23-018317 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,607.787

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:22 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 1,200 $51.68 $62,016.00
Disclosure

SEC source: 0001062993-23-018317 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,952.787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 25, 2023 Filed Jan 28, 2023 00:12 UTC BALL Corp BALL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 7,434 $0.00 Strike: $56.64 $0.00
Disclosure

SEC source: 0001062993-23-001533 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,434

Underlying: Common Stock · 7,434 shares

Expires 2033-01-25

F4 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 25, 2023 Filed Jan 28, 2023 00:12 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001533 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,783

Underlying: Common Stock · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 00:06 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 2,530 $90.50 $228,965.00
Disclosure

SEC source: 0001062993-22-005461 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499.9999

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 00:06 UTC BALL Corp BLL · Entity 3320 GrantDeferred Compensation Company Stock Plan · Derivative 972.9831 $96.27 $93,669.08
Disclosure

SEC source: 0001062993-22-005461 · form4.xml · derivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,563.14

Underlying: Common Stock · 972.9831 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 17, 2022 Filed Feb 19, 2022 00:10 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 459.1238 $91.86 $42,175.11
Disclosure

SEC source: 0001062993-22-005012 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,029.9999

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 17, 2022 Filed Feb 19, 2022 00:10 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 8,104 $91.90 $744,750.31
Disclosure

SEC source: 0001062993-22-005012 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,489.1238

F1 · price: This transaction was executed in multiple trades at prices ranging from $91.76 to $92.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2022 Filed Feb 3, 2022 00:33 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · derivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,558

Underlying: Common Stock · 2,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2022 Filed Feb 3, 2022 00:33 UTC BALL Corp BLL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 391.2 $97.10 $37,985.52
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,590.1569

Underlying: Common Stock · 391.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2022 Filed Feb 3, 2022 00:33 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 906 $97.10 $87,972.60
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,584.8992

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2022 Filed Feb 3, 2022 00:33 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 2,925 $97.10 $284,017.50
Disclosure

SEC source: 0001062993-22-002323 · form4.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,490.8992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 26, 2022 Filed Jan 29, 2022 00:09 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 5,820 $0.00 Strike: $86.57 $0.00
Disclosure

SEC source: 0001062993-22-001810 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820

Underlying: Common Stock · 5,820 shares

Expires 2032-01-26

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 26, 2022 Filed Jan 29, 2022 00:09 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,455 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001810 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,645

Underlying: Common Stock · 1,455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2021 Filed Sep 17, 2021 00:19 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000171 · edgar.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program.

F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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August 16, 2021 Filed Aug 17, 2021 20:36 UTC BALL Corp BLL · Entity 3320 PurchaseCommon Stock 1,100 $88.22 $97,041.89
Disclosure

SEC source: 0000009389-21-000133 · edgar.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505.877

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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August 13, 2021 Filed Aug 17, 2021 20:36 UTC BALL Corp BLL · Entity 3320 PurchaseCommon Stock 2,900 $88.58 $256,881.71
Disclosure

SEC source: 0000009389-21-000133 · edgar.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,405.877

F1 · price: This transaction was executed in multiple trades at prices ranging from $88.5790 to $88.5799. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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February 19, 2021 Filed Feb 23, 2021 22:46 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 321.9575 $90.37 $29,095.30
Disclosure

SEC source: 0000009389-21-000055 · edgar.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,142.2095

Underlying: Common Stock · 321.9575 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2021 Filed Feb 3, 2021 01:16 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,369 $0.00 $0.00
Disclosure

SEC source: 0000009389-21-000044 · edgar.xml · derivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190

Underlying: Common Stock · 2,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2021 Filed Feb 3, 2021 01:16 UTC BALL Corp BLL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 1,879.2211 $88.02 $165,409.04
Disclosure

SEC source: 0000009389-21-000044 · edgar.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820.252

Underlying: Common Stock · 1,879.2211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Lapse of Performance Contingent Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2021 Filed Feb 3, 2021 01:16 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 266 $88.02 $23,413.32
Disclosure

SEC source: 0000009389-21-000044 · edgar.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,451.8964

F3 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 31, 2021 Filed Feb 3, 2021 01:16 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 777 $88.02 $68,391.54
Disclosure

SEC source: 0000009389-21-000044 · edgar.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,717.8964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:50 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 6,364 $0.00 Strike: $85.33 $0.00
Disclosure

SEC source: 0000009389-21-000010 · edgar.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,364

Underlying: Common Stock · 6,364 shares

Expires 2031-01-27

F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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January 27, 2021 Filed Jan 29, 2021 21:50 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,477 $85.33 $126,032.41
Disclosure

SEC source: 0000009389-21-000010 · edgar.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,559

Underlying: Common Stock · 1,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2020 Filed Sep 16, 2020 20:42 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006012 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,082

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 696 $84.43 $58,763.28
Disclosure

SEC source: 0001562180-20-006012 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893.7983

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006012 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,589.7983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.