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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2003 Filed Aug 13, 2003 01:35 UTC
ISEGHOHI THOMAS ACorporate Comptroller
Exercise / conversionEmployee Stock Option (right to buy) - 1/28/02 · Derivative 4,500 $0.00 Strike: $36.49 $0.00
Disclosure

SEC source: 0000004962-03-000150 · doc4.xml · derivative · entry 3

ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Common Shares · 4,500 shares

Expires 2012-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2003 Filed Aug 13, 2003 01:35 UTC
ISEGHOHI THOMAS ACorporate Comptroller
SaleCommon Shares 4,500 $44.00 $198,000.00
Disclosure

SEC source: 0000004962-03-000150 · doc4.xml · nonDerivative · entry 2

ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F1 · ownership.direct: In addition to the direct holdings shown above, Mr. Iseghohi also holds 56 shares indirectly under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
August 11, 2003 Filed Aug 13, 2003 01:35 UTC
ISEGHOHI THOMAS ACorporate Comptroller
Exercise / conversionCommon Shares 4,500 $36.49 $164,205.00
Disclosure

SEC source: 0000004962-03-000150 · doc4.xml · nonDerivative · entry 1

ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2003 Filed Aug 7, 2003 16:29 UTC PurchaseCommon Shares 2,280 $43.94 $100,183.20
Disclosure

SEC source: 0000004962-03-000147 · doc4.xml · nonDerivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050.045

Read SEC document
July 28, 2003 Filed Jul 30, 2003 16:16 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $45.56 $0.00
Disclosure

SEC source: 0000004962-03-000143 · doc4.xml · derivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2013-07-28

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
July 18, 2003 Filed Jul 22, 2003 16:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 45,639 $0.00 Strike: $37.99 $0.00
Disclosure

SEC source: 0000004962-03-000137 · doc4.xml · derivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 45,639 shares

Expires 2003-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 16:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Shares 41,638 $45.27 $1,884,952.26
Disclosure

SEC source: 0000004962-03-000137 · doc4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,091

F1 · balance_after: Mr. Chenault also owns the following shares indirectly: 19,231 shares in a GRAT; 28,000 shares in a second GRAT; 17,071 shares in a 401(k) trust; 40,764 by trust for his children; 27,600 by his spouse; and 42,536 shares by his spouse as trustee/custodian for their children.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 16:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Shares 45,639 $37.99 $1,733,825.61
Disclosure

SEC source: 0000004962-03-000137 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 17:50 UTC GrantShare Equivalent Units · Derivative 374.01 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000126 · doc4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520.211

Underlying: Common Shares · 374.01 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 17:54 UTC GrantShare Equivalent Units · Derivative 374.01 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000127 · doc4.xml · derivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131.569

Underlying: Common Shares · 374.01 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 17:58 UTC GrantShare Equivalent Units · Derivative 187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000128 · doc4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,903.429

Underlying: Common Shares · 187 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 18:02 UTC GrantShare Equivalent Units · Derivative 216.22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000129 · doc4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,254.212

Underlying: Common Shares · 216.22 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 18:07 UTC GrantShare Equivalent Units · Derivative 374.01 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000130 · doc4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774.318

Underlying: Common Shares · 374.01 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 18, 2003 Filed Jun 19, 2003 14:36 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantEmployee Stock Options (right to buy) · Derivative 59,468 $0.00 Strike: $43.89 $0.00
Disclosure

SEC source: 0000004962-03-000120 · doc4.xml · derivative · entry 4

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,468

Underlying: Common Shares · 59,468 shares

Expires 2008-02-22

Read SEC document
June 18, 2003 Filed Jun 19, 2003 14:36 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-03-000120 · doc4.xml · derivative · entry 3

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Shares · 75,000 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
June 18, 2003 Filed Jun 19, 2003 14:36 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 59,468 $43.89 $2,610,050.52
Disclosure

SEC source: 0000004962-03-000120 · doc4.xml · nonDerivative · entry 2

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,274.433

F1 · ownership.direct: In addition to these direct holdings, Ms. Fairbairn indirectly held 1,156 shares in her account under the Company's Incentive Savings Plan as of June 18, 2003. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
June 18, 2003 Filed Jun 19, 2003 14:36 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionCommon Shares 75,000 $29.30 $2,197,650.00
Disclosure

SEC source: 0000004962-03-000120 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,742.433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2003 Filed Jun 13, 2003 21:39 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0000004962-03-000117 · doc4.xml · derivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,000 shares

Expires 2005-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2003 Filed Jun 13, 2003 21:39 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Shares 10,000 $43.50 $435,000.00
Disclosure

SEC source: 0000004962-03-000117 · doc4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,689

Read SEC document
June 12, 2003 Filed Jun 13, 2003 21:39 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Shares 10,000 $11.73 $117,290.00
Disclosure

SEC source: 0000004962-03-000117 · doc4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2003 Filed Jun 13, 2003 21:39 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Shares 16,370 $43.50 $712,095.00
Disclosure

SEC source: 0000004962-03-000117 · doc4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,689

F1 · ownership.direct: As of June 11, 2003, 1,680 shares were held in Mr. Hayes's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
June 10, 2003 Filed Jun 12, 2003 15:15 UTC GiftCommon Shares 2,600 $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000115 · doc4.xml · nonDerivative · entry 2

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 8,120

Read SEC document
June 10, 2003 Filed Jun 12, 2003 15:15 UTC GiftCommon Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000115 · doc4.xml · nonDerivative · entry 1

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,483.739

Read SEC document
June 06, 2003 Filed Jun 9, 2003 19:13 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 42,245 $0.00 Strike: $43.81 $0.00
Disclosure

SEC source: 0000004962-03-000113 · doc4.xml · derivative · entry 4

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,245

Underlying: Common Shares · 42,245 shares

Expires 2006-02-25

Read SEC document
June 06, 2003 Filed Jun 9, 2003 19:13 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 69,346 $0.00 Strike: $15.42 $0.00
Disclosure

SEC source: 0000004962-03-000113 · doc4.xml · derivative · entry 3

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,654

Underlying: Common Shares · 69,346 shares

Expires 2006-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
June 06, 2003 Filed Jun 9, 2003 19:13 UTC
HOUSE DAVID CMember, Global Leadership Team
Tax withholdingCommon Shares 42,245 $43.81 $1,850,753.45
Disclosure

SEC source: 0000004962-03-000113 · doc4.xml · nonDerivative · entry 2

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,723

F1 · ownership.direct: In addition to his direct holdings, Mr. House has indirect beneficial ownership of 1,110 shares held as custodian for the benefit of his children.

F2 · ownership.direct: As of June 6, 2003, 6,341 shares were held in Mr. House's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
June 06, 2003 Filed Jun 9, 2003 19:13 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionCommon Shares 69,346 $43.81 $3,038,048.26
Disclosure

SEC source: 0000004962-03-000113 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2003 Filed Jul 22, 2003 16:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000137 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,090

Read SEC document
June 05, 2003 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 230 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,861

Read SEC document
June 04, 2003 Filed Jun 5, 2003 20:32 UTC Exercise / conversionOption (right to buy) · Derivative 3,000 $0.00 Strike: $20.94 $0.00
Disclosure

SEC source: 0000004962-03-000110 · doc4.xml · derivative · entry 2

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2007-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
June 04, 2003 Filed Jun 5, 2003 20:32 UTC Exercise / conversionCommon Shares 3,000 $20.94 $62,814.00
Disclosure

SEC source: 0000004962-03-000110 · doc4.xml · nonDerivative · entry 1

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,483.739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: In addition to his direct holdings, Mr. Bowen has indirect beneficial ownership of 5,520 held by his spouse.

Read SEC document
June 02, 2003 Filed Jun 2, 2003 19:35 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 10,000 $43.00 $430,000.00
Disclosure

SEC source: 0000004962-03-000105 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,365.527

Read SEC document
May 30, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
SaleCommon Shares 10,000 $42.12 $421,200.00
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 7

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,928

Read SEC document
May 30, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
SaleCommon Shares 20,000 $42.10 $842,000.00
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 6

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,928

Read SEC document
May 30, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
SaleCommon Shares 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 5

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,928

Read SEC document
May 30, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
SaleCommon Shares 3,000 $42.02 $126,060.00
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 4

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,328

Read SEC document
May 30, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
SaleCommon Shares 47,600 $42.00 $1,999,200.00
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 3

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,328

Read SEC document
May 29, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionEmployee Stock Options (right to buy) with tandem SAR · Derivative 188,169 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · derivative · entry 8

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 188,169 shares

Expires 2004-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
May 29, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
Tax withholdingCommon Shares 92,553 $41.36 $3,827,529.32
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 2

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,928

Read SEC document
May 29, 2003 Filed May 30, 2003 19:09 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionCommon Shares 188,169 $8.62 $1,622,581.29
Disclosure

SEC source: 0000004962-03-000100 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Mr. Linen also owns the following shares indirectly: 23,915 shares held in a GRAT; 9,558 shares held in a second GRAT; and 34,500 shares held by his spouse.

F2 · ownership.direct: As of May 29, 2003, 45,287 shares were held in Mr. Linen's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
May 29, 2003 Filed May 30, 2003 19:25 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 92,553 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0000004962-03-000102 · doc4.xml · derivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,553

Underlying: Common Shares · 92,553 shares

Expires 2004-02-27

F1 · ownership.direct: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

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May 29, 2003 Filed Jun 2, 2003 19:35 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 4,986 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0000004962-03-000105 · doc4.xml · derivative · entry 5

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Underlying: Common Shares · 4,986 shares

Expires 2007-02-23

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May 29, 2003 Filed Jun 2, 2003 19:35 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,107 $0.00 Strike: $22.15 $0.00
Disclosure

SEC source: 0000004962-03-000105 · doc4.xml · derivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,107 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 29, 2003 Filed Jun 2, 2003 19:35 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 4,986 $41.36 $206,196.03
Disclosure

SEC source: 0000004962-03-000105 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,365.527

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May 29, 2003 Filed Jun 2, 2003 19:35 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 7,107 $22.15 $157,391.62
Disclosure

SEC source: 0000004962-03-000105 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,351.527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: As of May 29, 2003, 4,629 shares were held in Mr. Cracchiolo's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

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May 12, 2003 Filed May 13, 2003 19:32 UTC
CHENAULT KENNETH IChief Executive Officer
SaleCommon Shares 25,000 $40.66 $1,016,500.00
Disclosure

SEC source: 0000004962-03-000088 · edgar.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,090

F1 · balance_after: Mr. Chenault also owns the following shares indirectly: 19,231 shares in a GRAT; 28,000 shares in a second GRAT; 17,071 shares in a 401(k) trust; 40,764 by trust for his children; 27,600 by his spouse; and 42,536 shares by his spouse as trustee/custodian for their children.

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May 12, 2003 Filed May 13, 2003 18:13 UTC
SALOW GLENEVP, Technologies
GrantEmployee Stock Option (right to buy) · Derivative 10,049 $0.00 Strike: $40.22 $0.00
Disclosure

SEC source: 0000004962-03-000087 · primary_doc.xml · derivative · entry 4

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

Underlying: Common Shares · 10,049 shares

Expires 2007-11-23

Read SEC document
May 12, 2003 Filed May 13, 2003 18:13 UTC
SALOW GLENEVP, Technologies
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $26.08 $0.00
Disclosure

SEC source: 0000004962-03-000087 · primary_doc.xml · derivative · entry 3

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,000 shares

Expires 2007-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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May 12, 2003 Filed May 13, 2003 18:13 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 10,049 $40.22 $404,170.78
Disclosure

SEC source: 0000004962-03-000087 · primary_doc.xml · nonDerivative · entry 2

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,577

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May 12, 2003 Filed May 13, 2003 18:13 UTC
SALOW GLENEVP, Technologies
Exercise / conversionCommon Shares 13,000 $26.08 $339,079.00
Disclosure

SEC source: 0000004962-03-000087 · primary_doc.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.