Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | April 24, 2006 | April 26, 2006 |
| Jasper Therapeutics, Inc.AMHCU · Entity 7588 | Director | November 19, 2019 | November 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date April 24, 2006 · Filed April 26, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,909 |
Reported balance
After 2006-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-04-24 · Grant · Acquired 3,400 · Balance 14,909 F1: The share equivalent units convert into common stock on a one-for-one basis. F2: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The share equivalent units are convertible immediately and have no expiration date. F4: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The share equivalent units convert into common stock on a one-for-one basis.
F2: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The share equivalent units are convertible immediately and have no expiration date.
F4: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Jasper Therapeutics, Inc.
Report date November 19, 2019 · Filed November 19, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BRISTOL MYERS SQUIBB CO
Report date September 08, 2006 · Filed September 15, 2006 · Amendment
Section 16 reporting ended · disclosed 2006-09-15. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 571,673 |
Reported balance
After 2006-09-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2006-09-08 · Tax withholding · Disposed 14,717 · Balance 571,673 F1: This Form is being amended to correct the number of shares withheld for payment of taxes upon vesting of restricted stock. F2: Shares withheld for payment of taxes upon vesting of restricted stock. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings & Investment Program | 5,680.33 |
Reported balance
Holding disclosure · report date 2006-09-08 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 5,680.33 F3: Based on a plan statement as of the end of the most recent fiscal quarter. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy Self for Family Trust | 14,797.19 |
Reported balance
Holding disclosure · report date 2006-09-08 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 14,797.19 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy Spouse for Family Trust | 14,795.95 |
Reported balance
Holding disclosure · report date 2006-09-08 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 14,795.95 |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being amended to correct the number of shares withheld for payment of taxes upon vesting of restricted stock.
F2: Shares withheld for payment of taxes upon vesting of restricted stock.
F3: Based on a plan statement as of the end of the most recent fiscal quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2006 Filed Sep 12, 2006 20:38 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 17,534 | $22.96 | $402,580.64 |
DisclosureSEC source: 0000014272-06-000184 · dol595.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Former CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,856 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
| September 08, 2006 Filed Sep 15, 2006 18:50 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 14,717 | $22.96 | $337,902.32 |
DisclosureSEC source: 0000014272-06-000193 · dol602.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Former CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,673 F1 · security: This Form is being amended to correct the number of shares withheld for payment of taxes upon vesting of restricted stock. F2 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
| April 24, 2006 Filed Apr 26, 2006 21:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-001008 · form4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,909 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 500,500 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0000014272-06-000096 · dol518.xml · derivative · entry 7 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,500 Underlying: Common Stock, $0.10 par value · 500,500 shares Expires 2016-03-06 F5 · derivative.exercise_date: Option is not exercisable until the closing share price of common stock achieves a price of at least 15% above the option grant price and remains at that price for seven consecutive trading days. Option vests 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant, but may not be exercised until the threshold is satisfied. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 21,412 | $22.73 | $486,694.76 |
DisclosureSEC source: 0000014272-06-000096 · dol518.xml · nonDerivative · entry 3 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,390 F3 · shares: Shares withheld for payment of taxes. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 48,214 | $22.73 | $1,095,904.22 |
DisclosureSEC source: 0000014272-06-000096 · dol518.xml · nonDerivative · entry 2 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,802 F2 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 100,000 | $22.73 | $2,273,000.00 |
DisclosureSEC source: 0000014272-06-000096 · dol518.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,588 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 23,136 | $23.09 Strike: $20.74 | $534,210.24 |
DisclosureSEC source: 0000014272-06-000050 · dol506.xml · derivative · entry 7 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 23,136 shares Expires 2006-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,031 | $23.09 | $23,805.79 |
DisclosureSEC source: 0000014272-06-000050 · dol506.xml · nonDerivative · entry 3 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,588 F2 · shares: Shares withheld for payment of taxes upon exercise of stock option. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 20,783 | $23.09 | $479,879.47 |
DisclosureSEC source: 0000014272-06-000050 · dol506.xml · nonDerivative · entry 2 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,619 F1 · shares: Shares withheld for payment of exercise price. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 23,136 | $20.74 | $479,840.64 |
DisclosureSEC source: 0000014272-06-000050 · dol506.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2005 Filed Dec 6, 2005 20:31 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 15,652 | $21.79 | $341,057.08 |
DisclosureSEC source: 0000014272-05-000198 · dol470.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,266 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · derivative · entry 4 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2012-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 3,427 | $37.71 | $129,245.88 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · nonDerivative · entry 3 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,002.3959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,300 | $49.25 | $113,275.00 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · nonDerivative · entry 2 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,575.3959 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 20:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 1,103 | $49.23 | $54,300.69 |
DisclosureSEC source: 0001127602-05-001991 · form4.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,275.3959 Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 18:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 280 | $57.23 | $16,024.40 |
DisclosureSEC source: 0000004962-05-000209 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,509 Underlying: Common Shares · 280 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.underlying_shares: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F2 · balance_after: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F5 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 15:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 295 | $54.17 | $15,981.33 |
DisclosureSEC source: 0000004962-05-000161 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,206 Underlying: Common Shares · 295 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 18:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000123 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,891 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 18:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 311 | $51.50 | $16,017.74 |
DisclosureSEC source: 0000004962-05-000098 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,666 Underlying: Common Shares · 311 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 22:33 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantExecutive Option (right to buy) · Derivative | 500,500 | $0.00 Strike: $25.45 | $0.00 |
DisclosureSEC source: 0000014272-05-000068 · dol361.xml · derivative · entry 5 DOLAN PETER R · CIK 0001199293 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,500 Underlying: Common Stock, $0.10 par value · 500,500 shares Expires 2015-02-28 F3 · derivative.exercise_date: Option is not exercisable until the earlier of (i) the closing share price of common stock achieving a price of at least 15% above the option grant price and remaining at that price for seven consecutive trading days or (ii) the ninth anniversary of the grant date. Shares underlying option vest 25% a year, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 22:33 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-05-000068 · dol361.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,918 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 23:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 283 | $56.51 | $15,990.92 |
DisclosureSEC source: 0000004962-05-000004 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,337 Underlying: Common Shares · 283 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 17:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 311 | $51.39 | $15,982.29 |
DisclosureSEC source: 0000004962-04-000179 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,036 Underlying: Common Shares · 311 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 15:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 312 | $51.33 | $16,014.96 |
DisclosureSEC source: 0000004962-04-000150 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Underlying: Common Shares · 312 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 27, 2004 Filed May 27, 2004 19:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Shares | 1,150 | $50.88 | $58,512.00 |
DisclosureSEC source: 0000004962-04-000137 · doc4.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,160.706 Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 16:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000116 · doc4.xml · derivative · entry 2 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,386.733 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 20:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 315.147 | $50.77 | $16,000.01 |
DisclosureSEC source: 0000004962-04-000101 · doc4.xml · derivative · entry 2 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,161.733 Underlying: Common Shares · 315.147 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 25, 2004 Filed Mar 26, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Shares | 4,000 | $50.15 | $200,600.00 |
DisclosureSEC source: 0000004962-04-000098 · doc4.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,010.706 Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 22:24 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 500,500 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0000014272-04-000070 · dol222.xml · derivative · entry 5 DOLAN PETER R · CIK 0001199293 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,500 Underlying: Common Stock, $0.10 par value · 500,500 shares Expires 2014-03-01 F3 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 22:24 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 88,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-04-000070 · dol222.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,918 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 18:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 331.74 | $48.23 | $15,999.82 |
DisclosureSEC source: 0000004962-04-000007 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,837.459 Underlying: Common Shares · 331.74 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 22:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 355.08 | $45.06 | $15,999.90 |
DisclosureSEC source: 0000004962-03-000188 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,495.977 Underlying: Common Shares · 355.08 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 19:16 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-03-000028 · dol162.xml · nonDerivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,318 F1 · shares: Shares consist of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 17:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 374.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000004962-03-000127 · doc4.xml · derivative · entry 1 DOLAN PETER R · CIK 0001199293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131.569 Underlying: Common Shares · 374.01 shares Expires 1988-08-08 F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.