Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | March 31, 2018 | April 03, 2018 |
| NORDSTROM INCJWN · Entity 79544 | Director | March 20, 2018 | March 22, 2018 |
| YUM BRANDS INCYUM · Entity 3067 | Director | February 11, 2020 | February 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date March 31, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 53,885.09 |
Reported balance
After 2018-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-31 · Grant · Acquired 158.794 · Balance 53,885.09 F1: Each Share Equivalent Unit reflects the value of one common share. F2: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
NORDSTROM INC
Report date March 20, 2018 · Filed March 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 31,362.93 |
Reported balance
After 2018-03-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-20 · Grant · Acquired 233.39 · Balance 31,362.93 F2: 1 for 1 F3: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F4: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F5: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectSee | 54,926 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 54,926 F1: Shares held by the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary.
F2: 1 for 1
F3: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan.
F4: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors.
F5: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan.
YUM BRANDS INC
Report date February 11, 2020 · Filed February 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust | 115,442 |
Reported balance
After 2020-02-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-02-11 · Exercise / conversion · Acquired 3,158 · Balance 115,442 |
| Common StockSEC Table I · non-derivative | IndirectTrust | 114,339 |
Reported balance
After 2020-02-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-11 · Disposition to issuer · Disposed 1,103 · Balance 114,339 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $35.98 · Expires 2020-11-02 | Direct | 0 |
Reported balance
After 2020-02-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-11 · Exercise / conversion · Disposed 3,158 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-02-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 11, 2020 21:56 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,158 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001127602-20-004876 · form4.xml · derivative · entry 5 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,158 shares Expires 2020-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:56 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,103 | $103.08 | $113,697.24 |
DisclosureSEC source: 0001127602-20-004876 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 114,339 Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:56 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,158 | $35.98 | $113,624.84 |
DisclosureSEC source: 0001127602-20-004876 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 115,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 18:24 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 2,527.4618 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004799 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527.4618 Underlying: Common Stock · 2,527.4618 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| May 13, 2019 Filed May 14, 2019 17:48 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,629 | $0.00 Strike: $23.54 | $0.00 |
DisclosureSEC source: 0001127602-19-018438 · form4.xml · derivative · entry 6 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,629 shares Expires 2019-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 17:48 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 2,780 | $100.61 | $279,695.80 |
DisclosureSEC source: 0001127602-19-018438 · form4.xml · nonDerivative · entry 3 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 13, 2019 Filed May 14, 2019 17:48 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 849 | $100.68 | $85,477.32 |
DisclosureSEC source: 0001127602-19-018438 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Read SEC document |
| May 13, 2019 Filed May 14, 2019 17:48 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,629 | $23.54 | $85,426.66 |
DisclosureSEC source: 0001127602-19-018438 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 16:07 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 357.4237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005255 · form4.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357.4237 Underlying: Common Stock · 357.4237 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 16:07 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 2,787.9048 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005255 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787.9048 Underlying: Common Stock · 2,787.9048 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 21:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 158.794 | $93.15 | $14,791.66 |
DisclosureSEC source: 0001127602-18-013775 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,885.09 Underlying: Common Stock · 158.794 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 12:49 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 233.39 | $49.35 | $11,517.80 |
DisclosureSEC source: 0000072333-18-000052 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,362.93 Underlying: Common Stock · 233.39 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F4 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F5 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:41 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 3,791 | $81.66 | $309,554.11 |
DisclosureSEC source: 0001127602-18-009527 · form4.xml · nonDerivative · entry 4 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 112,284 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 16:41 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 3,791 | $81.66 | $309,554.11 |
DisclosureSEC source: 0001127602-18-009527 · form4.xml · nonDerivative · entry 3 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 27, 2018 Filed Mar 2, 2018 16:41 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 192 | $80.60 | $15,474.24 |
DisclosureSEC source: 0001127602-18-009527 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 108,493 Read SEC document |
| February 27, 2018 Filed Mar 2, 2018 16:41 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 192 | $80.60 | $15,474.24 |
DisclosureSEC source: 0001127602-18-009527 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,834 | $0.00 Strike: $21.79 | $0.00 |
DisclosureSEC source: 0001127602-18-008456 · form4.xml · derivative · entry 8 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,834 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 1,585 | $0.00 Strike: $29.43 | $0.00 |
DisclosureSEC source: 0001127602-18-008456 · form4.xml · derivative · entry 7 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,585 shares Expires 2018-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,045 | $80.02 | $83,615.68 |
DisclosureSEC source: 0001127602-18-008456 · form4.xml · nonDerivative · entry 4 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,791 Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,834 | $21.79 | $83,542.86 |
DisclosureSEC source: 0001127602-18-008456 · form4.xml · nonDerivative · entry 3 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 583 | $80.02 | $46,648.75 |
DisclosureSEC source: 0001127602-18-008456 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002 Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,585 | $29.43 | $46,646.55 |
DisclosureSEC source: 0001127602-18-008456 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:24 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 3,074.1642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005991 · form4.xml · derivative · entry 5 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074.1642 Underlying: Common Stock · 3,074.1642 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:24 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 1,921.3526 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005991 · form4.xml · derivative · entry 4 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,921.3526 Underlying: Common Stock · 1,921.3526 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:24 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005991 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 13:20 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 249.79 | $45.74 | $11,425.39 |
DisclosureSEC source: 0000072333-17-000202 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,129.54 Underlying: Common Stock · 249.79 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F4 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F5 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:45 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 251.55 | $45.05 | $11,332.33 |
DisclosureSEC source: 0000072333-17-000172 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,879.75 Underlying: Common Stock · 251.55 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F4 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F5 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| July 13, 2017 Filed Aug 8, 2017 16:59 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 108,301 | $73.52 | $7,962,289.52 |
DisclosureSEC source: 0001127602-17-025204 · form4.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 108,301 Read SEC document |
| July 13, 2017 Filed Aug 8, 2017 16:59 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 108,301 | $73.52 | $7,962,289.52 |
DisclosureSEC source: 0001127602-17-025204 · form4.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 13, 2017 Filed Aug 11, 2017 18:34 UTC | NORDSTROM INC JWN · Entity 79544 | GiftCommon Stock | 54,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000072333-17-000142 · edgar.xml · nonDerivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 54,926 F1 · shares: These shares were previously reported as directly owned but were contributed to the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary, on July 13, 2017. F1 · balance_after: These shares were previously reported as directly owned but were contributed to the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary, on July 13, 2017. Read SEC document |
| July 13, 2017 Filed Aug 11, 2017 18:34 UTC | NORDSTROM INC JWN · Entity 79544 | GiftCommon Stock | 54,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000072333-17-000142 · edgar.xml · nonDerivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These shares were previously reported as directly owned but were contributed to the Robert D. Walter Revocable Trust of which the reporting person is a trustee and beneficiary, on July 13, 2017. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 12:46 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 241.94 | $46.47 | $11,242.95 |
DisclosureSEC source: 0000072333-17-000132 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,628.2 Underlying: Common Stock · 241.94 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F3 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F3 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| May 16, 2017 Filed May 18, 2017 16:56 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 3,444 | $40.64 | $139,964.16 |
DisclosureSEC source: 0000072333-17-000107 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,386.26 Underlying: Common Stock · 3,444 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Granted under the 2002 Nonemployee Director Stock Incentive Plan. The stock units were deferred at the election of the reporting person under the Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer. F3 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer. F4 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,108.626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-016538 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,914.756 Underlying: Common Stock · 2,108.626 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:57 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 222.96 | $44.34 | $9,886.05 |
DisclosureSEC source: 0000072333-17-000069 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,942.26 Underlying: Common Stock · 222.96 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F3 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F3 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 18:19 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 2,205.8824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005256 · form4.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205.8824 Underlying: Common Stock · 2,205.8824 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 18:19 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 3,529.4118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005256 · form4.xml · derivative · entry 1 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,529.4118 Underlying: Common Stock · 3,529.4118 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:00 UTC | NORDSTROM INC JWN · Entity 79544 | GrantStock Units · Derivative | 168.36 | $58.35 | $9,823.81 |
DisclosureSEC source: 0000072333-16-000407 · edgar.xml · derivative · entry 2 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,719.3 Underlying: Common Stock · 168.36 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. F3 · derivative.exercise_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F3 · derivative.expiration_date: The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. F4 · balance_after: Represents the total number of stock units held by the reporting person under the Director's Deferred Compensation Plan. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 307.7044 | $62.01 | $19,080.75 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 14 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022.0718 Underlying: Common Stock · 307.7044 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F7 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 208.3912 | $62.01 | $12,922.34 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 13 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692.1928 Underlying: Common Stock · 208.3912 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,234.9111 | $62.01 | $76,576.84 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 12 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,101.8836 Underlying: Common Stock · 1,234.9111 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 89.712 | $62.01 | $5,563.04 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 11 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297.9875 Underlying: Common Stock · 89.712 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,016.7354 | $62.01 | $63,047.76 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 10 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,377.1908 Underlying: Common Stock · 1,016.7354 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 90.2382 | $62.01 | $5,595.67 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 9 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299.7354 Underlying: Common Stock · 90.2382 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F7 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,022.6996 | $62.01 | $63,417.60 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 8 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,397.0013 Underlying: Common Stock · 1,022.6996 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F7 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 95.2958 | $62.01 | $5,909.29 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 7 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316.5347 Underlying: Common Stock · 95.2958 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F7 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,080.019 | $62.01 | $66,971.98 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 6 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,587.3936 Underlying: Common Stock · 1,080.019 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F7 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,273.7047 | $62.01 | $78,982.43 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 5 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230.7407 Underlying: Common Stock · 1,273.7047 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases. F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,474.5325 | $62.01 | $91,435.76 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 4 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,897.8108 Underlying: Common Stock · 1,474.5325 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: Payments are made in accordance with elections on file. F7 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 16:46 UTC | YUM BRANDS INC YUM · Entity 3067 | PurchasePhantom Stock · Derivative | 1,695.3204 | $62.01 | $105,126.82 |
DisclosureSEC source: 0001127602-16-066517 · form4.xml · derivative · entry 3 WALTER ROBERT D · CIK 0001209442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,631.1804 Underlying: Common Stock · 1,695.3204 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases. F5 · derivative.expiration_date: The Director Deferred Compensation Plan does not have specified expiration dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.