Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 01, 2003 · Filed February 13, 2004
Section 16 reporting ended · disclosed 2004-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 35 |
Reported balance
After 2003-12-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2003-12-30 · Grant · Acquired 27 · Balance 35 F1: The phantom stock converts into common stock on a one-for-one basis. F2: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F3: The units are to be settled following the reporting person's retirement or other termination of service. |
| Common SharesSEC Table I · non-derivative | Direct | 26,000 |
Reported balance
Holding disclosure · report date 2003-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,000 |
| Common SharesSEC Table I · non-derivative | IndirectBy ISP Trust | 66 |
Reported balance
Holding disclosure · report date 2003-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 66 |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.
F3: The units are to be settled following the reporting person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2003 Filed Feb 13, 2004 00:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000070 · doc5.xml · derivative · entry 3 ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35 Underlying: Common Shares · 27 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| August 11, 2003 Filed Aug 13, 2003 01:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) - 1/28/02 · Derivative | 4,500 | $0.00 Strike: $36.49 | $0.00 |
DisclosureSEC source: 0000004962-03-000150 · doc4.xml · derivative · entry 3 ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 Underlying: Common Shares · 4,500 shares Expires 2012-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2003 Filed Aug 13, 2003 01:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 4,500 | $44.00 | $198,000.00 |
DisclosureSEC source: 0000004962-03-000150 · doc4.xml · nonDerivative · entry 2 ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 F1 · ownership.direct: In addition to the direct holdings shown above, Mr. Iseghohi also holds 56 shares indirectly under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
| August 11, 2003 Filed Aug 13, 2003 01:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 4,500 | $36.49 | $164,205.00 |
DisclosureSEC source: 0000004962-03-000150 · doc4.xml · nonDerivative · entry 1 ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.