Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 541 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 13 · Balance 541 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2005 Filed Apr 5, 2005 17:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 36,599 | $51.40 | $1,881,005.61 |
DisclosureSEC source: 0000004962-05-000108 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,400 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,959 | $54.02 | $159,851.10 |
DisclosureSEC source: 0000004962-05-000063 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,999 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Jan 28, 2005 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 365 | $52.90 | $19,308.50 |
DisclosureSEC source: 0000004962-05-000033 · doc4.xml · nonDerivative · entry 2 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,958 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 23:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000313 · form5.xml · derivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 527 | $53.08 | $27,973.16 |
DisclosureSEC source: 0000004962-05-000033 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,323 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 14:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 24,046 | $0.00 Strike: $56.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000244 · doc4.xml · derivative · entry 5 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,046 Underlying: Common Shares · 24,046 shares Expires 2009-02-21 F3 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan. Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 14:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,049 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-04-000244 · doc4.xml · derivative · entry 4 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 31,049 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 14:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 24,046 | $56.24 | $1,352,347.04 |
DisclosureSEC source: 0000004962-04-000244 · doc4.xml · nonDerivative · entry 2 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,850 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 14:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 31,049 | $35.29 | $1,095,781.31 |
DisclosureSEC source: 0000004962-04-000244 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2004 Filed Jun 23, 2004 13:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 108,087 | $0.00 Strike: $51.82 | $0.00 |
DisclosureSEC source: 0000004962-04-000142 · doc4.xml · derivative · entry 5 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,087 Underlying: Common Shares · 108,087 shares Expires 2009-02-22 F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan. Read SEC document |
| June 21, 2004 Filed Jun 23, 2004 13:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 133,951 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-04-000142 · doc4.xml · derivative · entry 4 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 Underlying: Common Shares · 133,951 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| June 21, 2004 Filed Jun 23, 2004 13:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 108,087 | $51.82 | $5,600,527.91 |
DisclosureSEC source: 0000004962-04-000142 · doc4.xml · nonDerivative · entry 2 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,847 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| June 21, 2004 Filed Jun 23, 2004 13:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 133,951 | $35.29 | $4,727,398.69 |
DisclosureSEC source: 0000004962-04-000142 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,959 | $52.99 | $156,797.41 |
DisclosureSEC source: 0000004962-04-000077 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,737.009 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 01:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 423 | $50.69 | $21,441.87 |
DisclosureSEC source: 0000004962-04-000038 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,696.009 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 16:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 149,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000031 · doc4.xml · derivative · entry 3 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Underlying: Common Shares · 149,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 16:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000031 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,119.009 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 16:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 79 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000031 · doc4.xml · derivative · entry 4 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466 Underlying: Common Shares · 79 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 69,929 | $0.00 Strike: $47.16 | $0.00 |
DisclosureSEC source: 0000004962-03-000230 · doc4.xml · derivative · entry 5 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,929 Underlying: Common Shares · 69,929 shares Expires 2008-02-22 Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000230 · doc4.xml · derivative · entry 4 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 90,000 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 69,929 | $47.16 | $3,297,502.00 |
DisclosureSEC source: 0000004962-03-000230 · doc4.xml · nonDerivative · entry 2 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,345.433 Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 90,000 | $29.30 | $2,637,180.00 |
DisclosureSEC source: 0000004962-03-000230 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,274.433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 14:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Options (right to buy) · Derivative | 59,468 | $0.00 Strike: $43.89 | $0.00 |
DisclosureSEC source: 0000004962-03-000120 · doc4.xml · derivative · entry 4 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,468 Underlying: Common Shares · 59,468 shares Expires 2008-02-22 Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 14:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-03-000120 · doc4.xml · derivative · entry 3 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Shares · 75,000 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 14:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 59,468 | $43.89 | $2,610,050.52 |
DisclosureSEC source: 0000004962-03-000120 · doc4.xml · nonDerivative · entry 2 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,274.433 F1 · ownership.direct: In addition to these direct holdings, Ms. Fairbairn indirectly held 1,156 shares in her account under the Company's Incentive Savings Plan as of June 18, 2003. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
| June 18, 2003 Filed Jun 19, 2003 14:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 75,000 | $29.30 | $2,197,650.00 |
DisclosureSEC source: 0000004962-03-000120 · doc4.xml · nonDerivative · entry 1 FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,742.433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.