Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Advisor to the Board | December 05, 2013 | December 09, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date December 05, 2013 · Filed December 09, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2013-12-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-12-05 · Sale · Disposed 8,760 · Balance 38,183 Row 2 · 2013-12-05 · Sale · Disposed 38,183 · Balance 0 |
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 80,769.39 |
Reported balance
Holding disclosure · report date 2013-12-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 80,769.39 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The Share Equivalent Units are convertible immediately and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The Share Equivalent Units are convertible immediately and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2013 Filed Dec 9, 2013 21:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 38,183 | $84.39 | $3,222,400.83 |
DisclosureSEC source: 0001127602-13-034065 · form4.xml · nonDerivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 05, 2013 Filed Dec 9, 2013 21:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,760 | $84.48 | $740,010.64 |
DisclosureSEC source: 0001127602-13-034065 · form4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,183 Read SEC document |
| November 22, 2013 Filed Nov 26, 2013 21:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,100 | $83.75 | $175,875.00 |
DisclosureSEC source: 0001127602-13-032963 · form4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,836 F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 22:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-10-029039 · form4.xml · derivative · entry 5 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2012-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options became exercisable in three annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 22:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $35.57 | $0.00 |
DisclosureSEC source: 0001127602-10-029039 · form4.xml · derivative · entry 4 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2011-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options became exercisable in three annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 22:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 6,854 | $42.40 | $290,609.60 |
DisclosureSEC source: 0001127602-10-029039 · form4.xml · nonDerivative · entry 3 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,783 Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 22:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 3,427 | $37.71 | $129,245.88 |
DisclosureSEC source: 0001127602-10-029039 · form4.xml · nonDerivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 22:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 3,427 | $35.57 | $121,881.26 |
DisclosureSEC source: 0001127602-10-029039 · form4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 20:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,427 | $45.76 | $156,819.52 |
DisclosureSEC source: 0001127602-10-012657 · form4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.75 to $45.78. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 22, 2010 Filed Apr 26, 2010 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $42.77 | $0.00 |
DisclosureSEC source: 0001127602-10-011976 · form4.xml · derivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2010-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2010 Filed Apr 26, 2010 16:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 3,427 | $42.77 | $146,555.66 |
DisclosureSEC source: 0001127602-10-011976 · form4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 19:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 1,010.7 | $18.55 | $18,750.51 |
DisclosureSEC source: 0001127602-09-000333 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,343.925 Underlying: Common Stock · 1,010.7 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 18:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 509.79 | $36.78 | $18,750.08 |
DisclosureSEC source: 0001127602-08-007619 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,807.748 Underlying: Common Stock · 509.79 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 16:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 273.92 | $41.07 | $11,250.17 |
DisclosureSEC source: 0001127602-08-004514 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,949.674 Underlying: Common Stock · 273.92 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 18:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001127602-08-002647 · form4.xml · derivative · entry 3 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2008-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 18:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,185 | $46.89 | $102,454.65 |
DisclosureSEC source: 0001127602-08-002647 · form4.xml · nonDerivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,783 F1 · kind: The reported disposition represents the surrender of shares to satisfy the cost of exercise. Read SEC document |
| April 25, 2008 Filed Apr 29, 2008 18:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 3,427 | $29.91 | $102,494.72 |
DisclosureSEC source: 0001127602-08-002647 · form4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 19:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 252.469 | $44.56 | $11,250.02 |
DisclosureSEC source: 0001127602-08-002274 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,413.099 Underlying: Common Stock · 252.469 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2007 Filed Jan 3, 2008 18:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 216.06 | $52.07 | $11,250.24 |
DisclosureSEC source: 0001127602-08-000030 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,876.619 Underlying: Common Stock · 216.06 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · derivative.underlying_shares: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 28, 2007 Filed Oct 2, 2007 15:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 189.15 | $59.48 | $11,250.45 |
DisclosureSEC source: 0001127602-07-003964 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,474.021 Underlying: Common Stock · 189.15 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 29, 2007 Filed Jul 3, 2007 18:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 181.1 | $62.12 | $11,249.75 |
DisclosureSEC source: 0001127602-07-002872 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,109.071 Underlying: Common Stock · 181.1 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company?s Deferred Compensation Plan for Directors and Advisors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Company?s Deferred Compensation Plan for Directors and Advisors and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 19:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-001568 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,769.269 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 30, 2007 Filed Apr 3, 2007 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 198.742 | $56.61 Strike: $0.00 | $11,249.99 |
DisclosureSEC source: 0001127602-07-001339 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,369.269 Underlying: Common Stock · 198.742 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 29, 2006 Filed Jan 3, 2007 18:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 183.21 | $61.41 Strike: $0.00 | $11,250.01 |
DisclosureSEC source: 0001127602-07-000019 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000.917 Underlying: Common Stock · 183.21 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 14:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 205.66 | $54.70 Strike: $0.00 | $11,249.81 |
DisclosureSEC source: 0001127602-06-002337 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,650.26 Underlying: Common Stock · 205.66 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 17:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 212.816 | $52.86 Strike: $0.00 | $11,250.09 |
DisclosureSEC source: 0001127602-06-001645 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,255.8 Underlying: Common Stock · 212.816 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000992 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,905.27 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 21:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 188.214 | $53.13 Strike: $0.00 | $10,000.00 |
DisclosureSEC source: 0001127602-06-000744 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,505.27 Underlying: Common Stock · 188.214 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 154.54 | $51.77 | $8,000.07 |
DisclosureSEC source: 0001127602-06-000022 · form4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,176.519 Underlying: Common Stock · 154.54 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · balance_after: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 17:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 140 | $57.23 | $8,012.20 |
DisclosureSEC source: 0000004962-05-000202 · doc4.xml · derivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,681 Underlying: Common Shares · 140 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.underlying_shares: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F2 · balance_after: The units shown have not yet been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F5 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 15:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 148 | $54.17 | $8,017.75 |
DisclosureSEC source: 0000004962-05-000163 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,429 Underlying: Common Shares · 148 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 19:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000124 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,168 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 18:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 155 | $51.50 | $7,983.12 |
DisclosureSEC source: 0000004962-05-000099 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,943 Underlying: Common Shares · 155 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 23:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 142 | $56.51 | $8,023.71 |
DisclosureSEC source: 0000004962-05-000005 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,679 Underlying: Common Shares · 142 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 15:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $20.94 | $0.00 |
DisclosureSEC source: 0000004962-04-000209 · doc4.xml · derivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2007-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 15:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $20.94 | $62,814.00 |
DisclosureSEC source: 0000004962-04-000209 · doc4.xml · nonDerivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 17:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 156 | $51.39 | $8,016.84 |
DisclosureSEC source: 0000004962-04-000180 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,429 Underlying: Common Shares · 156 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 15:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 156 | $51.33 | $8,007.48 |
DisclosureSEC source: 0000004962-04-000151 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,174 Underlying: Common Shares · 156 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 16:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000117 · doc4.xml · derivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,920.773 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 20:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 157.573 | $50.77 | $7,999.98 |
DisclosureSEC source: 0000004962-04-000102 · doc4.xml · derivative · entry 2 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,695.773 Underlying: Common Shares · 157.573 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 18:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 165.87 | $48.23 | $7,999.91 |
DisclosureSEC source: 0000004962-04-000006 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450.557 Underlying: Common Shares · 165.87 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 177.54 | $45.06 | $7,999.95 |
DisclosureSEC source: 0000004962-03-000195 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,184.612 Underlying: Common Shares · 177.54 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 17:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000004962-03-000128 · doc4.xml · derivative · entry 1 JORDAN VERNON E JR · CIK 0001172460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,903.429 Underlying: Common Shares · 187 shares Expires 1988-08-08 F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.