Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | January 12, 2006 | February 14, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 12, 2006 · Filed February 14, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,143.6293 |
Ending reported balance
After 2006-01-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2006-01-12 · Gift · Disposed 2,927 · Balance 29,643.6293 Row 2 · 2006-01-12 · Gift · Disposed 500 · Balance 29,143.6293 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 12,347 |
Reported balance
After 2006-01-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2006-01-12 · Gift · Acquired 2,927 · Balance 12,347 |
| Common StockSEC Table I · non-derivative | IndirectCo-trustee | 4,300 |
Reported balance
Holding disclosure · report date 2006-01-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,300 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 3,420 |
Reported balance
Holding disclosure · report date 2006-01-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,420 F1: On January 30, 2004, the reporting person contributed these shares of common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the AXP common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 30, 2004, the reporting person contributed these shares of common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the AXP common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2006 Filed Feb 14, 2006 22:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000309 · form4.xml · nonDerivative · entry 5 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,347 Read SEC document |
| January 12, 2006 Filed Feb 14, 2006 22:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000309 · form4.xml · nonDerivative · entry 2 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143.6293 Read SEC document |
| January 12, 2006 Filed Feb 14, 2006 22:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000309 · form4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643.6293 Read SEC document |
| January 06, 2006 Filed Jan 10, 2006 17:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 3,427 | $0.00 Strike: $39.31 | $0.00 |
DisclosureSEC source: 0001127602-06-000099 · form4.xml · derivative · entry 5 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,427 shares Expires 2009-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 10, 2006 17:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 3,427 | $39.31 | $134,711.94 |
DisclosureSEC source: 0001127602-06-000099 · form4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,570.6293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 18:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000121 · doc4.xml · derivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| November 11, 2004 Filed Feb 11, 2005 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000057 · doc4.xml · nonDerivative · entry 3 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 9,420 Read SEC document |
| November 11, 2004 Filed Feb 11, 2005 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000057 · doc4.xml · nonDerivative · entry 2 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,110 Read SEC document |
| November 11, 2004 Filed Feb 11, 2005 21:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000057 · doc4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,510 Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 15:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $34.17 | $0.00 |
DisclosureSEC source: 0000004962-04-000216 · doc4.xml · derivative · entry 5 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2008-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 15:28 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $34.17 | $102,501.00 |
DisclosureSEC source: 0000004962-04-000216 · doc4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000128 · doc4.xml · derivative · entry 6 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231.33 Underlying: Common Shares · 2,225 shares Expires not disclosed F2 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F5 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| January 30, 2004 Filed Apr 28, 2004 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 3,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 4 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 3,420 F1 · ownership.nature: On January 30, 2004, the reporting person contributed these shares of common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the AXP common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. Read SEC document |
| January 30, 2004 Filed Apr 28, 2004 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 3,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 2 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,086.926 F1 · kind: On January 30, 2004, the reporting person contributed these shares of common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the AXP common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. Read SEC document |
| January 27, 2004 Filed Apr 28, 2004 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 5 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · co-trustee Disclosed balance after: 4,300 Read SEC document |
| January 27, 2004 Filed Apr 28, 2004 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 3 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 6,820 Read SEC document |
| January 27, 2004 Filed Apr 28, 2004 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,506.926 Read SEC document |
| June 10, 2003 Filed Jun 12, 2003 15:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-03-000115 · doc4.xml · nonDerivative · entry 2 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 8,120 Read SEC document |
| June 10, 2003 Filed Jun 12, 2003 15:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-03-000115 · doc4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,483.739 Read SEC document |
| June 04, 2003 Filed Jun 5, 2003 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionOption (right to buy) · Derivative | 3,000 | $0.00 Strike: $20.94 | $0.00 |
DisclosureSEC source: 0000004962-03-000110 · doc4.xml · derivative · entry 2 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2007-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| June 04, 2003 Filed Jun 5, 2003 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $20.94 | $62,814.00 |
DisclosureSEC source: 0000004962-03-000110 · doc4.xml · nonDerivative · entry 1 BOWEN WILLIAM G · CIK 0001204360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,483.739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: In addition to his direct holdings, Mr. Bowen has indirect beneficial ownership of 5,520 held by his spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.