Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | President, American Express Co | January 26, 2015 | January 28, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2015 · Filed January 28, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172,989 |
Ending reported balance
After 2015-01-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-01-26 · Grant · Acquired 54,721 · Balance 201,779 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Row 2 · 2015-01-26 · Tax withholding · Disposed 28,790 · Balance 172,989 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 1,658.98 |
Reported balance
Holding disclosure · report date 2015-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,658.98 F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2015 Filed Jan 28, 2015 23:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 28,790 | $83.30 | $2,398,207.00 |
DisclosureSEC source: 0001127602-15-003107 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,989 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 54,721 | $83.30 | $4,558,259.30 |
DisclosureSEC source: 0001127602-15-003107 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,779 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-14-025025 · form4.xml · derivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2017-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-14-025025 · form4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 11,820 | $86.24 | $1,019,379.26 |
DisclosureSEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,058 F3 · kind: The reported disposition represents the sale of one-half of the net shares acquired from restricted stock vestings in January 2014; Mr. Gilligan will continue to retain the remaining net shares for one year from the date of vesting in accordance with the Company's retention requirements. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.61. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 345,322 | $86.24 | $29,781,225.39 |
DisclosureSEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,878 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.61. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 225,000 | $58.54 | $13,171,500.00 |
DisclosureSEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 150,000 | $57.77 | $8,665,500.00 |
DisclosureSEC source: 0001127602-14-025025 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 47,720 | $85.39 | $4,074,934.87 |
DisclosureSEC source: 0001127602-14-005143 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,200 F1 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.30 to $85.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 20:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,656 | $85.72 | $227,672.32 |
DisclosureSEC source: 0001127602-14-003321 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,920 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 20:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 27,215 | $85.72 | $2,332,869.80 |
DisclosureSEC source: 0001127602-14-003321 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,576 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 20:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 48,754 | $85.72 | $4,179,192.88 |
DisclosureSEC source: 0001127602-14-003321 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,791 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 17,544 | $73.77 | $1,294,220.88 |
DisclosureSEC source: 0001127602-13-024234 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,037 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · derivative · entry 10 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,128 Underlying: Common Stock · 100,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Of the 100,000 options exercised, 82,436 became exercisable on 1/29/2012; the balance became exercisable on 1/29/2011. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · derivative · entry 9 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 165,648 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · derivative · entry 8 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,648 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 3,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,581 F5 · price: The reported disposition was a bona fide charitable gift. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 42,478 | $76.27 | $3,239,852.28 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 5 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,896 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 to $76.37. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 373,168 | $76.01 | $28,364,611.63 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,374 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.66 to $76.48. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 100,000 | $16.71 | $1,671,000.00 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 150,000 | $51.87 | $7,779,750.00 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2013 Filed Jun 4, 2013 19:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 165,648 | $45.77 | $7,581,377.66 |
DisclosureSEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 00:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,656 | $59.07 | $156,889.92 |
DisclosureSEC source: 0001127602-13-003250 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,894 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-002419 · form4.xml · derivative · entry 5 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,128 Underlying: Common Stock · 100,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Of the 100,000 option shares exercised, 33,782 became exercisable on 1/29/2010, and the balance became exercisable on 1/29/2011. Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 50,000 | $59.38 | $2,968,815.00 |
DisclosureSEC source: 0001127602-13-002419 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,550 F3 · kind: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and dividend reinvestment. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.31 to $59.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 82,899 | $59.25 | $4,912,163.67 |
DisclosureSEC source: 0001127602-13-002419 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,550 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.19 to $59.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 22, 2013 Filed Jan 23, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 100,000 | $16.71 | $1,671,000.00 |
DisclosureSEC source: 0001127602-13-002419 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2012 Filed Nov 1, 2012 19:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 28,887 | $55.75 | $1,610,450.25 |
DisclosureSEC source: 0001127602-12-029361 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,449 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| July 31, 2012 Filed Aug 2, 2012 19:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 7,897 | $57.71 | $455,735.87 |
DisclosureSEC source: 0001127602-12-023570 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,336 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 195,351 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · derivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,351 shares Expires 2014-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,282 | $0.00 Strike: $39.88 | $0.00 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,282 shares Expires 2013-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 20,000 | $60.89 | $1,217,880.00 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,233 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.38 to $60.93. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 191,141 | $60.92 | $11,644,233.26 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,233 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.78 to $61.24. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 195,351 | $43.98 | $8,590,950.93 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 4, 2012 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 10,282 | $39.88 | $410,005.03 |
DisclosureSEC source: 0001127602-12-015878 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-008934 · form4.xml · derivative · entry 7 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,128 Underlying: Common Stock · 50,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 185,069 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-12-008934 · form4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 185,069 shares Expires 2003-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 20,000 | $53.19 | $1,063,832.00 |
DisclosureSEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,741 F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.14 to $53.2711. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 205,845 | $53.26 | $10,962,995.93 |
DisclosureSEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,741 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.15 to $53.325. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 50,000 | $16.71 | $835,500.00 |
DisclosureSEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Mar 1, 2012 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 185,069 | $29.24 | $5,411,232.49 |
DisclosureSEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 2,394 | $49.98 | $119,652.12 |
DisclosureSEC source: 0001127602-12-003039 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,517 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 21:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 53,231 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002624 · form4.xml · derivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,231 Underlying: Common Stock · 53,231 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| July 31, 2011 Filed Aug 1, 2011 22:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 7,897 | $50.04 | $395,165.88 |
DisclosureSEC source: 0001127602-11-022443 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,911 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 205,632 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-11-014395 · form4.xml · derivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 205,632 shares Expires 2012-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 186,326 | $47.84 | $8,913,761.31 |
DisclosureSEC source: 0001127602-11-014395 · form4.xml · nonDerivative · entry 2 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,808 F1 · kind: Of the 205,632 shares acquired pursuant to the employee stock option exercise reported above, approximately 167,020 shares were sold to cover the cost of exercise and withholding taxes. Mr. Gilligan retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.78 to $47.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 205,632 | $31.94 | $6,568,091.71 |
DisclosureSEC source: 0001127602-11-014395 · form4.xml · nonDerivative · entry 1 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 205,632 | $0.00 Strike: $38.92 | $0.00 |
DisclosureSEC source: 0001127602-11-003597 · form4.xml · derivative · entry 6 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 205,632 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 7,816 | $43.66 | $341,236.40 |
DisclosureSEC source: 0001127602-11-003597 · form4.xml · nonDerivative · entry 4 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,502 F4 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.65 to $43.66. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 197,816 | $43.65 | $8,634,826.65 |
DisclosureSEC source: 0001127602-11-003597 · form4.xml · nonDerivative · entry 3 GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,318 F2 · shares: Of the 205,632 shares acquired pursuant to the employee stock option exercise reported above, approximately 190,000 shares were sold to cover the cost of exercise and withholding taxes. Mr. Gilligan retained 50% of the net shares acquired from the option exercise. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.52 to $43.835. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.