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AWR

AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2018 Filed Feb 8, 2018 00:20 UTC Tax withholdingCommon Shares 179.9152 $53.40 $9,607.47
Disclosure

SEC source: 0001209191-18-008241 · doc4.xml · nonDerivative · entry 3

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625.3845

F3 · shares: 440.1052 previously reported RSU's of which 179.9152 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:20 UTC Tax withholdingCommon Shares 146.394 $53.40 $7,817.44
Disclosure

SEC source: 0001209191-18-008241 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,805.2997

F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:20 UTC Tax withholdingCommon Shares 170.0863 $53.40 $9,082.61
Disclosure

SEC source: 0001209191-18-008241 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,951.6937

F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:18 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 261.0316 $53.40 $13,939.09
Disclosure

SEC source: 0001209191-18-008236 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,615.0922

F3 · shares: 683.2237 previously reported RSU's of which 261.0316 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:18 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 204.2479 $53.40 $10,906.84
Disclosure

SEC source: 0001209191-18-008236 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876.1238

F2 · shares: 499.6281 previously reported RSU's of which 204.2479 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:18 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 217.5386 $53.40 $11,616.56
Disclosure

SEC source: 0001209191-18-008236 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,080.3717

F1 · shares: 532.1389 previously reported RSU's of which 217.5386 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:16 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 133.3876 $53.40 $7,122.90
Disclosure

SEC source: 0001209191-18-008233 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363.1825

F3 · shares: 326.2907 previously reported RSU's of which 133.3876 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:16 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 81.6429 $53.40 $4,359.73
Disclosure

SEC source: 0001209191-18-008233 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496.5701

F2 · shares: 199.7135 previously reported RSU's of which 81.6429 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:16 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 40.779 $53.40 $2,177.60
Disclosure

SEC source: 0001209191-18-008233 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578.213

F1 · shares: 99.7534 previously reported RSU's of which 40.779 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:08 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 93.4676 $53.40 $4,991.17
Disclosure

SEC source: 0001209191-18-008229 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,264.7152

F3 · shares: 228.6392 previously reported RSU's of which 93.4676 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:08 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 102.4758 $53.40 $5,472.21
Disclosure

SEC source: 0001209191-18-008229 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,358.1828

F2 · shares: 250.6749 previously reported RSU's of which 102.4758 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:08 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 136.1283 $53.40 $7,269.25
Disclosure

SEC source: 0001209191-18-008229 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,460.6586

F1 · shares: 332.9949 previously reported RSU's of which 136.1283 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:14 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 148.9427 $53.40 $7,953.54
Disclosure

SEC source: 0001209191-18-008231 · doc4.xml · nonDerivative · entry 3

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,259.7689

F3 · shares: 364.3411 previously reported RSU's of which 148.9427 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:14 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 146.394 $53.40 $7,817.44
Disclosure

SEC source: 0001209191-18-008231 · doc4.xml · nonDerivative · entry 2

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,408.7116

F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:14 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 170.0863 $53.40 $9,082.61
Disclosure

SEC source: 0001209191-18-008231 · doc4.xml · nonDerivative · entry 1

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,555.1056

F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability

Read SEC document
January 30, 2018 Filed Feb 2, 2018 01:12 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 1,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 4

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,297.9103

Read SEC document
January 30, 2018 Filed Feb 2, 2018 01:11 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 536 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006601 · doc4.xml · nonDerivative · entry 6

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,596.7869

Read SEC document
January 30, 2018 Filed Feb 2, 2018 01:09 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 766 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 6

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,725.1919

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:58 UTC GrantCommon Shares 766 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 6

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,121.78

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:57 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 623 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006588 · doc4.xml · nonDerivative · entry 6

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798.1939

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:54 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 1,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006586 · doc4.xml · nonDerivative · entry 7

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,956.1091

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:50 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 766 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006584 · doc4.xml · nonDerivative · entry 7

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618.992

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:49 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 766 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006582 · doc4.xml · nonDerivative · entry 4

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,395.2466

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:46 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 4,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006580 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,946.2595

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:44 UTC
FARROW GLADYSVice President
GrantCommon Shares 766 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006578 · doc4.xml · nonDerivative · entry 5

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,157.0671

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:45 UTC
GALLAGHER JAMES BVice President
GrantCommon Shares 536 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006545 · doc4.xml · nonDerivative · entry 6

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,548.6075

Read SEC document
January 29, 2018 Filed Feb 1, 2019 02:37 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 4,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006319 · doc4.xml · nonDerivative · entry 6

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,723.8335

Read SEC document
January 12, 2018 Filed May 25, 2018 00:02 UTC Disposition to issuerCommon Shares 1.3819 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 2

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,747.33

F2 · shares: Adjustment due to partial share

Read SEC document
January 12, 2018 Filed May 24, 2018 23:57 UTC Disposition to issuerCommon Shares 1.4072 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033226 · doc4.xml · nonDerivative · entry 2

Wilkins Janice F · CIK 0001520934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

F2 · shares: Adjustment due to partial share

Read SEC document
January 12, 2018 Filed May 24, 2018 23:50 UTC Disposition to issuerCommon Shares 1.4097 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 1

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,574.34

F1 · shares: Adjustment due to partial share

Read SEC document
January 12, 2018 Filed May 24, 2018 23:48 UTC Disposition to issuerCommon Shares 1.4123 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033218 · doc4.xml · nonDerivative · entry 2

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,026

F2 · shares: Adjustment due to partial share

Read SEC document
January 12, 2018 Filed May 24, 2018 23:46 UTC Disposition to issuerCommon Shares 1.4059 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033216 · doc4.xml · nonDerivative · entry 2

FIELDER JOHN R · CIK 0001182352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,117

F2 · shares: Adjustment due to partial share

Read SEC document
January 12, 2018 Filed May 24, 2018 23:44 UTC Disposition to issuerCommon Shares 1.4085 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033213 · doc4.xml · nonDerivative · entry 2

Anderson Sarah J · CIK 0001505076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,670

F2 · shares: Adjustment due to partial share

Read SEC document
January 10, 2018 Filed Mar 6, 2018 19:23 UTC Disposition to issuerCommon Shares 1.4073 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017137 · doc4.xml · nonDerivative · entry 1

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,676.42

F1 · shares: Adjustment due to partial share

Read SEC document
January 05, 2018 Filed Jan 6, 2018 00:18 UTC
ROSS LLOYD EDirector
SaleCommon Shares 1,100 $55.79 $61,369.00
Disclosure

SEC source: 0001209191-18-002567 · doc4.xml · nonDerivative · entry 3

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,605.7126

Read SEC document
January 04, 2018 Filed Jan 6, 2018 00:18 UTC
ROSS LLOYD EDirector
Disposition to issuerCommon Shares 0.7133 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002567 · doc4.xml · nonDerivative · entry 2

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,705.7126

F2 · shares: Adjustment due to partial share payout.

Read SEC document
January 02, 2018 Filed Feb 2, 2018 01:12 UTC
KRUGER DENISE LSr. Vice President
Disposition to issuerCommon Shares 2.8455 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228.9103

F3 · shares: Adjustment due to partial share

Read SEC document
January 02, 2018 Filed Feb 2, 2018 01:12 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 40.4525 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006603 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 19,880.1425

F2 · shares: Updated 401k Information

Read SEC document
January 02, 2018 Filed Feb 2, 2018 01:11 UTC
HODGES GRANVILLE R JRVice President
Disposition to issuerCommon Shares 0.7507 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006601 · doc4.xml · nonDerivative · entry 5

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,060.7869

F5 · shares: Adjustment due to partial share

Read SEC document
January 02, 2018 Filed Feb 2, 2018 01:11 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 26.4318 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006601 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,271.9518

F4 · shares: Updated 401k Information

Read SEC document
January 02, 2018 Filed Feb 2, 2018 01:09 UTC
GEDNEY WILLIAM CVice President
Disposition to issuerCommon Shares 2.7186 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 5

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,959.1919

F5 · shares: Adjustment due to partial share

Read SEC document
January 02, 2018 Filed Feb 2, 2018 01:09 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 291.2902 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 4

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 12,941.4602

F4 · shares: Updated 401k Information

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:58 UTC Disposition to issuerCommon Shares 1.8069 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 5

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,355.78

F5 · shares: adjustment due to partial share

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:58 UTC GrantCommon Shares 201.3813 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 4

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 22,550.4813

F4 · shares: Updated 401k Information

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:57 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 1,038.2674 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006588 · doc4.xml · nonDerivative · entry 5

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,715.7574

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:57 UTC
Cotton, III James CSenior Vice President
Disposition to issuerCommon Shares 1.6327 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006588 · doc4.xml · nonDerivative · entry 4

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175.1939

F4 · shares: Adjustment due to partial share

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:54 UTC
TANG EVA GSr. Vice President & CFO
Disposition to issuerCommon Shares 1.3748 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006586 · doc4.xml · nonDerivative · entry 6

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,887.1091

F6 · shares: Adjustment due to partial share

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:54 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 133.861 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006586 · doc4.xml · nonDerivative · entry 5

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 8,790.511

F5 · shares: Updated 401k Information

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:50 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 251.2247 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006584 · doc4.xml · nonDerivative · entry 6

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 2,329.9347

F6 · shares: Updated 401k Information

Read SEC document
January 02, 2018 Filed Feb 2, 2018 00:50 UTC
Rowley Paul JVP OF OPERATIONS
Disposition to issuerCommon Shares 0.5444 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006584 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852.992

F5 · shares: Adjustment due to partial share

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.