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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
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535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2020 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 0.5481 $75.20 $41.22
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 3

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494.6524

F3 · shares: DER Units credited on 09/01/2020 as dividend at FMV

Read SEC document
September 01, 2020 Filed May 22, 2025 01:02 UTC GrantCommon Shares 2.2639 $75.20 $170.25
Disclosure

SEC source: 0001567619-25-000316 · form4.xml · nonDerivative · entry 2

Hopkins Mary Ann · CIK 0001777981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,058.2311

F2 · shares: DER Units credited on 09/01/2020 as dividend at FMV

Read SEC document
September 01, 2020 Filed May 22, 2025 01:02 UTC GrantCommon Shares 2.2639 $75.20 $170.25
Disclosure

SEC source: 0001567619-25-000315 · form4.xml · nonDerivative · entry 1

Levin Carl James · CIK 0001812452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,110.4585

F1 · shares: DER Units credited on 09/01/2020 as dividend at FMV

Read SEC document
August 17, 2020 Filed May 19, 2021 22:46 UTC GrantCommon Shares 78.2457 $78.67 $6,155.59
Disclosure

SEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 1

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,347.3157

F1 · shares: DER Units credited on 08/17/2020 as dividend at FMV

Read SEC document
August 17, 2020 Filed May 19, 2021 22:45 UTC GrantCommon Shares 13.0596 $78.67 $1,027.40
Disclosure

SEC source: 0001209191-21-034150 · doc4.xml · nonDerivative · entry 1

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,154.1099

F1 · shares: DER Units credited on 08/17/2020 as dividend at FMV

Read SEC document
August 17, 2020 Filed May 19, 2021 22:44 UTC GrantCommon Shares 76.9955 $78.67 $6,057.24
Disclosure

SEC source: 0001209191-21-034149 · doc4.xml · nonDerivative · entry 1

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,723.7568

F1 · shares: DER Units credited on 08/17/2020 as dividend at FMV

Read SEC document
August 06, 2020 Filed Aug 7, 2020 00:27 UTC
Willis Gabriel GVP of Strategic Business Dev.
Tax withholdingCommon Shares 8.8077 $76.64 $675.02
Disclosure

SEC source: 0001209191-20-045584 · doc4.xml · nonDerivative · entry 3

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221.0798

F3 · shares: 8.8077 shares withheld to satisfy tax liability.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:40 UTC
HODGES GRANVILLE R JRActing Senior Vice President
GrantCommon Shares 58 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043987 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,060.2006

Read SEC document
July 27, 2020 Filed Jul 31, 2020 22:35 UTC
Harrison StuartSenior Vice President
GrantCommon Shares 736 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044311 · doc4.xml · nonDerivative · entry 1

Harrison Stuart · CIK 0001819892 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Read SEC document
June 03, 2020 Filed Feb 4, 2021 02:56 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 15.4938 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,311.3752

F2 · shares: Updated DRIP

Read SEC document
June 03, 2020 Filed Feb 4, 2021 02:55 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 380.8167 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,427.1955

F2 · shares: Updated DRIP

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:43 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 4.6521 $81.16 $377.56
Disclosure

SEC source: 0001209191-20-034154 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,611.5295

F1 · shares: DER unites credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:43 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 400 $82.00 $32,800.00
Disclosure

SEC source: 0001209191-20-034154 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,606.8774

Read SEC document
June 01, 2020 Filed Jul 29, 2020 23:40 UTC
HODGES GRANVILLE R JRActing Senior Vice President
GrantCommon Shares 3.8701 $81.16 $314.10
Disclosure

SEC source: 0001209191-20-043987 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002.2006

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Aug 7, 2020 00:27 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 2.5814 $81.16 $209.51
Disclosure

SEC source: 0001209191-20-045584 · doc4.xml · nonDerivative · entry 2

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250.3411

F2 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 02:56 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 6.4771 $81.16 $525.68
Disclosure

SEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,295.8813

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 02:55 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 29.6658 $81.16 $2,407.68
Disclosure

SEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,046.3788

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 02:09 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 1.8295 $81.16 $148.48
Disclosure

SEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538.1972

F2 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 02:00 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 6.4771 $81.16 $525.68
Disclosure

SEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,124.9208

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 01:58 UTC
FARROW GLADYSVice President
GrantCommon Shares 5.1859 $81.16 $420.89
Disclosure

SEC source: 0001209191-21-007615 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,488.4425

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 01:56 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 4.6521 $81.16 $377.56
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816.1672

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 0.4607 $81.16 $37.39
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494.1043

F2 · shares: DER Units credited on 06/02/2020 as dividend at FMV

Read SEC document
May 20, 2020 Filed May 21, 2020 18:35 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031179 · doc4.xml · nonDerivative · entry 2

Hopkins Mary Ann · CIK 0001777981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054.1946

Read SEC document
May 19, 2020 Filed May 21, 2020 20:04 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031239 · doc4.xml · nonDerivative · entry 1

Levin Carl James · CIK 0001812452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108.1946

Read SEC document
May 19, 2020 Filed May 21, 2020 19:17 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031215 · doc4.xml · nonDerivative · entry 2

Wilkins Janice F · CIK 0001520934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,936.1946

Read SEC document
May 19, 2020 Filed May 21, 2020 19:14 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031213 · doc4.xml · nonDerivative · entry 2

Anderson Sarah J · CIK 0001505076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,766.1946

Read SEC document
May 19, 2020 Filed May 21, 2020 19:10 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 7

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,269.07

Read SEC document
May 19, 2020 Filed May 21, 2020 18:49 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031197 · doc4.xml · nonDerivative · entry 6

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,141.0503

Read SEC document
May 19, 2020 Filed May 21, 2020 18:42 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031183 · doc4.xml · nonDerivative · entry 2

FIELDER JOHN R · CIK 0001182352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,539.1946

Read SEC document
May 19, 2020 Filed May 21, 2020 18:37 UTC GrantCommon Shares 508.1946 $78.71 $40,000.00
Disclosure

SEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 4

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,074.3044

Read SEC document
May 15, 2020 Filed May 21, 2020 19:10 UTC GrantCommon Shares 74.4614 $74.96 $5,581.63
Disclosure

SEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 6

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,760.8754

Read SEC document
May 15, 2020 Filed May 21, 2020 18:49 UTC GrantCommon Shares 12.428 $74.96 $931.60
Disclosure

SEC source: 0001209191-20-031197 · doc4.xml · nonDerivative · entry 5

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,632.8557

F5 · shares: DER Units credited on 05/15/2020 as dividend at FMV

Read SEC document
May 15, 2020 Filed May 21, 2020 18:37 UTC GrantCommon Shares 73.2717 $74.96 $5,492.45
Disclosure

SEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 3

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,646.7613

F3 · shares: DER Units credited on 05/15/2020 as dividend at FMV

Read SEC document
May 01, 2020 Filed May 4, 2020 18:49 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 400 $78.57 $31,428.00
Disclosure

SEC source: 0001209191-20-026721 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006.8774

Read SEC document
April 01, 2020 Filed Apr 2, 2020 18:16 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 400 $78.83 $31,532.00
Disclosure

SEC source: 0001209191-20-022426 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406.8774

Read SEC document
March 15, 2020 Filed Mar 17, 2023 15:50 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 187.5203 $86.73 $16,263.64
Disclosure

SEC source: 0001209191-23-019501 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995.6828

F2 · shares: 187.5203 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:54 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 10,973.0672 $71.88 $788,744.07
Disclosure

SEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 8

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,016.713

F3 · shares: 10973.0672 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:54 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 5.3287 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 6

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 471.0857

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:30 UTC
GEDNEY WILLIAM CFormer Officer
Tax withholdingCommon Shares 572.6603 $71.88 $41,162.82
Disclosure

SEC source: 0001209191-20-019047 · doc4.xml · nonDerivative · entry 3

GEDNEY WILLIAM C · CIK 0001279288 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,991.8633

F2 · shares: 572.6603 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:51 UTC
HODGES GRANVILLE R JRActing Senior Vice President
Tax withholdingCommon Shares 24.6092 $71.88 $1,768.91
Disclosure

SEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 6

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998.3305

F3 · shares: 24.6092 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:51 UTC
HODGES GRANVILLE R JRActing Senior Vice President
Tax withholdingCommon Shares 605.929 $71.88 $43,554.18
Disclosure

SEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 5

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022.9397

F2 · shares: 605.9290 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:51 UTC
HODGES GRANVILLE R JRActing Senior Vice President
GrantCommon Shares 153.0517 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,537.6466

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:23 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 24.1949 $71.88 $1,739.13
Disclosure

SEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,483.2566

F3 · shares: 24.1949 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:23 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 608.663 $71.88 $43,750.70
Disclosure

SEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507.4515

F2 · shares: 608.6630 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:28 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 946.5234 $71.88 $68,036.10
Disclosure

SEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 4

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,118.4437

F2 · shares: 946.5234 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:28 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 159.538 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 14,111.2202

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:58 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 438.4217 $71.88 $31,513.75
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,811.5151

F2 · shares: 438.4217 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:58 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 67.1658 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,864.3856

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:56 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 667.3727 $71.88 $47,970.75
Disclosure

SEC source: 0001209191-20-019039 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,806.8774

F1 · shares: 667.3727 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:51 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 677.7472 $71.88 $48,716.47
Disclosure

SEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,289.4042

F2 · shares: 677.7472 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.