Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Senior Vice President | August 06, 2021 | August 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date August 06, 2021 · Filed August 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,631.1969 |
Reported balance
After 2021-03-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-03-02 · Grant · Acquired 7.5912 · Balance 1,631.1969 F1: DER units credited on 03/02/2021 as dividend at FMV |
| Common SharesSEC Table I · non-derivative | Direct | 1,638.1271 |
Reported balance
After 2021-06-02 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-06-02 · Grant · Acquired 6.9303 · Balance 1,638.1271 F2: DER Units credited on 06/02/2021 as dividend at FMV |
| Common SharesSEC Table I · non-derivative | Direct | 1,563.7043 |
Reported balance
After 2021-08-06 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2021-08-06 · Grant · Disposed 74.4228 · Balance 1,563.7043 F3: 74.4228 shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: DER units credited on 03/02/2021 as dividend at FMV
F2: DER Units credited on 06/02/2021 as dividend at FMV
F3: 74.4228 shares withheld to satisfy tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2021 Filed Aug 10, 2021 17:07 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 74.4228 | $91.48 | $6,808.20 |
DisclosureSEC source: 0001209191-21-050537 · doc4.xml · nonDerivative · entry 3 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563.7043 F3 · shares: 74.4228 shares withheld to satisfy tax liability. Read SEC document |
| June 02, 2021 Filed Aug 10, 2021 17:07 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.9303 | $78.85 | $546.45 |
DisclosureSEC source: 0001209191-21-050537 · doc4.xml · nonDerivative · entry 2 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638.1271 F2 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| March 02, 2021 Filed Aug 10, 2021 17:07 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.5912 | $71.65 | $543.91 |
DisclosureSEC source: 0001209191-21-050537 · doc4.xml · nonDerivative · entry 1 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631.1969 F1 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007617 · doc4.xml · nonDerivative · entry 3 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623.6057 Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.327 | $74.44 | $247.66 |
DisclosureSEC source: 0001209191-21-007617 · doc4.xml · nonDerivative · entry 2 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742.6057 F2 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.2787 | $75.20 | $246.56 |
DisclosureSEC source: 0001209191-21-007617 · doc4.xml · nonDerivative · entry 1 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739.2787 F1 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| July 27, 2020 Filed Jul 31, 2020 22:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044311 · doc4.xml · nonDerivative · entry 1 Harrison Stuart · CIK 0001819892 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.