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0001122976
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2019 Filed Jul 2, 2019 13:30 UTC
Mink Kim AnnDirector
GrantCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023321 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 7,839

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 13:33 UTC GrantCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023323 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 18,527

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 13:26 UTC GrantCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023319 · form4.xml · nonDerivative · entry 2

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 23,964

Read SEC document
June 30, 2019 Filed Jul 2, 2019 13:26 UTC GrantCommon Stock 974 $30.80 $29,994.33
Disclosure

SEC source: 0001127602-19-023319 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 22,909

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 13:24 UTC GrantCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023318 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,510

Read SEC document
June 30, 2019 Filed Jul 2, 2019 13:18 UTC GrantCommon Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023315 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,905

Read SEC document
May 15, 2019 Filed May 16, 2019 20:00 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionEarned Performance Shares · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · derivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:00 UTC
Patterson Robert MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 23,881 $26.63 $635,951.03
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,326

Read SEC document
May 15, 2019 Filed May 16, 2019 20:00 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018706 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earned performance share represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested earned performance shares.

Read SEC document
May 09, 2019 Filed May 10, 2019 17:00 UTC
Garratt Michael ASVP, Chief Commercial Officer
OtherCommon Stock 3,706.696 $26.95 $99,895.46
Disclosure

SEC source: 0001127602-19-018083 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 3,706.696

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

Read SEC document
May 07, 2019 Filed May 8, 2019 19:01 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
OtherCommon Stock 10,058.522 $27.34 $274,999.99
Disclosure

SEC source: 0001127602-19-017731 · form4.xml · nonDerivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 10,058.522

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

Read SEC document
May 07, 2019 Filed May 8, 2019 19:00 UTC
Patterson Robert MDirector · Chairman, President & CEO
OtherCommon Stock 54,864.668 $27.34 $1,500,000.02
Disclosure

SEC source: 0001127602-19-017730 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 54,864.668

F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:07 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014113 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 28,929

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:05 UTC GrantCommon Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014109 · form4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:02 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014102 · form4.xml · nonDerivative · entry 1

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189.752

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:04 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014106 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 17,369

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:01 UTC
Mink Kim AnnDirector
GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014096 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 6,749

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:59 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014091 · form4.xml · nonDerivative · entry 2

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 21,810

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:59 UTC GrantCommon Stock 1,023 $29.33 $29,999.48
Disclosure

SEC source: 0001127602-19-014091 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 20,702

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:58 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014087 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,455

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:57 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014084 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,545

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:55 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014079 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 22,466

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 19:54 UTC GrantCommon Stock 1,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014076 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,850

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:10 UTC
Horn J ScottSVP, President Distribution
GrantStock Appreciation Rights · Derivative 11,500 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005620 · form4.xml · derivative · entry 5

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:10 UTC
Horn J ScottSVP, President Distribution
GrantRestricted Stock Units · Derivative 3,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005620 · form4.xml · derivative · entry 4

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 3,700 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:10 UTC
Horn J ScottSVP, President Distribution
Tax withholdingCommon Stock 394 $31.49 $12,407.06
Disclosure

SEC source: 0001127602-19-005620 · form4.xml · nonDerivative · entry 2

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,026

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:03 UTC
Pederson ChristopherSVP, President SEM
GrantStock Appreciation Rights · Derivative 16,700 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005616 · form4.xml · derivative · entry 2

Pederson Christopher · CIK 0001756776 · SVP, President SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2029-02-11

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:03 UTC
Pederson ChristopherSVP, President SEM
GrantRestricted Stock Units · Derivative 5,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005616 · form4.xml · derivative · entry 1

Pederson Christopher · CIK 0001756776 · SVP, President SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

Underlying: Common Stock · 5,350 shares

Expires 2022-02-11

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:11 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantStock Appreciation Rights · Derivative 19,250 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005622 · form4.xml · derivative · entry 6

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Underlying: Common Stock · 19,250 shares

Expires 2029-02-11

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:11 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantRestricted Stock Units · Derivative 6,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005622 · form4.xml · derivative · entry 5

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Common Stock · 6,150 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:11 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Tax withholdingCommon Stock 1,303 $31.49 $41,031.47
Disclosure

SEC source: 0001127602-19-005622 · form4.xml · nonDerivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,186

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:39 UTC GrantStock Appreciation Rights · Derivative 15,900 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005684 · form4.xml · derivative · entry 5

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,900

Underlying: Common Stock · 15,900 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:39 UTC GrantRestricted Stock Units · Derivative 5,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005684 · form4.xml · derivative · entry 4

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Common Stock · 5,100 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:39 UTC Tax withholdingCommon Stock 326 $31.49 $10,265.74
Disclosure

SEC source: 0001127602-19-005684 · form4.xml · nonDerivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:38 UTC
Wiseman Donald KSVP, President of PP&S
Tax withholdingCommon Stock 1,069 $31.49 $33,662.81
Disclosure

SEC source: 0001127602-19-005679 · form4.xml · nonDerivative · entry 2

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:36 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
GrantStock Appreciation Rights · Derivative 34,000 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005674 · form4.xml · derivative · entry 6

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2029-02-11

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:36 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 10,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005674 · form4.xml · derivative · entry 5

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

Underlying: Common Stock · 10,850 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:36 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,644 $31.49 $83,259.56
Disclosure

SEC source: 0001127602-19-005674 · form4.xml · nonDerivative · entry 2

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,782

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:31 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
GrantStock Appreciation Rights · Derivative 17,150 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005658 · form4.xml · derivative · entry 5

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,150

Underlying: Common Stock · 17,150 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:31 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005658 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:31 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Tax withholdingCommon Stock 1,203 $31.49 $37,882.47
Disclosure

SEC source: 0001127602-19-005658 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,497

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:17 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantStock Appreciation Rights · Derivative 16,500 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005635 · form4.xml · derivative · entry 5

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:17 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantRestricted Stock Units · Derivative 5,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005635 · form4.xml · derivative · entry 4

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:17 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Tax withholdingCommon Stock 1,338 $31.49 $42,133.62
Disclosure

SEC source: 0001127602-19-005635 · form4.xml · nonDerivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:30 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantStock Appreciation Rights · Derivative 153,450 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · derivative · entry 5

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,450

Underlying: Common Stock · 153,450 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:30 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 48,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · derivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,950

Underlying: Common Stock · 48,950 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:30 UTC
Patterson Robert MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 11,410 $31.49 $359,300.90
Disclosure

SEC source: 0001127602-19-005654 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,481.217

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February 11, 2019 Filed Feb 13, 2019 21:08 UTC
Garratt Michael ASVP, Chief Commercial Officer
GrantStock Appreciation Rights · Derivative 18,200 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-19-005618 · form4.xml · derivative · entry 5

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 18,200 shares

Expires 2029-02-11

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

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February 11, 2019 Filed Feb 13, 2019 21:08 UTC
Garratt Michael ASVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 5,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005618 · form4.xml · derivative · entry 4

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2022-02-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

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February 11, 2019 Filed Feb 13, 2019 21:08 UTC
Garratt Michael ASVP, Chief Commercial Officer
Tax withholdingCommon Stock 1,436 $31.49 $45,219.64
Disclosure

SEC source: 0001127602-19-005618 · form4.xml · nonDerivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,680

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.