Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPPOL · Entity 4061 | SVP, President of PP&S | February 10, 2019 | February 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date February 10, 2019 · Filed February 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,081 |
Reported balance
After 2019-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-10 · Exercise / conversion · Acquired 2,980 · Balance 6,081 F1: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3: Includes dividend equivalents earned with respect to the vested restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 5,012 |
Reported balance
After 2019-02-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-02-11 · Tax withholding · Disposed 1,069 · Balance 5,012 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-02-10 | Direct | 0 |
Reported balance
After 2019-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-10 · Exercise / conversion · Disposed 2,980 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. |
| Common StockSEC Table I · non-derivative | IndirectSavings Plan Trust | 972.4833 |
Reported balance
Holding disclosure · report date 2019-02-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 972.4833 F4: The information in this report is based on a PolyOne Retirement Savings Plan statement as of January 31, 2019. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. |
Filing footnotes · ownership attribution and instrument terms
F1: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019.
F2: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
F3: Includes dividend equivalents earned with respect to the vested restricted stock units.
F4: The information in this report is based on a PolyOne Retirement Savings Plan statement as of January 31, 2019. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2019 Filed Feb 13, 2019 21:38 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,069 | $31.49 | $33,662.81 |
DisclosureSEC source: 0001127602-19-005679 · form4.xml · nonDerivative · entry 2 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:38 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 2,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005679 · form4.xml · derivative · entry 4 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,980 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:38 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 2,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005679 · form4.xml · nonDerivative · entry 1 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:31 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-028767 · form4.xml · derivative · entry 4 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:31 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,226 | $43.42 | $53,232.92 |
DisclosureSEC source: 0001127602-18-028767 · form4.xml · nonDerivative · entry 2 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,949 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:31 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-028767 · form4.xml · nonDerivative · entry 1 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:18 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 8,000 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006640 · form4.xml · derivative · entry 2 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-02-14 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:18 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006640 · form4.xml · derivative · entry 1 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires 2021-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:51 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 8,680 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0001127602-17-006971 · form4.xml · derivative · entry 2 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,680 Underlying: Common Stock · 8,680 shares Expires 2027-02-15 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:51 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 2,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006971 · form4.xml · derivative · entry 1 Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,870 Underlying: Common Stock · 2,870 shares Expires 2020-02-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.