Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPPOL · Entity 4061 | SVP, President Distribution | July 03, 2020 | July 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date July 03, 2020 · Filed July 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,394 |
Reported balance
After 2020-07-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-03 · Exercise / conversion · Acquired 10,000 · Balance 27,394 F1: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2: Includes dividend equivalents earned with respect to the vested restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 24,314 |
Reported balance
After 2020-07-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-07-03 · Tax withholding · Disposed 3,080 · Balance 24,314 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-07-03 | Direct | 0 |
Reported balance
After 2020-07-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-03 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
F2: Includes dividend equivalents earned with respect to the vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2020 Filed Jul 6, 2020 20:19 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-021169 · form4.xml · derivative · entry 3 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-07-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| July 03, 2020 Filed Jul 6, 2020 20:19 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 3,080 | $26.14 | $80,511.20 |
DisclosureSEC source: 0001127602-20-021169 · form4.xml · nonDerivative · entry 2 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,314 Read SEC document |
| July 03, 2020 Filed Jul 6, 2020 20:19 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-021169 · form4.xml · nonDerivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 15:29 UTC | AVIENT CORP POL · Entity 4061 | PurchaseCommon Stock | 5,000 | $13.43 | $67,150.00 |
DisclosureSEC source: 0001127602-20-011588 · form4.xml · nonDerivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,768 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:38 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 1,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006376 · form4.xml · derivative · entry 3 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,060 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:38 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 388 | $31.49 | $12,218.12 |
DisclosureSEC source: 0001127602-20-006376 · form4.xml · nonDerivative · entry 2 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,768 F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:38 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 1,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006376 · form4.xml · nonDerivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:44 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 12,450 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001127602-20-004862 · form4.xml · derivative · entry 2 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,450 Underlying: Common Stock · 12,450 shares Expires 2030-02-10 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:44 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004862 · form4.xml · derivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2023-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:10 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 11,500 | $0.00 Strike: $31.54 | $0.00 |
DisclosureSEC source: 0001127602-19-005620 · form4.xml · derivative · entry 5 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Stock · 11,500 shares Expires 2029-02-11 F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:10 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005620 · form4.xml · derivative · entry 4 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Underlying: Common Stock · 3,700 shares Expires 2022-02-11 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:10 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 394 | $31.49 | $12,407.06 |
DisclosureSEC source: 0001127602-19-005620 · form4.xml · nonDerivative · entry 2 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,026 Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:10 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 1,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005620 · form4.xml · derivative · entry 3 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,090 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:10 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 1,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005620 · form4.xml · nonDerivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 20:26 UTC | AVIENT CORP POL · Entity 4061 | PurchaseCommon Stock | 6,000 | $31.69 | $190,140.00 |
DisclosureSEC source: 0001127602-18-031418 · form4.xml · nonDerivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,271 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:19 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 6,700 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006642 · form4.xml · derivative · entry 2 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2028-02-14 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:19 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006642 · form4.xml · derivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 Underlying: Common Stock · 2,350 shares Expires 2021-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:14 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004310 · form4.xml · derivative · entry 3 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 880 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:14 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 317 | $42.88 | $13,592.96 |
DisclosureSEC source: 0001127602-18-004310 · form4.xml · nonDerivative · entry 2 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,271 Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:14 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004310 · form4.xml · nonDerivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 22:05 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023001 · form4.xml · derivative · entry 1 Horn J Scott · CIK 0001710183 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2020-07-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.