person · Reporting owner
San Martin Neto Joao Jose
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | SVP & CHRO | February 11, 2022 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,927 |
Reported balance
After 2022-02-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-11 · Exercise / conversion · Acquired 5,100 · Balance 12,927 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2: Includes dividend equivalents earned with respect to the vested restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 10,407 |
Reported balance
After 2022-02-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-02-11 · Tax withholding · Disposed 2,520 · Balance 10,407 F3: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 11, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-11 | Direct | 0 |
Reported balance
After 2022-02-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-11 · Exercise / conversion · Disposed 5,100 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-14 | Direct | 3,850 |
Reported balance
After 2022-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-14 · Grant · Acquired 3,850 · Balance 3,850 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $52.64 · Expires 2032-02-14 | Direct | 13,450 |
Reported balance
After 2022-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-02-14 · Grant · Acquired 13,450 · Balance 13,450 F4: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.
F2: Includes dividend equivalents earned with respect to the vested restricted stock units.
F3: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 11, 2022.
F4: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2022 Filed Feb 15, 2022 21:57 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 13,450 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0001127602-22-005040 · form4.xml · derivative · entry 5 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,450 Underlying: Common Stock · 13,450 shares Expires 2032-02-14 F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:57 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 3,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005040 · form4.xml · derivative · entry 4 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,850 Underlying: Common Stock · 3,850 shares Expires 2025-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:57 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 5,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005040 · form4.xml · derivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,100 shares Expires 2022-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:57 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 2,520 | $52.64 | $132,652.80 |
DisclosureSEC source: 0001127602-22-005040 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,407 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 11, 2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:57 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 5,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005040 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:10 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 1,533 | $0.00 Strike: $23.08 | $0.00 |
DisclosureSEC source: 0001127602-21-010332 · form4.xml · derivative · entry 6 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,533 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the February 15, 2013 closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:10 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 2,690 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001127602-21-010332 · form4.xml · derivative · entry 5 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,690 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:10 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 966 | $48.52 | $46,870.32 |
DisclosureSEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 4 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,450 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:10 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 1,533 | $23.08 | $35,381.64 |
DisclosureSEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:10 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 1,769 | $48.52 | $85,831.88 |
DisclosureSEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,883 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:10 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 2,690 | $24.98 | $67,196.20 |
DisclosureSEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:03 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 2,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006008 · form4.xml · derivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,800 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:03 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 1,446 | $44.17 | $63,869.82 |
DisclosureSEC source: 0001127602-21-006008 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,962 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:03 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 2,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006008 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:33 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 18,200 | $0.00 Strike: $42.27 | $0.00 |
DisclosureSEC source: 0001127602-21-004638 · form4.xml · derivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 18,200 shares Expires 2031-02-08 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:33 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 4,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004638 · form4.xml · derivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550 Underlying: Common Stock · 4,550 shares Expires 2024-02-08 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:33 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 2,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006373 · form4.xml · derivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,950 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:33 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,061 | $31.49 | $33,410.89 |
DisclosureSEC source: 0001127602-20-006373 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:33 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 2,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006373 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:47 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 17,450 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001127602-20-004865 · form4.xml · derivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,450 Underlying: Common Stock · 17,450 shares Expires 2030-02-10 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:47 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004865 · form4.xml · derivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 5,600 shares Expires 2023-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:39 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 15,900 | $0.00 Strike: $31.54 | $0.00 |
DisclosureSEC source: 0001127602-19-005684 · form4.xml · derivative · entry 5 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 Underlying: Common Stock · 15,900 shares Expires 2029-02-11 F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:39 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005684 · form4.xml · derivative · entry 4 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires 2022-02-11 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:39 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 326 | $31.49 | $10,265.74 |
DisclosureSEC source: 0001127602-19-005684 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,327 Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:39 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005684 · form4.xml · derivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 890 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:39 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005684 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:20 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 8,000 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006645 · form4.xml · derivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-02-14 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:20 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006645 · form4.xml · derivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires 2021-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:25 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004319 · form4.xml · derivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 580 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:25 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 213 | $42.88 | $9,133.44 |
DisclosureSEC source: 0001127602-18-004319 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714 Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:25 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004319 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:50 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 8,850 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0001127602-17-006968 · form4.xml · derivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 8,850 shares Expires 2027-02-15 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:50 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006968 · form4.xml · derivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Underlying: Common Stock · 2,950 shares Expires 2020-02-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:02 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006120 · form4.xml · derivative · entry 3 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:02 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 256 | $34.59 | $8,855.04 |
DisclosureSEC source: 0001127602-17-006120 · form4.xml · nonDerivative · entry 2 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:02 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006120 · form4.xml · nonDerivative · entry 1 San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.