Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director · Chief Executive Officer | November 18, 2019 | November 20, 2019 |
| AVIENT CORPAVNT · Entity 4061 | Director | September 30, 2026 | October 02, 2026 |
| Envoy Medical, Inc.ANZU · Entity 7161 | Director | March 01, 2021 | March 02, 2021 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 21, 2025 | August 25, 2025 |
| VALVOLINE INCVVV · Entity 1678 | Director | November 15, 2017 | November 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,406 |
Last balance in matching sequence
After 2019-11-18 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-11-18 · Exercise / conversion · Acquired 6,370 · Balance 143,679 F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Row 2 · 2019-11-18 · Tax withholding · Disposed 3,077 · Balance 140,602 F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Row 3 · 2019-11-18 · Tax withholding · Disposed 15,196 · Balance 125,406 F3: Payment of tax liability by withholding securities incident to the vesting of performance based Restricted Stock granted 11/18/2015, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,926 |
Reported balance
After 2019-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-18 · Exercise / conversion · Disposed 6,370 · Balance 15,926 F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6: Balance also includes 452 restricted stock units acquired in lieu of cash dividends (100 acquired on December 15, 2018; 105 acquired on March 15, 2019; 122 acquired on June 15, 2019; and 125 acquired on September 15, 2019). |
Filing footnotes · ownership attribution and instrument terms
F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019).
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Payment of tax liability by withholding securities incident to the vesting of performance based Restricted Stock granted 11/18/2015, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F6: Balance also includes 452 restricted stock units acquired in lieu of cash dividends (100 acquired on December 15, 2018; 105 acquired on March 15, 2019; 122 acquired on June 15, 2019; and 125 acquired on September 15, 2019).
AVIENT CORP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Comp Plan | 67,044.281 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 958 · Balance 67,044.281 F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.
Envoy Medical, Inc.
Report date March 01, 2021 · Filed March 02, 2021
This filing explicitly reported no securities owned.
MODINE MANUFACTURING CO
Report date August 21, 2025 · Filed August 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 8,426 |
Reported balance
After 2025-08-21 transaction · row 1
1 source rowRow 1 · 2025-08-21 · Grant · Acquired 1,149 · Balance 8,426 F1: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.
VALVOLINE INC
Report date November 15, 2017 · Filed November 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitSEC Table II · derivative / convertible security | Direct | 3,513 |
Reported balance
After 2017-11-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-15 · Grant · Acquired 3,513 · Balance 3,513 F1: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution. F2: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Valvoline 2016 Deferred Compensation Plan for Non-Employee Directors (the "Plan")) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution.
F2: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Valvoline 2016 Deferred Compensation Plan for Non-Employee Directors (the "Plan")) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 17:34 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 958 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000141 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 67,044.281 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 15:51 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000117 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 65,591.325 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 18:29 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000085 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 64,043.332 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 18:59 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000023 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 62,449.44 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 16:07 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-25-000081 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 60,709.878 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| August 21, 2025 Filed Aug 25, 2025 15:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022858 · form4-08252025_030825.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,426 F1 · shares: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 18:20 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-018583 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 59,066.917 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 19:49 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-011111 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 57,380.212 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: This amount reflects a reduction of 18 shares that were over-reported due to a math error on the Reporting Person's last two Form 4s filed on October 2, 2024 and January 3, 2025 (such shares were never actually acquired by the Reporting Person). Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 14:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | PurchaseCommon stock | 2,530 | $79.43 | $200,957.90 |
DisclosureSEC source: 0001415889-25-006853 · form4-03052025_020326.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,277 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.22 to $79.70, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:14 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000408 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 55,960.468 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:27 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024909 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 54,724.511 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 15:41 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 1,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000067347-24-000086 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,747 F1 · shares: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 20:23 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019559 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 53,607.249 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 20:47 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011621 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 52,488.64 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 16:51 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000257 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 51,339.831 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:30 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025229 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 50,144.145 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 20:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 3,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000067347-23-000079 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,427 F1 · shares: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:28 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019856 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 48,864.905 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:09 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011914 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 47,710.324 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 19:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000076 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 46,555.854 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:35 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-023158 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 45,192.631 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 18:00 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018387 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 43,796.757 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011113 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 42,699.527 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 18:00 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000029 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 41,808 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:05 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026255 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 41,005 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 12:21 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 669 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020880 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 40,082 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:19 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012587 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 39,245 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 17:10 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000064 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 38,385 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 18:21 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-025981 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 37,356 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 16:08 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020549 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 35,878 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:45 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 1,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012473 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 34,299 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 14:19 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000313 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 32,414 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:34 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 6,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033386 · form4.xml · derivative · entry 4 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,926 Underlying: Common Stock · 6,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes 452 restricted stock units acquired in lieu of cash dividends (100 acquired on December 15, 2018; 105 acquired on March 15, 2019; 122 acquired on June 15, 2019; and 125 acquired on September 15, 2019). Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:34 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 15,196 | $78.65 | $1,195,165.40 |
DisclosureSEC source: 0001127602-19-033386 · form4.xml · nonDerivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,406 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of performance based Restricted Stock granted 11/18/2015, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:34 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,077 | $78.65 | $242,006.05 |
DisclosureSEC source: 0001127602-19-033386 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,602 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:34 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,370 | $78.65 | $501,000.50 |
DisclosureSEC source: 0001127602-19-033386 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:21 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 6,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033057 · form4.xml · derivative · entry 6 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,296 Underlying: Common Stock · 6,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:21 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 4,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033057 · form4.xml · derivative · entry 5 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,694 Underlying: Common Stock · 4,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:21 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,131 | $78.85 | $168,029.35 |
DisclosureSEC source: 0001127602-19-033057 · form4.xml · nonDerivative · entry 4 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,309 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:21 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,398 | $78.85 | $504,482.30 |
DisclosureSEC source: 0001127602-19-033057 · form4.xml · nonDerivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:21 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,587 | $78.85 | $125,134.95 |
DisclosureSEC source: 0001127602-19-033057 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,042 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:21 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 4,764 | $78.85 | $375,641.40 |
DisclosureSEC source: 0001127602-19-033057 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 19:38 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-029366 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 31,349 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 13:39 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-023328 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 30,161 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:07 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014113 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 28,929 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:31 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000715 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 27,646 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 13,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · derivative · entry 12 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,006 Underlying: Common Stock · 13,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F9 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. F9 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 13,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · derivative · entry 11 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,133 Underlying: Common Stock · 13,561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. F8 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 7,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · derivative · entry 10 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,694 Underlying: Common Stock · 7,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 5,774 | $80.32 | $463,767.68 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 8 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,442 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.