Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | SVP Gnrl Counsel & Secretary | February 17, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date February 17, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-17 | Direct | 6,300 |
Reported balance
After 2023-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-17 · Grant · Acquired 6,300 · Balance 6,300 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.93 · Expires 2033-02-17 | Direct | 21,250 |
Reported balance
After 2023-02-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-17 · Grant · Acquired 21,250 · Balance 21,250 F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.
F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2023 Filed Feb 21, 2023 16:44 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 21,250 | $0.00 Strike: $42.93 | $0.00 |
DisclosureSEC source: 0001127602-23-006153 · form4.xml · derivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 21,250 shares Expires 2033-02-17 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 16:44 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006153 · form4.xml · derivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2026-02-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 18:16 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 6,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005075 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,800 shares Expires 2023-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 18:16 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 2,864 | $37.88 | $108,488.32 |
DisclosureSEC source: 0001127602-23-005075 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,768 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 18:16 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 6,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005075 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:19 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 18,050 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0001127602-22-005064 · form4.xml · derivative · entry 6 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,050 Underlying: Common Stock · 18,050 shares Expires 2032-02-14 F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:19 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005064 · form4.xml · derivative · entry 5 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 Underlying: Common Stock · 5,150 shares Expires 2025-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:19 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 6,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005064 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,150 shares Expires 2022-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:19 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 2,883 | $52.64 | $151,761.12 |
DisclosureSEC source: 0001127602-22-005064 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,330 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 11, 2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:19 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 6,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005064 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | SaleCommon Stock | 11,447 | $60.22 | $689,380.69 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 9 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,610 F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $59.44 per share to a high of $60.84. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 11,500 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · derivative · entry 14 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 8,500 | $0.00 Strike: $38.27 | $0.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · derivative · entry 13 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2025-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 7,100 | $0.00 Strike: $35.07 | $0.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · derivative · entry 12 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,100 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 10,400 | $0.00 Strike: $23.08 | $0.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · derivative · entry 11 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 7,784 | $59.58 | $463,770.72 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 8 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,057 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 11,500 | $24.98 | $287,270.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 7 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 6,809 | $59.58 | $405,680.22 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 6 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,341 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 8,500 | $38.27 | $325,295.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 5 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 5,476 | $59.58 | $326,260.08 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,650 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 7,100 | $35.07 | $248,997.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 3 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 5,984 | $59.58 | $356,526.72 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,026 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:30 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 10,400 | $23.08 | $240,032.00 |
DisclosureSEC source: 0001127602-21-029442 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:12 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 4,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006020 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,050 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:12 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 1,943 | $44.17 | $85,822.31 |
DisclosureSEC source: 0001127602-21-006020 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,610 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:12 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 4,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006020 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:39 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 21,650 | $0.00 Strike: $42.27 | $0.00 |
DisclosureSEC source: 0001127602-21-004646 · form4.xml · derivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,650 Underlying: Common Stock · 21,650 shares Expires 2031-02-08 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:39 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004646 · form4.xml · derivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 5,400 shares Expires 2024-02-08 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | SaleCommon Stock | 12,042 | $34.51 | $415,595.91 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · nonDerivative · entry 5 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,200 F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $34.10 per share to a high of $34.92. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 18,300 | $0.00 Strike: $14.61 | $0.00 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · derivative · entry 8 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,300 shares Expires 2022-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 12,300 | $0.00 Strike: $14.81 | $0.00 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · derivative · entry 7 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,300 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vested in three equal annual installments beginning February 16, 2012. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 11,266 | $34.96 | $393,859.36 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · nonDerivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,242 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 18,300 | $14.61 | $267,363.00 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · nonDerivative · entry 3 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 7,292 | $34.96 | $254,928.32 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,208 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:34 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 12,300 | $14.81 | $182,163.00 |
DisclosureSEC source: 0001127602-20-028989 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:19 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006347 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:19 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,232 | $31.49 | $38,795.68 |
DisclosureSEC source: 0001127602-20-006347 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,200 F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:19 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006347 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:55 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 21,200 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001127602-20-004875 · form4.xml · derivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,200 Underlying: Common Stock · 21,200 shares Expires 2030-02-10 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:55 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004875 · form4.xml · derivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2023-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:11 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 19,250 | $0.00 Strike: $31.54 | $0.00 |
DisclosureSEC source: 0001127602-19-005622 · form4.xml · derivative · entry 6 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,250 Underlying: Common Stock · 19,250 shares Expires 2029-02-11 F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:11 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 6,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005622 · form4.xml · derivative · entry 5 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 Underlying: Common Stock · 6,150 shares Expires 2022-02-11 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:11 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,303 | $31.49 | $41,031.47 |
DisclosureSEC source: 0001127602-19-005622 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,186 Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:11 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 3,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005622 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,800 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:11 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 3,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005622 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:08 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 11,500 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006627 · form4.xml · derivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Stock · 11,500 shares Expires 2028-02-14 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:08 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006627 · form4.xml · derivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 4,050 shares Expires 2021-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:15 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 3,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004311 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,100 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:15 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,064 | $42.88 | $45,624.32 |
DisclosureSEC source: 0001127602-18-004311 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,497 Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:15 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 3,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004311 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.