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Aqua Metals, Inc.

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7979
SEC CIK
0001621832
Parsed reports
332

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2018 Filed May 8, 2018 20:12 UTC GrantDirector Option (right to buy) · Derivative 25,735 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-18-028549 · doc4.xml · derivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,735

Underlying: Common Stock · 25,735 shares

Expires 2023-05-04

F1 · derivative.exercise_date: One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:09 UTC GrantDirector Option (right to buy) · Derivative 30,882 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-18-028542 · doc4.xml · derivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,882

Underlying: Common Stock · 30,882 shares

Expires 2023-05-04

F1 · derivative.exercise_date: One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:13 UTC
Slade MarkDirector
GrantDirector Option (right to buy) · Derivative 25,735 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-18-028551 · doc4.xml · derivative · entry 1

Slade Mark · CIK 0001649465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,735

Underlying: Common Stock · 25,735 shares

Expires 2023-05-04

F1 · derivative.exercise_date: One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 23:04 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 192 $2.60 $499.20
Disclosure

SEC source: 0001209191-18-013137 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,219

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
February 23, 2018 Filed Feb 23, 2018 23:06 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 192 $2.60 $499.20
Disclosure

SEC source: 0001209191-18-013139 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,856

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
February 09, 2018 Filed Feb 13, 2018 00:25 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 310 $1.61 $499.10
Disclosure

SEC source: 0001209191-18-009377 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
February 09, 2018 Filed Feb 13, 2018 00:25 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 310 $1.61 $499.10
Disclosure

SEC source: 0001209191-18-009378 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,664

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
January 26, 2018 Filed Jan 26, 2018 22:51 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 256 $1.95 $499.20
Disclosure

SEC source: 0001209191-18-005675 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,354

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:28 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 256 $1.95 $499.20
Disclosure

SEC source: 0001209191-18-006005 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:44 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 259 $1.93 $499.87
Disclosure

SEC source: 0001209191-18-003601 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:43 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 259 $1.93 $499.87
Disclosure

SEC source: 0001209191-18-003597 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,098

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:01 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 236 $2.12 $500.32
Disclosure

SEC source: 0001209191-18-000154 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:00 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 236 $2.12 $500.32
Disclosure

SEC source: 0001209191-18-000152 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,839

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:37 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 251 $1.99 $499.49
Disclosure

SEC source: 0001209191-17-066091 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:36 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 251 $1.99 $499.49
Disclosure

SEC source: 0001209191-17-066090 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,603

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
December 01, 2017 Filed Dec 2, 2017 00:45 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 170 $2.94 $499.80
Disclosure

SEC source: 0001209191-17-063338 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

Read SEC document
December 01, 2017 Filed Dec 2, 2017 00:42 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 170 $2.94 $499.80
Disclosure

SEC source: 0001209191-17-063335 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,352

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:49 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 154 $3.25 $500.50
Disclosure

SEC source: 0001209191-17-061797 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:48 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 154 $3.25 $500.50
Disclosure

SEC source: 0001209191-17-061796 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,182

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:05 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 135 $3.72 $502.20
Disclosure

SEC source: 0001209191-17-059381 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
November 03, 2017 Filed Nov 6, 2017 19:06 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 135 $3.72 $502.20
Disclosure

SEC source: 0001209191-17-059382 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,028

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
October 20, 2017 Filed Oct 20, 2017 21:55 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 93 $5.37 $499.41
Disclosure

SEC source: 0001209191-17-057678 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Read SEC document
October 20, 2017 Filed Oct 20, 2017 22:01 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 93 $5.37 $499.41
Disclosure

SEC source: 0001209191-17-057679 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,893

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
October 06, 2017 Filed Oct 6, 2017 22:24 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 72 $6.91 $497.52
Disclosure

SEC source: 0001209191-17-056337 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
October 06, 2017 Filed Oct 6, 2017 22:25 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 72 $6.91 $497.52
Disclosure

SEC source: 0001209191-17-056338 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,800

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
September 22, 2017 Filed Sep 25, 2017 20:07 UTC
WEINSWIG MARKChief Financial Officer
GrantCommon Stock 91 $5.49 $499.59
Disclosure

SEC source: 0001209191-17-053818 · doc4.xml · nonDerivative · entry 1

WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
September 22, 2017 Filed Sep 25, 2017 20:10 UTC
Clarke Stephen R.Director · President & CEO
GrantCommon Stock 91 $5.49 $499.59
Disclosure

SEC source: 0001209191-17-053820 · doc4.xml · nonDerivative · entry 1

Clarke Stephen R. · CIK 0001649347 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,728

F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).

Read SEC document
May 12, 2017 Filed May 12, 2017 20:37 UTC PurchaseCommon Stock 1,000 $12.58 $12,576.40
Disclosure

SEC source: 0001209191-17-031985 · doc4.xml · nonDerivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 09, 2017 Filed May 10, 2017 21:11 UTC SaleCommon Stock 32,500 $16.78 $545,190.75
Disclosure

SEC source: 0001615774-17-002200 · s106139_form4.xml · nonDerivative · entry 2

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 473,827

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.51 to $16.93 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
May 08, 2017 Filed May 8, 2017 23:15 UTC
Murphy Thomas MichaelDirector · Chief Financial Officer
SaleCommon Stock 20,000 $17.52 $350,370.00
Disclosure

SEC source: 0001209191-17-030685 · doc4.xml · nonDerivative · entry 1

Murphy Thomas Michael · CIK 0001649505 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,455

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2017.

F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $16.76 to $18.70 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:11 UTC SaleCommon Stock 40,283 $17.09 $688,617.74
Disclosure

SEC source: 0001615774-17-002200 · s106139_form4.xml · nonDerivative · entry 1

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 506,327

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.75 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
May 04, 2017 Filed May 5, 2017 00:05 UTC SaleCommon Stock 4,500 $17.62 $79,280.10
Disclosure

SEC source: 0001615774-17-002069 · s106068_form4.xml · nonDerivative · entry 3

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 546,610

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.61 to $17.62 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
May 03, 2017 Filed May 5, 2017 00:05 UTC SaleCommon Stock 48,327 $17.09 $826,053.41
Disclosure

SEC source: 0001615774-17-002069 · s106068_form4.xml · nonDerivative · entry 2

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 551,110

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.97 to $17.30 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
May 02, 2017 Filed May 5, 2017 00:05 UTC SaleCommon Stock 42,500 $16.79 $713,511.25
Disclosure

SEC source: 0001615774-17-002069 · s106068_form4.xml · nonDerivative · entry 1

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 599,437

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.74 to $16.83 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:51 UTC
Mould SelwynChief Operating Officer
SaleCommon Stock 20,000 $16.53 $330,692.00
Disclosure

SEC source: 0001209191-17-029381 · doc4.xml · nonDerivative · entry 1

Mould Selwyn · CIK 0001649281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,455

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2017.

F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $16.475 to $16.77 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 19:08 UTC GrantDirector Option (right to buy) · Derivative 2,493 $0.00 Strike: $16.54 $0.00
Disclosure

SEC source: 0001209191-17-029819 · doc4.xml · derivative · entry 1

Stevenson Mark Wayne · CIK 0001693657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493

Underlying: Common Stock · 2,493 shares

Expires 2022-04-30

Read SEC document
May 01, 2017 Filed May 3, 2017 23:05 UTC GrantDirector Option (Right to Buy) · Derivative 8,334 $0.00 Strike: $16.54 $0.00
Disclosure

SEC source: 0001209191-17-029814 · doc4.xml · derivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,334 shares

Expires 2022-04-30

Read SEC document
May 01, 2017 Filed May 3, 2017 23:06 UTC
Slade MarkDirector
GrantDirector Option (Right to Buy) · Derivative 6,945 $0.00 Strike: $16.54 $0.00
Disclosure

SEC source: 0001209191-17-029816 · doc4.xml · derivative · entry 1

Slade Mark · CIK 0001649465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945

Underlying: Common Stock · 6,945 shares

Expires 2022-04-30

Read SEC document
April 28, 2017 Filed May 1, 2017 21:50 UTC SaleCommon Stock 8,610 $16.67 $143,558.84
Disclosure

SEC source: 0001615774-17-001994 · s106025_form4.xml · nonDerivative · entry 2

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 641,937

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.59 to $17.07 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:50 UTC SaleCommon Stock 17,900 $16.95 $303,469.44
Disclosure

SEC source: 0001615774-17-001994 · s106025_form4.xml · nonDerivative · entry 1

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 650,547

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $17.01 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 21:20 UTC SaleCommon Stock 31,600 $16.63 $525,372.12
Disclosure

SEC source: 0001615774-17-001861 · s105968_form4.xml · nonDerivative · entry 2

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 668,447

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.52 to $16.70 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:20 UTC SaleCommon Stock 2,200 $16.48 $36,254.90
Disclosure

SEC source: 0001615774-17-001861 · s105968_form4.xml · nonDerivative · entry 1

Interstate Batteries, Inc. · CIK 0001675946 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary

Disclosed balance after: 700,047

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.36 to $16.55 inclusive.

F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 23:09 UTC
Cotton StephenChief Commercial Officer
SaleCommon Stock 4,415 $17.26 $76,205.11
Disclosure

SEC source: 0001209191-17-027778 · doc4.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,291

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2017.

F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.11 to $17.56 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 10, 2017 Filed Apr 10, 2017 23:30 UTC
Murphy Thomas MichaelDirector · Chief Financial Officer
SaleCommon Stock 20,000 $17.25 $345,048.00
Disclosure

SEC source: 0001209191-17-026469 · doc4.xml · nonDerivative · entry 1

Murphy Thomas Michael · CIK 0001649505 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,455

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2017.

F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.03 to $17.64 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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April 03, 2017 Filed Apr 4, 2017 23:04 UTC
Mould SelwynChief Operating Officer
SaleCommon Stock 20,000 $18.92 $378,358.00
Disclosure

SEC source: 0001209191-17-025310 · doc4.xml · nonDerivative · entry 1

Mould Selwyn · CIK 0001649281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,455

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2017.

F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $18.44 to $19.62 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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March 22, 2017 Filed Mar 24, 2017 22:50 UTC
Cotton StephenChief Commercial Officer
SaleCommon Stock 4,415 $17.84 $78,759.19
Disclosure

SEC source: 0001209191-17-022851 · doc4.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,706

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2017.

F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.59 to $18.27 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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March 08, 2017 Filed Mar 10, 2017 00:19 UTC PurchaseCommon Stock 1,000 $17.25 $17,249.00
Disclosure

SEC source: 0001209191-17-019725 · doc4.xml · nonDerivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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March 08, 2017 Filed Mar 10, 2017 00:18 UTC
Murphy Thomas MichaelDirector · Chief Financial Officer
SaleCommon Stock 20,000 $17.24 $344,774.00
Disclosure

SEC source: 0001209191-17-019724 · doc4.xml · nonDerivative · entry 1

Murphy Thomas Michael · CIK 0001649505 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,455

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March 07, 2017 Filed Mar 10, 2017 00:17 UTC
Mould SelwynChief Operating Officer
SaleCommon Stock 20,000 $17.03 $340,582.00
Disclosure

SEC source: 0001209191-17-019723 · doc4.xml · nonDerivative · entry 1

Mould Selwyn · CIK 0001649281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,455

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December 30, 2016 Filed Jan 3, 2017 18:54 UTC
Cotton StephenChief Commercial Officer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000069 · doc4.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,121

F1 · kind: These shares were gifted to three relatives of the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.