Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Financial Officer | February 23, 2018 | February 23, 2018 |
| Avinger IncAVGR · Entity 83897 | Chief Financial Officer | September 18, 2021 | September 20, 2021 |
| Ouster, Inc.OUST · Entity 4380 | Chief Financial Officer | December 12, 2024 | December 17, 2024 |
| Turtle Beach CorpTBCH · Entity 6255 | Chief Financial Officer | May 03, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date February 23, 2018 · Filed February 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,219 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Grant · Acquired 192 · Balance 2,219 F1: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).
Avinger Inc
Report date September 18, 2021 · Filed September 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,382 |
Reported balance
After 2021-09-18 transaction · row 1
1 source rowRow 1 · 2021-09-18 · Exercise / conversion · Acquired 16,667 · Balance 80,382 F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,667 |
Reported balance
After 2021-09-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-09-18 · Exercise / conversion · Disposed 16,667 · Balance 16,667 F1: Restricted stock units convert into Common Stock on a one-for-one basis. F2: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Common Stock on a one-for-one basis.
F2: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date.
Ouster, Inc.
Report date December 12, 2024 · Filed December 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,960 |
Reported balance
After 2024-12-12 transaction · row 1
1 source rowRow 1 · 2024-12-12 · Sale · Disposed 19,712 · Balance 173,960 F1: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf.
Turtle Beach Corp
Report date May 03, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,641 |
Ending reported balance
After 2026-05-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-03 · Exercise / conversion · Acquired 6,688 · Balance 23,045 F1: Restricted stock units ("RSUs") were converted into common stock on a one-for-one basis. Row 2 · 2026-05-03 · Tax withholding · Disposed 2,404 · Balance 20,641 F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs awarded to the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 73,574 |
Reported balance
After 2026-05-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-03 · Exercise / conversion · Disposed 6,688 · Balance 73,574 F3: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F4: These RSUs vest in equal quarterly installments until February 3, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,338 |
Reported balance
Holding disclosure · report date 2026-05-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,338 F3: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F5: One-quarter of these RSUs will vest on April 1, 2027, with the remainder of the RSUs vesting in equal annual installments until April 1, 2030. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") were converted into common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs awarded to the reporting person.
F3: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof.
F4: These RSUs vest in equal quarterly installments until February 3, 2029.
F5: One-quarter of these RSUs will vest on April 1, 2027, with the remainder of the RSUs vesting in equal annual installments until April 1, 2030.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Velodyne Lidar, Inc.
Report date February 10, 2023 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 963,286 |
Reported balance
After 2023-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-10 · Disposition to issuer · Disposed 654,587 · Balance 963,286 F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level. F3: Includes 15,000 and 13,162 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023 and November 30, 2022, respectively |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-10 · Disposition to issuer · Disposed 963,286 · Balance 0 F4: At the Effective Time, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level.
F3: Includes 15,000 and 13,162 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023 and November 30, 2022, respectively
F4: At the Effective Time, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2026 Filed May 5, 2026 23:55 UTC | Turtle Beach Corp TBCH · Entity 6255 | Exercise / conversionRestricted Stock Units · Derivative | 6,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000945621-26-000634 · form4.xml · derivative · entry 3 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,574 Underlying: Common Stock · 6,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F4 · derivative.exercise_date: These RSUs vest in equal quarterly installments until February 3, 2029. F4 · derivative.expiration_date: These RSUs vest in equal quarterly installments until February 3, 2029. Read SEC document |
| May 03, 2026 Filed May 5, 2026 23:55 UTC | Turtle Beach Corp TBCH · Entity 6255 | Tax withholdingCommon Stock | 2,404 | $11.22 | $26,972.88 |
DisclosureSEC source: 0000945621-26-000634 · form4.xml · nonDerivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,641 F2 · kind: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs awarded to the reporting person. Read SEC document |
| May 03, 2026 Filed May 5, 2026 23:55 UTC | Turtle Beach Corp TBCH · Entity 6255 | Exercise / conversionCommon Stock | 6,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000945621-26-000634 · form4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") were converted into common stock on a one-for-one basis. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:28 UTC | Turtle Beach Corp TBCH · Entity 6255 | GrantRestricted Stock Units · Derivative | 7,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000945621-26-000538 · form4.xml · derivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,338 Underlying: Common stock · 7,338 shares Expires not disclosed F1 · derivative.exercise_price: The securities are Restricted stock units ("RSUs") representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F2 · derivative.exercise_date: One-quarter of these RSUs will vest on April 1, 2027, with the remainder of the RSUs vesting in equal annual installments until April 1, 2030. F2 · derivative.expiration_date: One-quarter of these RSUs will vest on April 1, 2027, with the remainder of the RSUs vesting in equal annual installments until April 1, 2030. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:48 UTC | Turtle Beach Corp TBCH · Entity 6255 | Exercise / conversionRestricted Stock Units · Derivative | 26,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000945621-26-000187 · form4.xml · derivative · entry 3 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,262 Underlying: Common Stock · 26,754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The securities are RSUs units representing a contingent right to receive one share of Turtle Beach Corporation common stock or, cash with a value equal to the fair market value of the underlying common stock or, a combination thereof. F4 · derivative.exercise_date: One-quarter of these RSUs vested on February 3, 2026, with the remainder of the RSUs vesting in equal quarterly installments until February 3, 2029. F4 · derivative.expiration_date: One-quarter of these RSUs vested on February 3, 2026, with the remainder of the RSUs vesting in equal quarterly installments until February 3, 2029. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:48 UTC | Turtle Beach Corp TBCH · Entity 6255 | Tax withholdingCommon Stock | 10,397 | $12.08 | $125,595.76 |
DisclosureSEC source: 0000945621-26-000187 · form4.xml · nonDerivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,357 F2 · kind: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs awarded to the reporting person. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:48 UTC | Turtle Beach Corp TBCH · Entity 6255 | Exercise / conversionCommon Stock | 26,754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000945621-26-000187 · form4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") were converted into common stock on a one-for-one basis. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 01:02 UTC | Turtle Beach Corp TBCH · Entity 6255 | GrantRestricted Stock Units · Derivative | 107,016 | $0.00 | $0.00 |
DisclosureSEC source: 0000894579-25-000067 · form4.xml · derivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,016 Underlying: Common stock · 107,016 shares Expires not disclosed F1 · derivative.exercise_price: The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. F2 · derivative.exercise_date: One-quarter of these restricted stock units will vest on February 3, 2026, with the remainder of the restricted stock units vesting in equal quarterly installments until February 3, 2029. F2 · derivative.expiration_date: One-quarter of these restricted stock units will vest on February 3, 2026, with the remainder of the restricted stock units vesting in equal quarterly installments until February 3, 2029. Read SEC document |
| December 12, 2024 Filed Dec 17, 2024 00:55 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 19,712 | $9.69 | $191,021.11 |
DisclosureSEC source: 0000950170-24-136844 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,960 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 21:05 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 518 | $9.70 | $5,024.60 |
DisclosureSEC source: 0000950170-24-132737 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,672 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 21:05 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 4,460 | $8.91 | $39,749.75 |
DisclosureSEC source: 0000950170-24-130197 · ownership.xml · nonDerivative · entry 3 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 194,190 F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.82 to $9.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:05 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 7,177 | $8.72 | $62,554.01 |
DisclosureSEC source: 0000950170-24-130197 · ownership.xml · nonDerivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,650 F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.52 to $9.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:05 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 24,220 | $8.73 | $211,353.41 |
DisclosureSEC source: 0000950170-24-130197 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,827 F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.52 to $9.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 3,000 shares of common stock acquired by the Reporting Person on November 15, 2024, pursuant to the Company's 2022 Employee Stock Purchase Plan. Read SEC document |
| September 12, 2024 Filed Sep 17, 2024 00:23 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 2,540 | $6.16 | $15,654.78 |
DisclosureSEC source: 0000950170-24-106961 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,047 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 20:34 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 519 | $7.35 | $3,814.65 |
DisclosureSEC source: 0000950170-24-102389 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,587 F1 · kind: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 20:14 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 2,535 | $11.14 | $28,242.69 |
DisclosureSEC source: 0000950170-24-073014 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,106 F1 · kind: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| May 29, 2024 Filed May 30, 2024 21:13 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 7,159 | $11.72 | $83,873.41 |
DisclosureSEC source: 0000950170-24-066765 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,641 F1 · kind: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.5749 to $11.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 3,000 shares of common stock acquired by the Reporting Person on May 15, 2024, pursuant to the Company's 2022 Employee Stock Purchase Plan. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:30 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 4,538 | $10.00 | $45,380.00 |
DisclosureSEC source: 0000950170-24-041845 · ownership.xml · nonDerivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 236,800 F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on December 15, 2023. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:30 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 15,452 | $9.16 | $141,568.13 |
DisclosureSEC source: 0000950170-24-041845 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 241,338 F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on December 15, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.94 to $9.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 01:45 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 83,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-039728 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,790 F1 · shares: Represents Company shares of common stock subject to time-based restrictions on transfer ("RSAs"). Each RSA represents a contingent right to receive one share of the Company's common stock. The RSAs vest in two equal installments on December 11, 2024 and September 11, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 01:36 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 3,079 | $5.13 | $15,791.27 |
DisclosureSEC source: 0000950170-24-031092 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,703 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.0850 to $5.1312, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:21 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 597 | $5.43 | $3,241.71 |
DisclosureSEC source: 0000950170-24-024854 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,782 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 21:10 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 2,462 | $5.98 | $14,728.67 |
DisclosureSEC source: 0000950170-23-070030 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,379 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 22:39 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 504 | $5.26 | $2,651.04 |
DisclosureSEC source: 0000950170-23-067089 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,841 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. F2 · balance_after: Includes 3,000 shares of common stock acquired by the Reporting Person on November 15, 2023, pursuant to the Company's 2022 Employee Stock Purchase Plan. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 22:06 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 2,514 | $4.81 | $12,090.83 |
DisclosureSEC source: 0000950170-23-047992 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,345 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.7316 to $4.811019, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 20:30 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 504 | $5.60 | $2,822.40 |
DisclosureSEC source: 0000950170-23-045458 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,859 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock awards in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:45 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 2,462 | $5.66 | $13,938.37 |
DisclosureSEC source: 0000950170-23-028078 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,363 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf. Read SEC document |
| May 30, 2023 Filed May 31, 2023 20:13 UTC | Ouster, Inc. OUST · Entity 4380 | SaleCommon Stock | 8,203 | $6.59 | $54,057.77 |
DisclosureSEC source: 0000950170-23-025333 · ownership.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,825 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of shares of common stock subject to time-based restrictions on transfer ("RSAs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSA agreement. Read SEC document |
| March 16, 2023 Filed Mar 21, 2023 01:34 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 1,120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009211 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,910,279 F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/16 of the total number of RSUs on each quarterly anniversary of the grant date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 21:58 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Disposition to issuerCommon Stock | 963,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003323 · wf-form4_167632550684218.xml · nonDerivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: At the Effective Time, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 21:58 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Disposition to issuerCommon Stock | 654,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003323 · wf-form4_167632550684218.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,286 F1 · kind: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level. F3 · balance_after: Includes 15,000 and 13,162 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023 and November 30, 2022, respectively Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:56 UTC | Ouster, Inc. OUST · Entity 4380 | GrantCommon Stock | 790,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-005103 · doc4.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,279 F1 · shares: Includes 767,175 shares of common stock subject to time-based restrictions on transfer ("RSAs"). The RSAs will vest in accordance with the terms of the underlying awards. F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. At the Effective Time, each outstanding RSA held by the Reporting Person was converted into a number of restricted shares of the Company's common stock equal to the product of the number of shares of Velodyne common stock subject to the RSA and 0.8204, with the same terms and conditions as applied to the RSA immediately prior to the Effective Time. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:13 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 1,309,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016206 · wf-form4_165429078927086.xml · nonDerivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589,711 F2 · kind: The Reporting Person was granted shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied, whereby, if the maximum goals are achieved, one-third (1/3) of the shares will vest on February 28, 2023 (or, if later, the date the performance goals are certified), February 28, 2024 and February 28, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · price: The Reporting Person was granted shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied, whereby, if the maximum goals are achieved, one-third (1/3) of the shares will vest on February 28, 2023 (or, if later, the date the performance goals are certified), February 28, 2024 and February 28, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:13 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 280,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016206 · wf-form4_165429078927086.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,537 F1 · kind: The Reporting Person was granted shares of restricted stock that will vest and become non-forfeitable over four (4) years, with twenty-five percent (25%) of the shares vesting on May 16, 2023, and six-and-one-quarter percent (6.25%) of the remaining shares vesting quarterly thereafter, subject to the Reporting Person's continued employment with the Issuer through each anniversary date. F1 · price: The Reporting Person was granted shares of restricted stock that will vest and become non-forfeitable over four (4) years, with twenty-five percent (25%) of the shares vesting on May 16, 2023, and six-and-one-quarter percent (6.25%) of the remaining shares vesting quarterly thereafter, subject to the Reporting Person's continued employment with the Issuer through each anniversary date. Read SEC document |
| September 18, 2021 Filed Sep 20, 2021 20:41 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-022416 · rdgdoc.xml · derivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 18, 2021 Filed Sep 20, 2021 20:41 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-022416 · rdgdoc.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 01:10 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021602 · rdgdoc.xml · derivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 5, 2018, the reporting person was granted 25,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On September 5, 2018, the reporting person was granted 25,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 01:10 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-021602 · rdgdoc.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 21:57 UTC | Avinger Inc AVGR · Entity 83897 | SaleCommon Stock | 6,097 | $0.33 | $2,015.06 |
DisclosureSEC source: 0001593968-20-001936 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,382 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs reported on Form 4 with a transaction date of 9/18/20. This sell to cover transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 00:26 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001911 · primary_01.xml · derivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On September 18, 2020, the reporting person was granted 50,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 00:26 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-20-001911 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 22:01 UTC | Avinger Inc AVGR · Entity 83897 | SaleCommon Stock | 2,991 | $0.40 | $1,210.46 |
DisclosureSEC source: 0001593968-20-001862 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,813 F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs reported on Form 4 with a transaction date of 9/5/20. This sell to cover transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 18:31 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001853 · primary_01.xml · derivative · entry 2 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 5, 2018, the reporting person was granted 25,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On September 5, 2018, the reporting person was granted 25,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 18:31 UTC | Avinger Inc AVGR · Entity 83897 | Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-20-001853 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 30, 2020 Filed May 1, 2020 17:37 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 3,597 | $0.28 | $999.97 |
DisclosureSEC source: 0001593968-20-001072 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,471 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 21:38 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 2,326 | $0.43 | $999.71 |
DisclosureSEC source: 0001593968-20-001009 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,874 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 23:16 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 2,409 | $0.42 | $999.74 |
DisclosureSEC source: 0001593968-20-000928 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,548 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 19:57 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 2,625 | $0.38 | $999.86 |
DisclosureSEC source: 0001593968-20-000803 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,139 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:04 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,638 | $0.61 | $999.67 |
DisclosureSEC source: 0001593968-20-000576 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,514 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 00:20 UTC | Avinger Inc AVGR · Entity 83897 | GrantCommon Stock | 1,615 | $0.69 | $1,114.35 |
DisclosureSEC source: 0001593968-20-000465 · primary_01.xml · nonDerivative · entry 1 WEINSWIG MARK · CIK 0001265677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,876 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(c.) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.