organization · Reporting owner
Interstate Batteries, Inc.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | 10% owner | June 24, 2018 | June 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date June 24, 2018 · Filed June 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.12 · Expires 2018-06-24 | IndirectBy subsidiary | 0 |
Reported balance
After 2018-06-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-24 · Disposition to issuer · Disposed 702,247 · Balance 0 F1: The stock warrant was repriced pursuant to an Omnibus Amendment Agreement, dated as of June 24, 2018, by and among the Issuer, Interstate Emerging Investments, LLC and the other party thereto, to (a) decrease the exercise price from $7.12 to $3.33 and (b) extend the expiration date from June 24, 2018 to June 23, 2020. F2: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.33 · Expires 2020-06-23 | IndirectBy subsidiary | 702,247 |
Reported balance
After 2018-06-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-24 · Grant · Acquired 702,247 · Balance 702,247 F1: The stock warrant was repriced pursuant to an Omnibus Amendment Agreement, dated as of June 24, 2018, by and among the Issuer, Interstate Emerging Investments, LLC and the other party thereto, to (a) decrease the exercise price from $7.12 to $3.33 and (b) extend the expiration date from June 24, 2018 to June 23, 2020. F2: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock warrant was repriced pursuant to an Omnibus Amendment Agreement, dated as of June 24, 2018, by and among the Issuer, Interstate Emerging Investments, LLC and the other party thereto, to (a) decrease the exercise price from $7.12 to $3.33 and (b) extend the expiration date from June 24, 2018 to June 23, 2020.
F2: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2018 Filed Jun 28, 2018 17:14 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantWarrant to Purchase Common Stock · Derivative | 702,247 | $0.00 Strike: $3.33 | $0.00 |
DisclosureSEC source: 0001615774-18-005841 · s111096_form4.xml · derivative · entry 2 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 702,247 Underlying: Common Stock · 702,247 shares Expires 2020-06-23 F1 · kind: The stock warrant was repriced pursuant to an Omnibus Amendment Agreement, dated as of June 24, 2018, by and among the Issuer, Interstate Emerging Investments, LLC and the other party thereto, to (a) decrease the exercise price from $7.12 to $3.33 and (b) extend the expiration date from June 24, 2018 to June 23, 2020. F2 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| June 24, 2018 Filed Jun 28, 2018 17:14 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerWarrant to Purchase Common Stock · Derivative | 702,247 | $0.00 Strike: $7.12 | $0.00 |
DisclosureSEC source: 0001615774-18-005841 · s111096_form4.xml · derivative · entry 1 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 0 Underlying: Common Stock · 702,247 shares Expires 2018-06-24 F1 · kind: The stock warrant was repriced pursuant to an Omnibus Amendment Agreement, dated as of June 24, 2018, by and among the Issuer, Interstate Emerging Investments, LLC and the other party thereto, to (a) decrease the exercise price from $7.12 to $3.33 and (b) extend the expiration date from June 24, 2018 to June 23, 2020. F2 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| May 09, 2017 Filed May 10, 2017 21:11 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 32,500 | $16.78 | $545,190.75 |
DisclosureSEC source: 0001615774-17-002200 · s106139_form4.xml · nonDerivative · entry 2 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 473,827 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.51 to $16.93 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:11 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 40,283 | $17.09 | $688,617.74 |
DisclosureSEC source: 0001615774-17-002200 · s106139_form4.xml · nonDerivative · entry 1 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 506,327 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.75 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| May 04, 2017 Filed May 5, 2017 00:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 4,500 | $17.62 | $79,280.10 |
DisclosureSEC source: 0001615774-17-002069 · s106068_form4.xml · nonDerivative · entry 3 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 546,610 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.61 to $17.62 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| May 03, 2017 Filed May 5, 2017 00:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 48,327 | $17.09 | $826,053.41 |
DisclosureSEC source: 0001615774-17-002069 · s106068_form4.xml · nonDerivative · entry 2 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 551,110 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.97 to $17.30 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| May 02, 2017 Filed May 5, 2017 00:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 42,500 | $16.79 | $713,511.25 |
DisclosureSEC source: 0001615774-17-002069 · s106068_form4.xml · nonDerivative · entry 1 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 599,437 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.74 to $16.83 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:50 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 8,610 | $16.67 | $143,558.84 |
DisclosureSEC source: 0001615774-17-001994 · s106025_form4.xml · nonDerivative · entry 2 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 641,937 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.59 to $17.07 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:50 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 17,900 | $16.95 | $303,469.44 |
DisclosureSEC source: 0001615774-17-001994 · s106025_form4.xml · nonDerivative · entry 1 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 650,547 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $17.01 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 21:20 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 31,600 | $16.63 | $525,372.12 |
DisclosureSEC source: 0001615774-17-001861 · s105968_form4.xml · nonDerivative · entry 2 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 668,447 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.52 to $16.70 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:20 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 2,200 | $16.48 | $36,254.90 |
DisclosureSEC source: 0001615774-17-001861 · s105968_form4.xml · nonDerivative · entry 1 Interstate Batteries, Inc. · CIK 0001675946 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 700,047 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.36 to $16.55 inclusive. F3 · ownership.nature: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.