Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | July 01, 2019 | July 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date July 01, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 31,129 |
Reported balance
After 2019-07-01 transaction · row 1
1 source rowRow 1 · 2019-07-01 · Grant · Acquired 9,317 · Balance 31,129 F1: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 15:48 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000057 · wf-form4_156218332241075.xml · nonDerivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,129 F1 · shares: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:37 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantStock Options · Derivative | 30,336 | $2.48 Strike: $2.48 | $75,233.28 |
DisclosureSEC source: 0001621832-19-000037 · wf-form4_155726501099145.xml · derivative · entry 2 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,336 Underlying: Common Shares · 30,336 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:00 UTC Amendment | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 8,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000021 · wf-form4a_155432882230836.xml · nonDerivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,973 F1 · shares: Includes 8,108 shares underlying restricted stock units ("RSUs")that are vested and deliverable as part of director compensation arrangement. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:58 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 4,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000020 · wf-form4_155432867369191.xml · nonDerivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,812 F1 · shares: Represents 4,839 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 28, 2019. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:49 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001630 · doc4.xml · nonDerivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,622 F1 · shares: Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 18:54 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041775 · doc4.xml · nonDerivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,865 F1 · shares: Includes 8,865 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on January 4, 2019. Read SEC document |
| May 04, 2018 Filed May 8, 2018 16:14 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantDirector Option (right to buy) · Derivative | 25,735 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-18-028555 · doc4.xml · derivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,735 Underlying: Common Stock · 25,735 shares Expires 2023-05-04 F1 · derivative.exercise_date: One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:08 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantDirector Option (right to buy) · Derivative | 2,493 | $0.00 Strike: $16.54 | $0.00 |
DisclosureSEC source: 0001209191-17-029819 · doc4.xml · derivative · entry 1 Stevenson Mark Wayne · CIK 0001693657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493 Underlying: Common Stock · 2,493 shares Expires 2022-04-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.