Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,647 |
Reported balance
After 2019-01-02 transaction · row 1
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 6,757 · Balance 53,647 F1: Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 02:49 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001629 · doc4.xml · nonDerivative · entry 1 Slade Mark · CIK 0001649465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,647 F1 · shares: Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 22:54 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041774 · doc4.xml · nonDerivative · entry 1 Slade Mark · CIK 0001649465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,890 F1 · shares: Includes 8,865 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on January 4, 2019. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 22:13 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 10,525 | $2.85 | $29,996.25 |
DisclosureSEC source: 0001209191-18-038411 · doc4.xml · nonDerivative · entry 1 Slade Mark · CIK 0001649465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,025 Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:13 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantDirector Option (right to buy) · Derivative | 25,735 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-18-028551 · doc4.xml · derivative · entry 1 Slade Mark · CIK 0001649465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,735 Underlying: Common Stock · 25,735 shares Expires 2023-05-04 F1 · derivative.exercise_date: One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter. Read SEC document |
| May 01, 2017 Filed May 3, 2017 23:06 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantDirector Option (Right to Buy) · Derivative | 6,945 | $0.00 Strike: $16.54 | $0.00 |
DisclosureSEC source: 0001209191-17-029816 · doc4.xml · derivative · entry 1 Slade Mark · CIK 0001649465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,945 Underlying: Common Stock · 6,945 shares Expires 2022-04-30 Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:22 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 7,500 | $10.00 | $75,000.00 |
DisclosureSEC source: 0001209191-16-151074 · doc4.xml · nonDerivative · entry 1 Slade Mark · CIK 0001649465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.