Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Operating Officer | May 01, 2017 | May 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date May 01, 2017 · Filed May 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 725,455 |
Reported balance
After 2017-05-01 transaction · row 1
1 source rowRow 1 · 2017-05-01 · Sale · Disposed 20,000 · Balance 725,455 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2017. F2: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $16.475 to $16.77 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2017.
F2: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $16.475 to $16.77 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 2, 2017 22:51 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 20,000 | $16.53 | $330,692.00 |
DisclosureSEC source: 0001209191-17-029381 · doc4.xml · nonDerivative · entry 1 Mould Selwyn · CIK 0001649281 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,455 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2017. F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $16.475 to $16.77 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 23:04 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 20,000 | $18.92 | $378,358.00 |
DisclosureSEC source: 0001209191-17-025310 · doc4.xml · nonDerivative · entry 1 Mould Selwyn · CIK 0001649281 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,455 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2017. F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $18.44 to $19.62 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:17 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 20,000 | $17.03 | $340,582.00 |
DisclosureSEC source: 0001209191-17-019723 · doc4.xml · nonDerivative · entry 1 Mould Selwyn · CIK 0001649281 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,455 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.