Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director · President & CEO | February 23, 2018 | February 23, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date February 23, 2018 · Filed February 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,030,856 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Grant · Acquired 192 · Balance 1,030,856 F1: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 732,559 |
Reported balance
Holding disclosure · report date 2018-02-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 732,559 F2: Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).
F2: Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 23, 2018 23:06 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 192 | $2.60 | $499.20 |
DisclosureSEC source: 0001209191-18-013139 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,856 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 00:25 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 310 | $1.61 | $499.10 |
DisclosureSEC source: 0001209191-18-009378 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,664 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 22:51 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 256 | $1.95 | $499.20 |
DisclosureSEC source: 0001209191-18-005675 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,354 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:43 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 259 | $1.93 | $499.87 |
DisclosureSEC source: 0001209191-18-003597 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,098 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:00 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 236 | $2.12 | $500.32 |
DisclosureSEC source: 0001209191-18-000152 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,839 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:36 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 251 | $1.99 | $499.49 |
DisclosureSEC source: 0001209191-17-066090 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,603 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| December 01, 2017 Filed Dec 2, 2017 00:42 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 170 | $2.94 | $499.80 |
DisclosureSEC source: 0001209191-17-063335 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,352 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:48 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 154 | $3.25 | $500.50 |
DisclosureSEC source: 0001209191-17-061796 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,182 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:06 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 135 | $3.72 | $502.20 |
DisclosureSEC source: 0001209191-17-059382 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,028 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| October 20, 2017 Filed Oct 20, 2017 22:01 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 93 | $5.37 | $499.41 |
DisclosureSEC source: 0001209191-17-057679 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,893 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 22:25 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 72 | $6.91 | $497.52 |
DisclosureSEC source: 0001209191-17-056338 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,800 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 20:10 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 91 | $5.49 | $499.59 |
DisclosureSEC source: 0001209191-17-053820 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,728 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 02:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 20,000 | $10.00 | $200,000.00 |
DisclosureSEC source: 0001209191-16-151062 · doc4.xml · nonDerivative · entry 1 Clarke Stephen R. · CIK 0001649347 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,637 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.