Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | August 24, 2026 | August 26, 2026 |
| Entertainment Gaming Asia Inc.EGT · Entity 175012 | Director | June 21, 2017 | June 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date August 24, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,402 |
Reported balance
After 2026-08-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-24 · Grant · Acquired 15,641 · Balance 26,402 F1: Represents 15,641 shares underlying restricted stock units ("RSUs"). The first installment vested immediately on August 24, 2026, and the remaining RSUs will vest in three installments on 11/1/2026, 2/1/2027, and 5/1/2027. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer. F2: Includes 11,731 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 15,641 shares underlying restricted stock units ("RSUs"). The first installment vested immediately on August 24, 2026, and the remaining RSUs will vest in three installments on 11/1/2026, 2/1/2027, and 5/1/2027. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.
F2: Includes 11,731 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Entertainment Gaming Asia Inc.
Report date June 21, 2017 · Filed June 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2026-04-28 | Direct | 3,125 |
Reported balance
After 2017-06-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-21 · Exercise / conversion · Disposed 27,813 · Balance 3,125 F1: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price. F2: These options were to vest over three years, 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date. However, in connection with the short-form merger, all of these options became vested and exercisable as of June 21, 2017. F3: Represents the original expiration date. However, in connection with the short-form merger, all of these options were cancelled as of June 21, 2017. |
| Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.08 · Expires 2019-02-12 | Direct | 0 |
Reported balance
After 2017-06-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-21 · Exercise / conversion · Disposed 3,125 · Balance 0 F1: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price. F3: Represents the original expiration date. However, in connection with the short-form merger, all of these options were cancelled as of June 21, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price.
F2: These options were to vest over three years, 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date. However, in connection with the short-form merger, all of these options became vested and exercisable as of June 21, 2017.
F3: Represents the original expiration date. However, in connection with the short-form merger, all of these options were cancelled as of June 21, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2026 Filed Aug 26, 2026 20:07 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 15,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-029015 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,402 F1 · shares: Represents 15,641 shares underlying restricted stock units ("RSUs"). The first installment vested immediately on August 24, 2026, and the remaining RSUs will vest in three installments on 11/1/2026, 2/1/2027, and 5/1/2027. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer. F2 · balance_after: Includes 11,731 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| May 06, 2025 Filed May 8, 2025 20:33 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 65,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-015526 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,619 F1 · shares: Represents 65,217 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 65,217 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 10:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 12,096 | $1.86 | $22,498.56 |
DisclosureSEC source: 0001437749-25-010956 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,402 Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:09 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative | 37,500 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001437749-24-038189 · rdgdoc.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2029-12-19 Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 23:29 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 160,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-028800 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,138 F1 · shares: Represents 160,944 shares underlying restricted stock units ("RSUs"), of which 40,236 vest immediately. The remaining are not yet vested and deliverable. The remaining RSUs will vest and be settled in three equal quarterly installments on 11/1/2024, 2/1/2025, and 5/1/2024. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 120,708 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:55 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 23,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022204 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,194 Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseNon-Redeemable Common Stock Purchase Warrant · Derivative | 62,500 | $0.01 Strike: $0.39 | $625.00 |
DisclosureSEC source: 0001437749-24-017371 · rdgdoc.xml · derivative · entry 2 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2029-05-17 Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 62,500 | $0.39 | $24,375.00 |
DisclosureSEC source: 0001437749-24-017371 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,698 Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:04 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 19,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034454 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,198 F1 · shares: Fully vested stock grant of 19,608 shares related to Vinny DiVito's promotion to Chairman of the Board. The shares were issued under the Company's 2019 Stock Incentive Plan. F2 · balance_after: Includes 51,136 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 11:30 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 5,000 | $0.89 | $4,450.00 |
DisclosureSEC source: 0001437749-23-032529 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,590 F1 · balance_after: Includes 51,136 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| July 19, 2023 Filed Jul 20, 2023 20:32 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 9,000 | $1.10 | $9,900.00 |
DisclosureSEC source: 0001437749-23-020341 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,590 F1 · balance_after: Includes 68,182 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:02 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 68,182 | $1.10 | $75,000.20 |
DisclosureSEC source: 0001437749-23-013918 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,590 F1 · shares: Represents 68,182 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
| December 23, 2022 Filed Dec 29, 2022 00:20 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 10,000 | $0.69 | $6,900.00 |
DisclosureSEC source: 0001437749-22-029852 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,408 F1 · balance_after: Includes 39,063 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:03 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 78,125 | $0.96 | $75,000.00 |
DisclosureSEC source: 0001437749-22-010853 · rdgdoc.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,408 F1 · shares: Represents 78,125 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:41 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 20,906 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-010922 · rdgdoc.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,674 Underlying: Common Shares · 20,906 shares Expires not disclosed F1 · shares: Represents 20,906 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 20,906 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 20,906 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 54,179 options and 24,495 RSUs. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:46 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 3,589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008264 · rdgdoc.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,768 Underlying: Common Shares · 3,589 shares Expires not disclosed F1 · shares: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021. F1 · derivative.exercise_date: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021. F1 · derivative.expiration_date: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021. F2 · balance_after: Includes 54,179 options and 3,589 RSUs. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:26 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 4,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000154 · rdgdoc.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,514 Underlying: Common Shares · 4,335 shares Expires not disclosed F1 · shares: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F1 · derivative.exercise_date: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F1 · derivative.expiration_date: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021. F2 · balance_after: Includes 54,179 options and 4,335 RSUs. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 22:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 16,484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000123 · wf-form4_160159193992167.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,663 Underlying: Common Shares · 16,484 shares Expires not disclosed F1 · shares: Represents 16,484 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F1 · derivative.exercise_date: Represents 16,484 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F1 · derivative.expiration_date: Represents 16,484 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2020. F2 · balance_after: Includes 54,179 options and 16,484 RSUs. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:11 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000096 · wf-form4_159407344924581.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,679 Underlying: Common Shares · 12,500 shares Expires not disclosed F1 · shares: Represents 12,500 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F1 · derivative.exercise_date: Represents 12,500 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F1 · derivative.expiration_date: Represents 12,500 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2020. F2 · balance_after: Includes 54,179 options and 12,500 RSUs. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:32 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 1,000 | $1.01 | $1,010.00 |
DisclosureSEC source: 0001621832-20-000086 · wf-form4_159251592020613.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,884 Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 23:13 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 36,585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000052 · wf-form4_158621476807470.xml · derivative · entry 2 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,585 Underlying: Common Shares · 36,585 shares Expires not disclosed F2 · kind: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.exercise_date: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. F2 · derivative.expiration_date: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 23:13 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerStock Options · Derivative | 36,403 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001621832-20-000052 · wf-form4_158621476807470.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,403 shares Expires 2024-05-03 F1 · kind: On April 2,2020, the issuer and reporting person agreed to the cancellation of 30,336 options held by reporting person. Read SEC document |
| January 03, 2020 Filed Jan 8, 2020 01:14 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Share Units · Derivative | 20,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000015 · wf-form4_157844604489913.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,378 Underlying: Common Shares · 20,378 shares Expires 2025-03-31 F1 · shares: Includes 20,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020. F2 · balance_after: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 21:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Share Units · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000101 · wf-form4_157022514770179.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,259 Underlying: Common Shares · 8,824 shares Expires 2023-12-31 F1 · shares: Includes 8,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019. F2 · balance_after: Includes 112,435 Stock Options and 8,824 RSUs Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 15:41 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 3,048 | $1.64 | $4,998.42 |
DisclosureSEC source: 0001621832-19-000083 · wf-form4_156527889975466.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,682 F1 · balance_after: Includes 9,317 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:49 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 9,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000058 · wf-form4_156218334283259.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,634 F1 · shares: Represents 9,317 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on September 30, 2019. Read SEC document |
| May 03, 2019 Filed May 7, 2019 21:31 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantStock Options · Derivative | 36,403 | $2.48 Strike: $2.48 | $90,279.44 |
DisclosureSEC source: 0001621832-19-000033 · wf-form4_155726470328391.xml · derivative · entry 2 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,403 Underlying: Common Shares · 36,403 shares Expires 2024-05-03 F1 · shares: Granted as part of annual director compensation arrangements. F2 · derivative.exercise_date: Options vest 1/12 per year beginning June 3, 2019 to be fully vested as of May 3, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:04 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 4,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000023 · wf-form4_155432906877027.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,317 F1 · shares: Represents 4,839 common shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 28, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:02 UTC Amendment | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 8,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001621832-19-000022 · wf-form4a_155432895494696.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,478 F1 · shares: Includes 8,108 shares underlying restricted stock units ("RSUs")that are vested and deliverable as part of director compensation arrangement. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 22:47 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 5,000 | $1.90 | $9,500.00 |
DisclosureSEC source: 0001209191-19-004799 · doc4.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,127 F1 · balance_after: Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 02:46 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001626 · doc4.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,127 F1 · shares: Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 22:53 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041773 · doc4.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,370 F1 · shares: Includes 8,865 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on January 4, 2019. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 22:13 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 3,505 | $2.85 | $9,989.25 |
DisclosureSEC source: 0001209191-18-038410 · doc4.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,505 Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:09 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantDirector Option (right to buy) · Derivative | 30,882 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001209191-18-028542 · doc4.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,882 Underlying: Common Stock · 30,882 shares Expires 2023-05-04 F1 · derivative.exercise_date: One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 17:46 UTC | Entertainment Gaming Asia Inc. EGT · Entity 175012 | Exercise / conversionOptions (right to buy) · Derivative | 3,125 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001179110-17-009469 · edgar.xml · derivative · entry 2 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price. F1 · shares: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price. F3 · derivative.expiration_date: Represents the original expiration date. However, in connection with the short-form merger, all of these options were cancelled as of June 21, 2017. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 17:46 UTC | Entertainment Gaming Asia Inc. EGT · Entity 175012 | Exercise / conversionOptions (right to buy) · Derivative | 27,813 | $0.00 Strike: $1.94 | $0.00 |
DisclosureSEC source: 0001179110-17-009469 · edgar.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 27,813 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price. F1 · shares: On May 5, 2017, Melco International Development Limited (Melco), through its wholly-owned subsidiary EGT Nevada Holding Inc. ("EGT Nevada"), filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc. (EGT), other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. On June 13, 2017, the tender offer closed and on June 21, 2017, Melco effected a short-form merger of EGT Nevada into EGT. In connection with the short-form merger, the vesting of all unvested EGT stocks options was accelerated and all EGT stock options were cancelled and the in-the-money options were cashed out at $2.35 less the exercise price. F2 · derivative.exercise_date: These options were to vest over three years, 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date. However, in connection with the short-form merger, all of these options became vested and exercisable as of June 21, 2017. F3 · derivative.expiration_date: Represents the original expiration date. However, in connection with the short-form merger, all of these options were cancelled as of June 21, 2017. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 07:56 UTC | Entertainment Gaming Asia Inc. EGT · Entity 175012 | SaleCommon Stock | 17,710 | $2.35 | $41,618.50 |
DisclosureSEC source: 0001179110-17-009047 · edgar.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On May 5, 2017, Melco International Development Limited, through its wholly-owned subsidiary EGT Nevada Holding Inc, filed an unsolicited cash tender offer to acquire all of the outstanding shares of common stock, $0.001 par value, of Entertainment Gaming Asia Inc, other than the shares owned by Melco or its affiliates, at a price of $2.35 net per share. The holder sold all his common stock pursuant to the offer as of the closing of the offer period on June 13, 2017. Read SEC document |
| May 12, 2017 Filed May 12, 2017 20:37 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 1,000 | $12.58 | $12,576.40 |
DisclosureSEC source: 0001209191-17-031985 · doc4.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 01, 2017 Filed May 3, 2017 23:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantDirector Option (Right to Buy) · Derivative | 8,334 | $0.00 Strike: $16.54 | $0.00 |
DisclosureSEC source: 0001209191-17-029814 · doc4.xml · derivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,334 shares Expires 2022-04-30 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 00:19 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 1,000 | $17.25 | $17,249.00 |
DisclosureSEC source: 0001209191-17-019725 · doc4.xml · nonDerivative · entry 1 DIVITO VINCENT L · CIK 0001237330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.