Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Financial Officer | March 05, 2018 | March 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date March 05, 2018 · Filed March 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 674,624 |
Reported balance
Holding disclosure · report date 2018-03-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 674,624 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.07 · Expires 2020-12-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-03-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2017 Filed May 8, 2017 23:15 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 20,000 | $17.52 | $350,370.00 |
DisclosureSEC source: 0001209191-17-030685 · doc4.xml · nonDerivative · entry 1 Murphy Thomas Michael · CIK 0001649505 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,455 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2017. F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $16.76 to $18.70 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2017 Filed Apr 10, 2017 23:30 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 20,000 | $17.25 | $345,048.00 |
DisclosureSEC source: 0001209191-17-026469 · doc4.xml · nonDerivative · entry 1 Murphy Thomas Michael · CIK 0001649505 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,455 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2017. F2 · price: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.03 to $17.64 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 00:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 20,000 | $17.24 | $344,774.00 |
DisclosureSEC source: 0001209191-17-019724 · doc4.xml · nonDerivative · entry 1 Murphy Thomas Michael · CIK 0001649505 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,455 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.