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SMITH A O CORP

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0000091142
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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2017 Filed Mar 10, 2017 20:40 UTC
Ackerman Patricia KVP, Investor Relations & Treas
Exercise / conversionCommon Stock 5,140 $23.24 $119,427.90
Disclosure

SEC source: 0000091142-17-000043 · edgar.xml · nonDerivative · entry 2

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 20:40 UTC
Ackerman Patricia KVP, Investor Relations & Treas
Exercise / conversionCommon Stock 2,266 $17.46 $39,568.89
Disclosure

SEC source: 0000091142-17-000043 · edgar.xml · nonDerivative · entry 1

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 22:11 UTC
Martineau Peter RSenior Vice President - CIO
SaleCommon Stock 7,500 $50.59 $379,460.25
Disclosure

SEC source: 0000091142-17-000039 · edgar.xml · nonDerivative · entry 1

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,128

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,144 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · derivative · entry 7

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,051

Underlying: Common Stock · 6,144 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 11,260 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · derivative · entry 6

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,195

Underlying: Common Stock · 11,260 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · derivative · entry 5

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,455

Underlying: Common Stock · 4,000 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
SaleCommon Stock 21,404 $51.10 $1,093,669.49
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 4

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
Exercise / conversionCommon Stock 6,144 $31.67 $194,580.48
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 3

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
Exercise / conversionCommon Stock 11,260 $30.77 $346,413.90
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 2

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:41 UTC
Ding WeiPres. AOSCIC; Manager AOSCWHC
Exercise / conversionCommon Stock 4,000 $23.24 $92,940.00
Disclosure

SEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 1

Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 7, 2018 17:08 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-18-000004 · edgar.xml · derivative · entry 4

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 234,817

Underlying: Common Stock · 559 shares

Expires not disclosed

F5 · derivative.exercise_price: Gift.

F3 · derivative.exercise_date: Convertible at any time.

F4 · derivative.expiration_date: None.

F1 · ownership.nature: The reporting person beneficially owns the shares as settlor of a revocable family trust.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 21:58 UTC
JONES PAUL WDirector
SaleCommon Stock 24,645 $49.23 $1,213,293.07
Disclosure

SEC source: 0000091142-17-000037 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,956

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:50 UTC
Martineau Peter RSenior Vice President - CIO
GrantRestricted Stock Units · Derivative 1,315 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000033 · edgar.xml · derivative · entry 2

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595

Underlying: Common Stock · 1,315 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:50 UTC
Martineau Peter RSenior Vice President - CIO
GrantEmployee Stock Options (Right to Buy) · Derivative 5,060 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000033 · edgar.xml · derivative · entry 1

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,940

Underlying: Common Stock · 5,060 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:54 UTC
Kempken Daniel LVice President and Controller
GrantRestricted Stock Units · Derivative 1,145 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000036 · edgar.xml · derivative · entry 2

Kempken Daniel L · CIK 0001522653 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835

Underlying: Common Stock · 1,145 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:54 UTC
Kempken Daniel LVice President and Controller
GrantEmployee Stock Options (Right to Buy) · Derivative 4,410 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000036 · edgar.xml · derivative · entry 1

Kempken Daniel L · CIK 0001522653 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,750

Underlying: Common Stock · 4,410 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:53 UTC
Ackerman Patricia KVP, Investor Relations & Treas
GrantRestricted Stock Units · Derivative 1,145 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000035 · edgar.xml · derivative · entry 2

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,934

Underlying: Common Stock · 1,145 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:53 UTC
Ackerman Patricia KVP, Investor Relations & Treas
GrantEmployee Stock Options (Right to Buy) · Derivative 4,410 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000035 · edgar.xml · derivative · entry 1

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,816

Underlying: Common Stock · 4,410 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:51 UTC
Vallett William L JrCEO, Lochinvar, LLC
GrantRestricted Stock Units · Derivative 1,595 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000034 · edgar.xml · derivative · entry 2

Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,375

Underlying: Common Stock · 1,595 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:51 UTC
Vallett William L JrCEO, Lochinvar, LLC
GrantEmployee Stock Options (Right to Buy) · Derivative 6,135 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000034 · edgar.xml · derivative · entry 1

Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,745

Underlying: Common Stock · 6,135 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:49 UTC
Dana Paul RSenior VP Global Manufacturing
GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000032 · edgar.xml · derivative · entry 2

Dana Paul R · CIK 0001639644 · Senior VP Global Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,530

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:49 UTC
Dana Paul RSenior VP Global Manufacturing
GrantEmployee Stock Options (Right to Buy) · Derivative 6,070 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000032 · edgar.xml · derivative · entry 1

Dana Paul R · CIK 0001639644 · Senior VP Global Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,556

Underlying: Common Stock · 6,070 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:46 UTC
BROUWER WILFRIDUS MPresident - AOSHBSRL
GrantRestricted Stock Units · Derivative 1,840 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000031 · edgar.xml · derivative · entry 2

BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,770

Underlying: Common Stock · 1,840 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:46 UTC
BROUWER WILFRIDUS MPresident - AOSHBSRL
GrantEmployee Stock Options (Right to Buy) · Derivative 7,085 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000031 · edgar.xml · derivative · entry 1

BROUWER WILFRIDUS M · CIK 0001464950 · President - AOSHBSRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,329

Underlying: Common Stock · 7,085 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:45 UTC
Lauber Charles TSenior VP, Strategy & Planning
GrantRestricted Stock Units · Derivative 1,975 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000030 · edgar.xml · derivative · entry 2

Lauber Charles T · CIK 0001566398 · Senior VP, Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,115

Underlying: Common Stock · 1,975 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:45 UTC
Lauber Charles TSenior VP, Strategy & Planning
GrantEmployee Stock Options (Right to Buy) · Derivative 7,590 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000030 · edgar.xml · derivative · entry 1

Lauber Charles T · CIK 0001566398 · Senior VP, Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,780

Underlying: Common Stock · 7,590 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:44 UTC
Heideman Robert JSenior VP, CTO
GrantRestricted Stock Units · Derivative 2,860 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000029 · edgar.xml · derivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,020

Underlying: Common Stock · 2,860 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:44 UTC
Heideman Robert JSenior VP, CTO
GrantEmployee Stock Options (Right to Buy) · Derivative 11,005 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000029 · edgar.xml · derivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,825

Underlying: Common Stock · 11,005 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:43 UTC
Ding WeiPres. AOSCIC, Manager AOSCWHC
GrantRestricted Stock Units · Derivative 2,895 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000028 · edgar.xml · derivative · entry 2

Ding Wei · CIK 0001566652 · Pres. AOSCIC, Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,185

Underlying: Common Stock · 2,895 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:43 UTC
Ding WeiPres. AOSCIC, Manager AOSCWHC
GrantEmployee Stock Options (Right to Buy) · Derivative 11,135 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000028 · edgar.xml · derivative · entry 1

Ding Wei · CIK 0001566652 · Pres. AOSCIC, Manager AOSCWHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,455

Underlying: Common Stock · 11,135 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:41 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 3,945 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000025 · edgar.xml · derivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,605

Underlying: Common Stock · 3,945 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:41 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantEmployee Stock Options (Right to Buy) · Derivative 15,180 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000025 · edgar.xml · derivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,580

Underlying: Common Stock · 15,180 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:42 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantRestricted Stock Units · Derivative 2,860 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000027 · edgar.xml · derivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,650

Underlying: Common Stock · 2,860 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

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February 13, 2017 Filed Feb 15, 2017 21:42 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantEmployee Stock Options (Right to Buy) · Derivative 11,005 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000027 · edgar.xml · derivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,815

Underlying: Common Stock · 11,005 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

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February 13, 2017 Filed Feb 15, 2017 21:42 UTC
Wheeler Kevin J.Senor VP & President and GM
GrantRestricted Stock Units · Derivative 3,815 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000026 · edgar.xml · derivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,695

Underlying: Common Stock · 3,815 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

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February 13, 2017 Filed Feb 15, 2017 21:42 UTC
Wheeler Kevin J.Senor VP & President and GM
GrantEmployee Stock Options (Right to Buy) · Derivative 14,675 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000026 · edgar.xml · derivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,595

Underlying: Common Stock · 14,675 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:40 UTC
KITA JOHN JExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 5,525 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000024 · edgar.xml · derivative · entry 2

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,885

Underlying: Common Stock · 5,525 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:40 UTC
KITA JOHN JExecutive Vice President & CFO
GrantEmployee Stock Options (Right to Buy) · Derivative 21,255 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000024 · edgar.xml · derivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,585

Underlying: Common Stock · 21,255 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:39 UTC
Rajendra Ajita GPresident & CEO
GrantRestricted Stock Units · Derivative 20,725 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000023 · edgar.xml · derivative · entry 2

Rajendra Ajita G · CIK 0001315989 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,065

Underlying: Common Stock · 20,725 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:39 UTC
Rajendra Ajita GPresident & CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 79,700 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-17-000023 · edgar.xml · derivative · entry 1

Rajendra Ajita G · CIK 0001315989 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,940

Underlying: Common Stock · 79,700 shares

Expires 2027-02-13

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:26 UTC
JONES PAUL WDirector
Exercise / conversionEmployee Stock Options (Rigy to Buy) · Derivative 120,900 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000022 · edgar.xml · derivative · entry 6

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,900 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

F5 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 60,450 additional Employee Stock Options.

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February 10, 2017 Filed Feb 13, 2017 22:26 UTC
JONES PAUL WDirector
Exercise / conversionRestricted Stock Units · Derivative 43,000 $0.00 Strike: $49.86 $0.00
Disclosure

SEC source: 0000091142-17-000022 · edgar.xml · derivative · entry 5

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person.

F1 · derivative.exercise_date: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person.

F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 21,500 additional Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:26 UTC
JONES PAUL WDirector
SaleCommon Stock 120,900 $49.81 $6,022,161.99
Disclosure

SEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 4

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,601

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:26 UTC
JONES PAUL WDirector
Exercise / conversionCommon Stock 120,900 $23.24 $2,809,111.50
Disclosure

SEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 3

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:26 UTC
JONES PAUL WDirector
Tax withholdingCommon Stock 18,355 $49.86 $915,180.30
Disclosure

SEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 2

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,601

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:26 UTC
JONES PAUL WDirector
Exercise / conversionCommon Stock 43,000 $49.86 $2,143,980.00
Disclosure

SEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person.

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 189,723 additional shares of Common Stock.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:19 UTC
Wheeler Kevin J.Senior VP & President and GM
Exercise / conversionRestricted Stock Units · Derivative 7,100 $0.00 Strike: $49.86 $0.00
Disclosure

SEC source: 0000091142-17-000021 · edgar.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

Underlying: Common Stock · 7,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person.

F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 8,990 additional Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:19 UTC
Wheeler Kevin J.Senior VP & President and GM
Tax withholdingCommon Stock 2,026 $49.86 $101,016.36
Disclosure

SEC source: 0000091142-17-000021 · edgar.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,748

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:19 UTC
Wheeler Kevin J.Senior VP & President and GM
Exercise / conversionCommon Stock 7,100 $49.86 $354,006.00
Disclosure

SEC source: 0000091142-17-000021 · edgar.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 7,100 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 7,100 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 7,100 shares of Common Stock to the reporting person.

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 5,837 additional shares of Common Stock.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:16 UTC
Vallett William L JrCEO, Lochinvar, LLC
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 Strike: $49.86 $0.00
Disclosure

SEC source: 0000091142-17-000020 · edgar.xml · derivative · entry 3

Vallett William L Jr · CIK 0001566392 · CEO, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2,700 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,700 Restricted Stock Units vested on 02/10/2017. As of result of vesting, the Company is obligated to deliver 2,700 shares of Common Stock to the reporting person.

F1 · derivative.expiration_date: 2,700 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,700 Restricted Stock Units vested on 02/10/2017. As of result of vesting, the Company is obligated to deliver 2,700 shares of Common Stock to the reporting person.

F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,240 additional Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.