Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2024 Filed Feb 26, 2024 23:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 5,000 | $408.63 | $2,043,162.50 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,012 Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,433 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · derivative · entry 7 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,433 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,199 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · derivative · entry 6 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,199 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
SaleCommon Stock | 2,179 | $408.71 | $890,580.40 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 5 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,787 F2 · price: Reflects the weighted average price of 2,179 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $408.70 to $408.835 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
SaleCommon Stock | 2,261 | $407.16 | $920,588.99 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,966 F1 · price: Reflects the weighted average price of 2,261 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $407.158 to $407.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Tax withholdingCommon Stock | 4,371 | $408.71 | $1,786,471.41 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,227 Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Exercise / conversionCommon Stock | 3,433 | $126.89 | $435,613.37 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Exercise / conversionCommon Stock | 3,199 | $179.84 | $575,308.16 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 23:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 5,000 | $407.16 | $2,035,808.50 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,012 F4 · price: Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 23, 2024 with sale prices ranging from $407.00 to $407.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:51 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
SaleCommon Stock | 385 | $400.98 | $154,377.69 |
DisclosureSEC source: 0001415889-24-005321 · form4-02262024_110213.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,994 Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 3,000 | $402.46 | $1,207,371.60 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,012 F3 · price: Reflects the weighted average price of 3,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 22, 2024 with sale prices ranging from $402.18 to $402.695 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 5,028 | $401.48 | $2,018,662.56 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,012 F2 · price: Reflects the weighted average price of 5,028 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 22, 2024 with sale prices ranging from $401.0943 to $402.0756.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 23:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 3,972 | $400.74 | $1,591,754.37 |
DisclosureSEC source: 0001415889-24-005319 · form4-02262024_110215.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,040 F1 · price: Reflects the weighted average price of 3,972 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 22, 2024 with sale prices ranging from $400.09 to $401.04.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 01:23 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 4,298 | $397.22 | $1,707,246.83 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,012 F2 · price: Reflects the weighted average price of 4,298 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2024 with sale prices ranging from $397.0000 to $397.8314.per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 01:23 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 1,000 | $400.13 | $400,130.00 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,310 Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 01:23 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 10,002 | $399.66 | $3,997,369.31 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,310 F1 · price: Reflects the weighted average price of 10,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 16, 2024 with sale prices ranging from $399.1217 to $399.9671 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 01:23 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 286 | $397.43 | $113,663.55 |
DisclosureSEC source: 0001415889-24-004690 · form4-02222024_010242.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,312 Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,834 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,834 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 849 | $401.58 | $340,940.49 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,598 F2 · price: Reflects the weighted average price of 849 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $401.53 to $401.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 1,644 | $400.88 | $659,038.66 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,447 F1 · price: Reflects the weighted average price of 1,644 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $400.46 to $401.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 29,079 | $402.09 | $11,692,375.11 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,091 Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:44 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Exercise / conversionCommon Stock | 39,834 | $179.84 | $7,163,746.56 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 01:42 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
SaleCommon Stock | 7,200 | $401.82 | $2,893,091.76 |
DisclosureSEC source: 0001415889-24-003647 · form4-02142024_010244.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 F1 · price: Reflects the weighted average price of 7,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $401.554 to $402.1161 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:55 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantPhantom Stock · Derivative | 107.069 | $396.94 | $42,499.97 |
DisclosureSEC source: 0001415889-24-003661 · form4-02142024_010223.xml · derivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,415.3603 Underlying: Common Stock · 107.069 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:54 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
GrantPhantom Stock · Derivative | 31.113 | $396.94 | $12,349.99 |
DisclosureSEC source: 0001415889-24-003659 · form4-02142024_010256.xml · derivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292.7229 Underlying: Common Stock · 31.113 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:53 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantPhantom Stock · Derivative | 406.8625 | $396.94 | $161,500.00 |
DisclosureSEC source: 0001415889-24-003658 · form4-02142024_010218.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,229.706 Underlying: Common Stock · 406.8625 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:51 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
GrantPhantom Stock · Derivative | 113.3672 | $396.94 | $44,999.98 |
DisclosureSEC source: 0001415889-24-003655 · form4-02142024_010235.xml · derivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355.5507 Underlying: Common Stock · 113.3672 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:47 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
GrantPhantom Stock · Derivative | 171.3105 | $396.94 | $67,999.99 |
DisclosureSEC source: 0001415889-24-003653 · form4-02142024_010249.xml · derivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,041.5486 Underlying: Common Stock · 171.3105 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:45 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GrantPhantom Stock · Derivative | 340.1017 | $396.94 | $134,999.97 |
DisclosureSEC source: 0001415889-24-003651 · form4-02142024_010247.xml · derivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,737.4878 Underlying: Common Stock · 340.1017 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:44 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantPhantom Stock · Derivative | 1,054.9453 | $396.94 | $418,749.99 |
DisclosureSEC source: 0001415889-24-003649 · form4-02142024_010207.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,208.3106 Underlying: Common Stock · 1,054.9453 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:42 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantPhantom Stock · Derivative | 256.9658 | $396.94 | $102,000.00 |
DisclosureSEC source: 0001415889-24-003647 · form4-02142024_010244.xml · derivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152.0772 Underlying: Common Stock · 256.9658 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:40 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003462 · form4-02132024_010258.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 21,134 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. F2 · balance_after: Balance includes a corrective adjustment by which the number of shares in the reporting person's LLC was previously under-reported by 741 shares. Read SEC document |
| February 07, 2024 Filed Feb 10, 2024 01:21 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 11,258 | $387.91 | $4,367,097.53 |
DisclosureSEC source: 0001415889-24-003222 · form4-02102024_010209.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,409 F2 · price: Reflects the weighted average price of 11,258 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2024 with sale prices ranging from $387.71 to $388.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2024 Filed Feb 10, 2024 01:21 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 2,088 | $387.24 | $808,566.93 |
DisclosureSEC source: 0001415889-24-003222 · form4-02102024_010209.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,667 F1 · price: Reflects the weighted average price of 2,088 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2024 with sale prices ranging from $386.7094 to $387.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:46 UTC |
Sharpe Robert Francis JRDirector
|
SaleCommon Stock | 4,000 | $386.60 | $1,546,385.60 |
DisclosureSEC source: 0001415889-24-003071 · form4-02082024_100210.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust for Family Member Disclosed balance after: 12,500 F1 · price: Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 6, 2024 with sale prices ranging from $386.58 to $386.69 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,220 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · derivative · entry 9 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,220 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
SaleCommon Stock | 5,146 | $389.47 | $2,004,191.52 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · nonDerivative · entry 6 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,421 F1 · price: Reflects the weighted average price of 5,146 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 29, 2024 with sale prices ranging from $389.29 to $389.565 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 13,074 | $389.20 | $5,088,400.80 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · nonDerivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,567 Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Exercise / conversionCommon Stock | 18,220 | $179.84 | $3,276,684.80 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · nonDerivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:22 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 5,726 | $393.11 | $2,250,947.86 |
DisclosureSEC source: 0001415889-24-002113 · form4-02012024_010229.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,200 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:22 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantCommon Stock | 10,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002113 · form4-02012024_010229.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,926 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:22 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Tax withholdingCommon Stock | 940 | $393.11 | $369,523.40 |
DisclosureSEC source: 0001415889-24-002112 · form4-02012024_010200.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,966 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:22 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
GrantCommon Stock | 2,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002112 · form4-02012024_010200.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,906 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:21 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 9,008 | $393.11 | $3,541,134.88 |
DisclosureSEC source: 0001415889-24-002111 · form4-02012024_010228.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,281 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:21 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GrantCommon Stock | 16,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002111 · form4-02012024_010228.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,995 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:21 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 62 | $393.11 | $24,372.82 |
DisclosureSEC source: 0001415889-24-002110 · form4-02012024_010258.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,379 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:20 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 43 | $393.11 | $16,903.73 |
DisclosureSEC source: 0001415889-24-002109 · form4-02012024_010229.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,466 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:20 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 32 | $393.11 | $12,579.52 |
DisclosureSEC source: 0001415889-24-002108 · form4-02012024_010201.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:19 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Tax withholdingCommon Stock | 546.71 | $393.11 | $214,917.17 |
DisclosureSEC source: 0001415889-24-002107 · form4-02012024_010235.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,898.53 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:19 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 30,262 | $393.11 | $11,896,294.82 |
DisclosureSEC source: 0001415889-24-002106 · form4-02012024_010257.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,336 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.