AMP

SEC source: 0001415889-24-026740 · form4-11132024_101125.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,012

F1 · price: Reflects the weighted average price of 8,638 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $562.7173 to $563.6910 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-026740 · form4-11132024_101125.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,650

SEC source: 0001415889-24-026740 · form4-11132024_101125.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-026759 · form4-11142024_121138.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 12,634

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-24-026729 · form4-11132024_101150.xml · derivative · entry 7

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,485 shares

Expires 2029-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-24-026729 · form4-11132024_101150.xml · nonDerivative · entry 5

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,811

F3 · price: Reflects the weighted average price of 1,350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $551.29 to $551.4462 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-026729 · form4-11132024_101150.xml · nonDerivative · entry 4

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,161

F2 · price: Reflects the weighted average price of 4,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $550.0022 to $550.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-026729 · form4-11132024_101150.xml · nonDerivative · entry 3

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,661

F1 · price: Reflects the weighted average price of 4,885 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2024 with sale prices ranging from $548.50 to $548.8607 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-026729 · form4-11132024_101150.xml · nonDerivative · entry 2

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,546

SEC source: 0001415889-24-026729 · form4-11132024_101150.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-026446 · form4-11082024_091117.xml · nonDerivative · entry 1

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945

F1 · price: Reflects the weighted average price of 350 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 6, 2024 with sale prices ranging from $559.98 to $560.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-025970 · form4-11042024_091116.xml · nonDerivative · entry 1

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,669

F1 · price: Reflects the weighted average price of 2,325 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 31, 2024, with sale prices ranging from $515.8001 to $516.1200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-025756 · form4-10302024_081024.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,556.6971

Underlying: Common Stock · 60.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-24-022789 · form4-09042024_080952.xml · nonDerivative · entry 1

Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,198.53

SEC source: 0001415889-24-022619 · form4-08302024_080839.xml · derivative · entry 5

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,323 shares

Expires 2029-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-24-022619 · form4-08302024_080839.xml · nonDerivative · entry 3

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 13,404

F2 · price: Reflects the weighted average price of 15,584 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 28, 2024 with sale prices ranging from $441.16 to $441.675 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

SEC source: 0001415889-24-022619 · form4-08302024_080839.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,281

F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

SEC source: 0001415889-24-022619 · form4-08302024_080839.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-020602 · form4-08022024_080823.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's Rev Trust

Disclosed balance after: 300

F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.

SEC source: 0001415889-24-020464 · form4-07312024_090747.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,484.4829

Underlying: Common Stock · 71.6063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-24-019565 · form4-07152024_100703.xml · derivative · entry 4

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849.2376

Underlying: Common Stock · 310.549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-24-019565 · form4-07152024_100703.xml · nonDerivative · entry 2

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,161

SEC source: 0001415889-24-019565 · form4-07152024_100703.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,310.549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-24-019563 · form4-07152024_100728.xml · derivative · entry 5

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247.6175

Underlying: Common Stock · 501.5187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-24-019563 · form4-07152024_100728.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,281

F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

SEC source: 0001415889-24-019563 · form4-07152024_100728.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,782.5187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-24-019561 · form4-07152024_100736.xml · derivative · entry 4

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283.9446

Underlying: Common Stock · 10.6955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-24-019561 · form4-07152024_100736.xml · nonDerivative · entry 2

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,295

SEC source: 0001415889-24-019561 · form4-07152024_100736.xml · nonDerivative · entry 1

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298.6955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-24-019559 · form4-07152024_100744.xml · derivative · entry 3

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932.7938

Underlying: Common Stock · 115.7065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

SEC source: 0001415889-24-019559 · form4-07152024_100744.xml · nonDerivative · entry 2

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852

SEC source: 0001415889-24-019559 · form4-07152024_100744.xml · nonDerivative · entry 1

Smyth Gerard P. · CIK 0001823254 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,902.7065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

SEC source: 0001415889-24-013744 · form4-05202024_080536.xml · nonDerivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust for Family Member

Disclosed balance after: 11,000

F1 · price: Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 16, 2024 with sale prices ranging from $437.96 to $438.525 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-24-011621 · form4-04262024_110416.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,401.2812

Underlying: Common Stock · 75.2902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

SEC source: 0001415889-24-011626 · form4-04262024_110419.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,194.2939

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-011625 · form4-04262024_110441.xml · derivative · entry 1

Shea Brian T · CIK 0001502259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,845.0033

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-011624 · form4-04262024_110407.xml · derivative · entry 1

Pimentel Armando Jr · CIK 0001427404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500.5477

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-011623 · form4-04262024_110434.xml · derivative · entry 1

DiGeso Amy · CIK 0001325475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,922.3519

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-011622 · form4-04262024_110454.xml · derivative · entry 1

NEAL BLIXT DIANNE · CIK 0001242260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,922.3519

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-011621 · form4-04262024_110416.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,593.0207

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-011620 · form4-04262024_110440.xml · derivative · entry 1

Sharpe Robert Francis JR · CIK 0001340573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,215.5525

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

SEC source: 0001415889-24-009426 · form4-03292024_080311.xml · derivative · entry 5

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,235 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-24-009426 · form4-03292024_080311.xml · nonDerivative · entry 3

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,994

SEC source: 0001415889-24-009426 · form4-03292024_080311.xml · nonDerivative · entry 2

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,646

SEC source: 0001415889-24-009426 · form4-03292024_080311.xml · nonDerivative · entry 1

Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-009338 · form4-03282024_080357.xml · derivative · entry 5

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 461 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-24-009338 · form4-03282024_080357.xml · nonDerivative · entry 3

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,288

SEC source: 0001415889-24-009338 · form4-03282024_080357.xml · nonDerivative · entry 2

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512

SEC source: 0001415889-24-009338 · form4-03282024_080357.xml · nonDerivative · entry 1

Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-006108 · form4-03012024_090328.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 13,134

F1 · price: Reflects the weighted average price of 8,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 28, 2024 with sale prices ranging from $411.86 to $412.2472 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.