Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2026 Filed Feb 4, 2026 02:06 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 235 | $527.19 | $123,889.65 |
DisclosureSEC source: 0001335749-26-000005 · form4-02042026_020233.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,756 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:06 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 32 | $527.19 | $16,870.08 |
DisclosureSEC source: 0001915877-26-000005 · form4-02042026_020205.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,531 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:04 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 20 | $527.19 | $10,543.80 |
DisclosureSEC source: 0001937010-26-000003 · form4-02042026_020233.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 991 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:03 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 136 | $527.19 | $71,697.84 |
DisclosureSEC source: 0001823254-26-000005 · form4-02042026_020242.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,560 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:02 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 46 | $527.19 | $24,250.74 |
DisclosureSEC source: 0001935239-26-000003 · form4-02042026_020223.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,408 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:00 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 345 | $527.19 | $181,880.55 |
DisclosureSEC source: 0001282835-26-000005 · form4-02042026_020237.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,258 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 01:58 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 1,729 | $527.19 | $911,511.51 |
DisclosureSEC source: 0001196484-26-000005 · form4-02042026_010207.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,458 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 01:58 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Disposition to issuerCommon Stock | 78.0711 | $527.19 | $41,158.30 |
DisclosureSEC source: 0001910206-26-000005 · form4-02042026_010243.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000.3538 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:12 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 429 | $498.33 | $213,783.57 |
DisclosureSEC source: 0001335761-26-000002 · form4-01292026_010148.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,351 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:12 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 201 | $498.33 | $100,164.33 |
DisclosureSEC source: 0001335749-26-000002 · form4-01292026_010125.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,994 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:11 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 36 | $498.33 | $17,939.88 |
DisclosureSEC source: 0001915877-26-000002 · form4-01292026_010130.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,790 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:09 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 97 | $498.33 | $48,338.01 |
DisclosureSEC source: 0001823254-26-000002 · form4-01292026_010154.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,924 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:10 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 42 | $498.33 | $20,929.86 |
DisclosureSEC source: 0001935239-26-000002 · form4-01292026_010144.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,454 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:09 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 2,192 | $498.33 | $1,092,339.36 |
DisclosureSEC source: 0001196484-26-000002 · form4-01292026_010126.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,829 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:09 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 22 | $498.33 | $10,963.26 |
DisclosureSEC source: 0001937010-26-000002 · form4-01292026_010159.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:08 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Disposition to issuerCommon Stock | 114.8672 | $498.33 | $57,241.77 |
DisclosureSEC source: 0001910206-26-000002 · form4-01292026_010125.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,024.4249 F1 · balance_after: Includes 14.4477 shares credited for dividend equivalents on deferred stock units. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:07 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 317 | $498.33 | $157,970.61 |
DisclosureSEC source: 0001282835-26-000002 · form4-01292026_010100.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,970 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 1,115 | $498.33 | $555,637.95 |
DisclosureSEC source: 0001823254-26-000004 · form4-01292026_110143.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,696 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC |
Smyth Gerard P.EVP & CIO
|
GrantCommon Stock | 2,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001823254-26-000004 · form4-01292026_110143.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,811 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 18,176 | $498.33 | $9,057,646.08 |
DisclosureSEC source: 0001196484-26-000004 · form4-01292026_110119.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,187 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantCommon Stock | 35,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001196484-26-000004 · form4-01292026_110119.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,363 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 336 | $498.33 | $167,438.88 |
DisclosureSEC source: 0001915877-26-000004 · form4-01292026_110150.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,563 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantCommon Stock | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001915877-26-000004 · form4-01292026_110150.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,899 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 2,553 | $498.33 | $1,272,236.49 |
DisclosureSEC source: 0001335749-26-000004 · form4-01292026_110125.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,991 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001335749-26-000004 · form4-01292026_110125.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,544 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 5,102 | $498.33 | $2,542,479.66 |
DisclosureSEC source: 0001335761-26-000004 · form4-01292026_110159.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,242 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantCommon Stock | 9,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001335761-26-000004 · form4-01292026_110159.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,344 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 4,169 | $498.33 | $2,077,537.77 |
DisclosureSEC source: 0001282835-26-000004 · form4-01292026_110123.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,970 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GrantCommon Stock | 8,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001282835-26-000004 · form4-01292026_110123.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,631 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Disposition to issuerCommon Stock | 935 | $498.33 | $465,938.55 |
DisclosureSEC source: 0001910206-26-000004 · form4-01292026_110156.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,078.4249 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
GrantCommon Stock | 1,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001910206-26-000004 · form4-01292026_110156.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,013.4249 Read SEC document |
| January 27, 2026 Filed Feb 5, 2026 22:56 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 306 | $498.33 | $152,488.98 |
DisclosureSEC source: 0001935239-26-000005 · form4-02052026_100223.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,684 Read SEC document |
| January 27, 2026 Filed Feb 5, 2026 22:56 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
GrantCommon Stock | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001935239-26-000005 · form4-02052026_100223.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,990 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:12 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 387 | $500.53 | $193,705.11 |
DisclosureSEC source: 0001335761-26-000002 · form4-01292026_010148.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,780 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:12 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 206 | $500.53 | $103,109.18 |
DisclosureSEC source: 0001335749-26-000002 · form4-01292026_010125.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,195 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:11 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 40 | $500.53 | $20,021.20 |
DisclosureSEC source: 0001915877-26-000002 · form4-01292026_010130.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,826 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:09 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 114 | $500.53 | $57,060.42 |
DisclosureSEC source: 0001823254-26-000002 · form4-01292026_010154.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,021 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:10 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 66 | $500.53 | $33,034.98 |
DisclosureSEC source: 0001935239-26-000002 · form4-01292026_010144.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,496 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:09 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 1,731 | $500.53 | $866,417.43 |
DisclosureSEC source: 0001196484-26-000002 · form4-01292026_010126.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,021 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:09 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 22 | $500.53 | $11,011.66 |
DisclosureSEC source: 0001937010-26-000002 · form4-01292026_010159.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,033 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:08 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Disposition to issuerCommon Stock | 98.1765 | $500.53 | $49,140.28 |
DisclosureSEC source: 0001910206-26-000002 · form4-01292026_010125.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,124.8444 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:07 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 292 | $500.53 | $146,154.76 |
DisclosureSEC source: 0001282835-26-000002 · form4-01292026_010100.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,989 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 21:44 UTC |
Sharpe Robert Francis JRDirector
|
SaleCommon Stock | 1,500 | $450.95 | $676,417.50 |
DisclosureSEC source: 0001340573-25-000006 · form4-11252025_091155.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust for Family Member Disclosed balance after: 7,500 Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 21:16 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 45.6305 | $452.00 | $20,624.99 |
DisclosureSEC source: 0001269949-25-000005 · form4-11062025_091150.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,766.2747 Underlying: Common Stock · 45.6305 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 21:15 UTC |
BRYAN GLYNISDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 69.1371 | $452.00 | $31,249.97 |
DisclosureSEC source: 0001270817-25-000004 · form4-11062025_091111.xml · derivative · entry 1 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218.9429 Underlying: Common Stock · 69.1371 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 20:30 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
SaleCommon Stock | 1,500 | $512.34 | $768,502.50 |
DisclosureSEC source: 0001415889-25-023863 · form4-09082025_080929.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,562 Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,546 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,546 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
SaleCommon Stock | 9,929 | $506.89 | $5,032,933.65 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 11,047 F2 · price: Reflects the weighted average price of 9,929 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 19, 2025 with sale prices ranging from $506.4422 to $507.2442 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 18,617 | $506.57 | $9,430,813.69 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,822 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
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Exercise / conversionCommon Stock | 28,546 | $165.41 | $4,721,793.86 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.