Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC |
O'CONNELL PATRICK H.EVP, AMP Advisor Group
|
GrantCommon Stock | 2,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001246 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,037 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,880 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001245 · edgar.xml · derivative · entry 3 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,880 Underlying: Common Stock · 11,880 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
GrantCommon Stock | 2,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001245 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,644 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:19 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,423 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001244 · edgar.xml · derivative · entry 3 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,423 Underlying: Common Stock · 11,423 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:19 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
GrantCommon Stock | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001244 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,580 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:19 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 7,711 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001243 · edgar.xml · derivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711 Underlying: Common Stock · 7,711 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:19 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 1,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001243 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:18 UTC |
Stewart David KentSr Vice Pres and Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,285 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001242 · edgar.xml · derivative · entry 3 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,285 Underlying: Common Stock · 2,285 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:18 UTC |
Stewart David KentSr Vice Pres and Controller
|
GrantCommon Stock | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001242 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,187 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:18 UTC |
SCRIMGEOUR MICHELLECEO, Global Asset Mgmt., EMEA
|
GrantEmployee Stock Option (right to buy) · Derivative | 4,328 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001241 · edgar.xml · derivative · entry 2 SCRIMGEOUR MICHELLE · CIK 0001724668 · CEO, Global Asset Mgmt., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328 Underlying: Common Stock · 4,328 shares Expires 2028-01-26 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:18 UTC |
SCRIMGEOUR MICHELLECEO, Global Asset Mgmt., EMEA
|
GrantCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001241 · edgar.xml · nonDerivative · entry 1 SCRIMGEOUR MICHELLE · CIK 0001724668 · CEO, Global Asset Mgmt., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:17 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 17,563 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001240 · edgar.xml · derivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,563 Underlying: Common Stock · 17,563 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:17 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 3,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001240 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,684 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 16, 2018 Filed Jan 30, 2018 21:20 UTC |
O'CONNELL PATRICK H.EVP, AMP Advisor Group
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,451 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001246 · edgar.xml · derivative · entry 2 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,451 Underlying: Common Stock · 13,451 shares Expires 2028-01-26 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,874 | $0.00 Strike: $37.23 | $0.00 |
DisclosureSEC source: 0001179110-17-015885 · edgar.xml · derivative · entry 5 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,874 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
SaleCommon Stock | 4,817 | $171.51 | $826,139.59 |
DisclosureSEC source: 0001179110-17-015885 · edgar.xml · nonDerivative · entry 3 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,853 Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 7,057 | $171.70 | $1,211,686.90 |
DisclosureSEC source: 0001179110-17-015885 · edgar.xml · nonDerivative · entry 2 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,670 Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 11,874 | $37.23 | $442,069.02 |
DisclosureSEC source: 0001179110-17-015885 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,162 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,162 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 7,329 | $169.47 | $1,242,033.90 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,829 F1 · price: Reflects the weighted average price of 7,329 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 8, 2017 with sale prices ranging from $169.30 to $169.7580 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 16,833 | $167.60 | $2,821,210.80 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,158 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 21:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 24,162 | $65.31 | $1,578,020.22 |
DisclosureSEC source: 0001179110-17-015242 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:42 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (righ to buy) · Derivative | 1,647 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-17-014704 · edgar.xml · derivative · entry 7 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,296 Underlying: Common Stock · 1,647 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:42 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,228 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-17-014704 · edgar.xml · derivative · entry 6 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 Underlying: Common Stock · 2,228 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2015. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:42 UTC |
Stewart David KentSr Vice Pres and Controller
|
SaleCommon Stock | 603 | $160.72 | $96,911.75 |
DisclosureSEC source: 0001179110-17-014704 · edgar.xml · nonDerivative · entry 4 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,853 F1 · price: Reflects the weighted average price of 603 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 27, 2017 with sale prices ranging from $160.61 to $160.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:42 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 3,272 | $159.56 | $522,080.32 |
DisclosureSEC source: 0001179110-17-014704 · edgar.xml · nonDerivative · entry 3 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,456 Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:42 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 1,647 | $87.79 | $144,590.13 |
DisclosureSEC source: 0001179110-17-014704 · edgar.xml · nonDerivative · entry 2 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:42 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 2,228 | $128.76 | $286,877.28 |
DisclosureSEC source: 0001179110-17-014704 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:44 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 1,600 | $160.03 | $256,054.40 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,213 F4 · price: Reflects the weighted average price of 1,600 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2017 with sale prices ranging from $160.02 to $160.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:44 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 33,400 | $159.07 | $5,312,971.40 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,813 F3 · price: Reflects the weighted average price of 33,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2017 with sale prices ranging from $159.00 to $159.17 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 22:44 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 4,800 | $160.01 | $768,062.40 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,213 F2 · price: Reflects the weighted average price of 4,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2017 with sale prices ranging from $160.00 to $160.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 22:44 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 2,428 | $161.07 | $391,075.53 |
DisclosureSEC source: 0001179110-17-013942 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,013 F1 · price: Reflects the weighted average price of 2,428 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 7, 2017 with sale prices ranging from $161.01 to $161.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,491 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-17-013605 · edgar.xml · derivative · entry 7 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,983 Underlying: Common Stock · 5,491 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,366 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-17-013605 · edgar.xml · derivative · entry 6 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,070 Underlying: Common Stock · 3,366 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
SaleCommon Stock | 1,754 | $161.01 | $282,411.54 |
DisclosureSEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 4 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,331 F1 · price: Reflects the weighted average price of 1,754 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 27, 2017, with sale prices ranging from $160.94 to $161.06 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 7,103 | $162.80 | $1,156,368.40 |
DisclosureSEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 3 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,085 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionCommon Stock | 5,491 | $87.79 | $482,054.89 |
DisclosureSEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 2 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionCommon Stock | 3,366 | $107.61 | $362,215.26 |
DisclosureSEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 1,904 | $161.58 | $307,648.32 |
DisclosureSEC source: 0001179110-17-013606 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,829 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · derivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Common Stock · 13,000 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 2,460 | $161.06 | $396,205.14 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 10,540 | $162.80 | $1,715,912.00 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,156 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionCommon Stock | 13,000 | $107.61 | $1,398,930.00 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Nov 13, 2017 22:02 UTC Amendment |
SARLES H JAYDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 112.844 | $160.62 | $18,125.00 |
DisclosureSEC source: 0001179110-17-014045 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232.4926 Underlying: Common Stock · 112.844 shares Expires not disclosed F1 · security: The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017. F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| October 27, 2017 Filed Nov 13, 2017 22:02 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 125.2957 | $160.62 | $20,125.00 |
DisclosureSEC source: 0001179110-17-014044 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590.2176 Underlying: Common Stock · 125.2957 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:34 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,902 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-013532 · edgar.xml · derivative · entry 5 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,902 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:34 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 9,022 | $160.91 | $1,451,730.02 |
DisclosureSEC source: 0001179110-17-013532 · edgar.xml · nonDerivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,265 F1 · price: Reflects the weighted average price of 9,022 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 26, 2017 with sale prices ranging from $160.72 to $161.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:34 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 13,880 | $157.06 | $2,179,992.80 |
DisclosureSEC source: 0001179110-17-013532 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,287 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:34 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 19,902 | $65.31 | $1,299,799.62 |
DisclosureSEC source: 0001179110-17-013532 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:33 UTC |
SARLES H JAYDirector
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013531 · edgar.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,609 F1 · shares: The reporting person made an in-kind charitable gift to a not for profit charitable organization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.