Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EVP Technology and CIO | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,202 |
Reported balance
After 2020-02-20 transaction · row 1
1 source rowRow 1 · 2020-02-20 · Sale · Disposed 6,862 · Balance 19,202 F1: Reflects the weighted average price of 6,862 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2020 with sale prices ranging from $179.451 to $179.655 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 47.332 |
Reported balance
Holding disclosure · report date 2020-02-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47.332 F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 19, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 6,862 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2020 with sale prices ranging from $179.451 to $179.655 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 19, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 21:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,862 | $179.55 | $1,232,104.35 |
DisclosureSEC source: 0001179110-20-002091 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,202 F1 · price: Reflects the weighted average price of 6,862 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2020 with sale prices ranging from $179.451 to $179.655 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 4,603 | $178.82 | $823,108.46 |
DisclosureSEC source: 0001179110-20-001854 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,064 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 7,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001854 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,416 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · derivative · entry 8 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,416 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,523 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · derivative · entry 7 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,523 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 7,115 | $175.42 | $1,248,120.42 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,887 F1 · price: Reflects the weighted average price of 7,115 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2020 with sale prices ranging from $175.372 to $175.485 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 15,824 | $175.91 | $2,783,599.84 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,002 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 21,416 | $87.79 | $1,880,110.64 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,523 | $107.61 | $163,890.03 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:26 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 136 | $175.91 | $23,923.76 |
DisclosureSEC source: 0001179110-20-001389 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,887 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:46 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 396 | $165.41 | $65,502.36 |
DisclosureSEC source: 0001179110-20-001008 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,023 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 237 | $167.57 | $39,714.09 |
DisclosureSEC source: 0001179110-20-000837 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,419 Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,160 | $150.38 | $775,936.55 |
DisclosureSEC source: 0001179110-19-007471 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,656 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,349 | $130.68 | $306,967.32 |
DisclosureSEC source: 0001179110-19-002179 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,816 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002179 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,165 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 133 | $126.69 | $16,849.77 |
DisclosureSEC source: 0001179110-19-001673 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,345 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 19,053 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001358 · edgar.xml · derivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,053 Underlying: Common Stock · 19,053 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 159 | $126.89 | $20,175.51 |
DisclosureSEC source: 0001179110-19-001358 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,478 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 4,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001358 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,637 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 296 | $121.12 | $35,851.52 |
DisclosureSEC source: 0001179110-19-001045 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,311 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,381 | $159.61 | $699,255.79 |
DisclosureSEC source: 0001179110-18-002971 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,607 F1 · price: Reflects the weighted average price of 4,381 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 23, 2018 with sale prices ranging from $159.61 to $159.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 224 | $160.56 | $35,965.44 |
DisclosureSEC source: 0001179110-18-001836 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,988 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 234 | $167.50 | $39,195.00 |
DisclosureSEC source: 0001179110-18-001662 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,212 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,391 | $167.50 | $232,992.50 |
DisclosureSEC source: 0001179110-18-001662 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,446 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001662 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,837 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 268 | $171.08 | $45,849.44 |
DisclosureSEC source: 0001179110-18-001542 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,452 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 15,536 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001247 · edgar.xml · derivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,536 Underlying: Common Stock · 15,536 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001247 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,720 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · derivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Common Stock · 13,000 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,460 | $161.06 | $396,205.14 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 10,540 | $162.80 | $1,715,912.00 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,156 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 13,000 | $107.61 | $1,398,930.00 |
DisclosureSEC source: 0001179110-17-013604 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,273 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · derivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,273 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,987 | $130.24 | $389,029.87 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 6,286 | $128.41 | $807,185.26 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,683 Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 9,273 | $54.33 | $503,802.09 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,327 | $129.71 | $431,528.54 |
DisclosureSEC source: 0001179110-17-003035 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 243 | $123.18 | $29,932.74 |
DisclosureSEC source: 0001179110-17-001977 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,023 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,591 | $122.88 | $441,244.13 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,532 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 10,348 | $121.26 | $1,254,798.48 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,123 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 13,939 | $65.31 | $910,356.09 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 15,103 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001977 · edgar.xml · derivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,103 Underlying: Common Stock · 15,103 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001977 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,266 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 376.0515 | $121.26 | $45,600.00 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · derivative · entry 7 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864.9707 Underlying: Common Stock · 376.0515 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,184 | $121.26 | $143,571.84 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,532 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,716 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 165 | $117.90 | $19,453.50 |
DisclosureSEC source: 0001179110-17-001623 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,481 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 189 | $113.08 | $21,372.12 |
DisclosureSEC source: 0001179110-17-001623 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,646 Read SEC document |
| November 15, 2016 Filed Nov 21, 2016 22:30 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031903 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,835 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 20:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,129 | $100.81 | $416,262.66 |
DisclosureSEC source: 0001179110-16-030048 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,835 F1 · price: Reflects the weighted average price of 4,129 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on September 23, 2016 with sale prices ranging from $100.79 to $100.815 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.