Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | CEO, Global Asset Mgmt., EMEA | January 26, 2018 | January 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date January 26, 2018 · Filed January 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,253 |
Reported balance
After 2018-01-26 transaction · row 1
1 source rowRow 1 · 2018-01-26 · Grant · Acquired 632 · Balance 5,253 F1: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $179.84 · Expires 2028-01-26 | Direct | 4,328 |
Reported balance
After 2018-01-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-26 · Grant · Acquired 4,328 · Balance 4,328 F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021.
F2: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2018 Filed Jan 30, 2018 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 4,328 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001241 · edgar.xml · derivative · entry 2 SCRIMGEOUR MICHELLE · CIK 0001724668 · CEO, Global Asset Mgmt., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328 Underlying: Common Stock · 4,328 shares Expires 2028-01-26 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001241 · edgar.xml · nonDerivative · entry 1 SCRIMGEOUR MICHELLE · CIK 0001724668 · CEO, Global Asset Mgmt., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.