Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EVP, AMP Advisor Group | February 06, 2018 | February 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date February 06, 2018 · Filed February 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,462 |
Reported balance
After 2018-02-06 transaction · row 1
1 source rowRow 1 · 2018-02-06 · Tax withholding · Disposed 176 · Balance 7,462 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 176 | $160.56 | $28,258.56 |
DisclosureSEC source: 0001179110-18-001840 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,462 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 374.9254 | $167.50 | $62,800.00 |
DisclosureSEC source: 0001179110-18-001653 · edgar.xml · derivative · entry 2 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,667.436 Underlying: Common Stock · 374.9254 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 144 | $167.50 | $24,120.00 |
DisclosureSEC source: 0001179110-18-001653 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,638 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 255 | $171.08 | $43,625.40 |
DisclosureSEC source: 0001179110-18-001540 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,782 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001246 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,037 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 16, 2018 Filed Jan 30, 2018 21:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 13,451 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001246 · edgar.xml · derivative · entry 2 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,451 Underlying: Common Stock · 13,451 shares Expires 2028-01-26 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.