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Maglaque Charles Neal

Disclosed activity across 1 company

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169647
SEC CIK
0001552029

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERIPRISE FINANCIAL INCAMP · Entity 3035Pres. Advice & Wealth Mgt, COOFebruary 06, 2018February 08, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERIPRISE FINANCIAL INC

Report date February 06, 2018 · Filed February 08, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,390 Reported balance After 2018-02-06 transaction · row 1
1 source row

Row 1 · 2018-02-06 · Tax withholding · Disposed 193 · Balance 14,390

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan373.967 Reported balance Holding disclosure · report date 2018-02-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 373.967

F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Filing footnotes · ownership attribution and instrument terms

F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2018 Filed Feb 8, 2018 22:14 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 193 $160.56 $30,988.08
Disclosure

SEC source: 0001179110-18-001839 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,390

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock · Derivative 331.3433 $167.50 $55,500.00
Disclosure

SEC source: 0001179110-18-001661 · edgar.xml · derivative · entry 5

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416.2514

Underlying: Common Stock · 331.3433 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 227 $167.50 $38,022.50
Disclosure

SEC source: 0001179110-18-001661 · edgar.xml · nonDerivative · entry 3

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 1,287 $167.50 $215,572.50
Disclosure

SEC source: 0001179110-18-001661 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,810

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantCommon Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001661 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,097

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:59 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 172 $171.08 $29,425.76
Disclosure

SEC source: 0001179110-18-001539 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,472

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:20 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantEmployee Stock Option (right to buy) · Derivative 11,880 $0.00 Strike: $179.84 $0.00
Disclosure

SEC source: 0001179110-18-001245 · edgar.xml · derivative · entry 3

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,880

Underlying: Common Stock · 11,880 shares

Expires 2028-01-26

F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:20 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantCommon Stock 2,313 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001245 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,644

F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:24 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,491 $0.00 Strike: $87.79 $0.00
Disclosure

SEC source: 0001179110-17-013605 · edgar.xml · derivative · entry 7

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,983

Underlying: Common Stock · 5,491 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:24 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,366 $0.00 Strike: $107.61 $0.00
Disclosure

SEC source: 0001179110-17-013605 · edgar.xml · derivative · entry 6

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070

Underlying: Common Stock · 3,366 shares

Expires 2024-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:24 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 SaleCommon Stock 1,754 $161.01 $282,411.54
Disclosure

SEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 4

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

F1 · price: Reflects the weighted average price of 1,754 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 27, 2017, with sale prices ranging from $160.94 to $161.06 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:24 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 7,103 $162.80 $1,156,368.40
Disclosure

SEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 3

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,085

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:24 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionCommon Stock 5,491 $87.79 $482,054.89
Disclosure

SEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:24 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionCommon Stock 3,366 $107.61 $362,215.26
Disclosure

SEC source: 0001179110-17-013605 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 20:40 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,070 $0.00 Strike: $107.61 $0.00
Disclosure

SEC source: 0001179110-17-010974 · edgar.xml · derivative · entry 5

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

Underlying: Common Stock · 10,070 shares

Expires 2024-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 20:40 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 SaleCommon Stock 4,728 $144.57 $683,531.69
Disclosure

SEC source: 0001179110-17-010974 · edgar.xml · nonDerivative · entry 3

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

F1 · price: Reflects the weighted average price of 4,728 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 31, 2017, with sale prices ranging from $144.55 to $144.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 20:40 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 8,842 $144.45 $1,277,226.90
Disclosure

SEC source: 0001179110-17-010974 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,059

Read SEC document
July 31, 2017 Filed Aug 2, 2017 20:40 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionCommon Stock 10,070 $107.61 $1,083,632.70
Disclosure

SEC source: 0001179110-17-010974 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:08 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionPhantom Stock · Derivative 429.0659 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010276 · edgar.xml · derivative · entry 4

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054.6132

Underlying: Common Stock · 429.0659 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:08 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 170.0659 $129.15 $21,964.01
Disclosure

SEC source: 0001179110-17-010276 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:08 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionCommon Stock 429.0659 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010276 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,001.0659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,390 $0.00 Strike: $65.31 $0.00
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · derivative · entry 9

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Commmon Stock · 12,390 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 284 $123.18 $34,983.12
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 6

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,572

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 SaleCommon Stock 1,193 $123.12 $146,882.16
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 5

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,856

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 SaleCommon Stock 2,630 $123.71 $325,357.30
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 4

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,049

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 9,760 $123.37 $1,204,091.20
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 3

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,679

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Exercise / conversionCommon Stock 12,390 $65.31 $809,190.90
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantEmployee Stock Option (right to buy) · Derivative 10,657 $0.00 Strike: $123.37 $0.00
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · derivative · entry 8

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,657

Underlying: Common Stock · 10,657 shares

Expires 2027-02-07

F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:50 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,049

F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock · Derivative 263.0711 $121.26 $31,900.00
Disclosure

SEC source: 0001179110-17-001893 · edgar.xml · derivative · entry 4

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483.6791

Underlying: Common Stock · 263.0711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 1,100 $121.26 $133,386.00
Disclosure

SEC source: 0001179110-17-001893 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantCommon Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001893 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,926

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:33 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 183 $117.90 $21,575.70
Disclosure

SEC source: 0001179110-17-001644 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:33 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 Tax withholdingCommon Stock 203 $113.08 $22,955.24
Disclosure

SEC source: 0001179110-17-001644 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.