Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantPhantom Stock · Derivative | 3,340.2985 | $167.50 | $559,500.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,878.0181 Underlying: Common Stock · 3,340.2985 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,834 | $167.50 | $474,695.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,924 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 16,748 | $167.50 | $2,805,290.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,758 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 34,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001656 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,506 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantPhantom Stock · Derivative | 1,125.3731 | $167.50 | $188,499.99 |
DisclosureSEC source: 0001179110-18-001655 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,982.8281 Underlying: Common Stock · 1,125.3731 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 918 | $167.50 | $153,765.00 |
DisclosureSEC source: 0001179110-18-001655 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,021 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 5,416 | $167.50 | $907,180.00 |
DisclosureSEC source: 0001179110-18-001655 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 11,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001655 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,355 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
GrantPhantom Stock · Derivative | 237.7612 | $167.50 | $39,825.00 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · derivative · entry 5 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197.8844 Underlying: Common Stock · 237.7612 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 239 | $167.50 | $40,032.50 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · nonDerivative · entry 3 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,071 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 1,339 | $167.50 | $224,282.50 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,310 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
GrantCommon Stock | 2,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,649 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
O'CONNELL PATRICK H.EVP, AMP Advisor Group
|
GrantPhantom Stock · Derivative | 374.9254 | $167.50 | $62,800.00 |
DisclosureSEC source: 0001179110-18-001653 · edgar.xml · derivative · entry 2 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,667.436 Underlying: Common Stock · 374.9254 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC |
O'CONNELL PATRICK H.EVP, AMP Advisor Group
|
Tax withholdingCommon Stock | 144 | $167.50 | $24,120.00 |
DisclosureSEC source: 0001179110-18-001653 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,638 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 167 | $171.08 | $28,570.36 |
DisclosureSEC source: 0001179110-18-001551 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,413 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 91 | $171.08 | $15,568.28 |
DisclosureSEC source: 0001179110-18-001550 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,112 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 68 | $171.08 | $11,633.44 |
DisclosureSEC source: 0001179110-18-001549 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,119 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 3,044 | $171.08 | $520,767.52 |
DisclosureSEC source: 0001179110-18-001548 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,500 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 947 | $171.08 | $162,012.76 |
DisclosureSEC source: 0001179110-18-001547 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,296 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 751 | $171.08 | $128,481.08 |
DisclosureSEC source: 0001179110-18-001546 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,006 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:01 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 728 | $171.08 | $124,546.24 |
DisclosureSEC source: 0001179110-18-001545 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,685 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:01 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 392 | $171.08 | $67,063.36 |
DisclosureSEC source: 0001179110-18-001544 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,984 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:00 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 376 | $171.08 | $64,326.08 |
DisclosureSEC source: 0001179110-18-001543 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,308 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:00 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 268 | $171.08 | $45,849.44 |
DisclosureSEC source: 0001179110-18-001542 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,452 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:00 UTC |
Williams William JerrylEVP, AMP Franchise Group
|
Tax withholdingCommon Stock | 298 | $171.08 | $50,981.84 |
DisclosureSEC source: 0001179110-18-001541 · edgar.xml · nonDerivative · entry 1 Williams William Jerryl · CIK 0001724756 · EVP, AMP Franchise Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,182 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:59 UTC |
O'CONNELL PATRICK H.EVP, AMP Advisor Group
|
Tax withholdingCommon Stock | 255 | $171.08 | $43,625.40 |
DisclosureSEC source: 0001179110-18-001540 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,782 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:59 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 172 | $171.08 | $29,425.76 |
DisclosureSEC source: 0001179110-18-001539 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,472 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:59 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 217 | $171.08 | $37,124.36 |
DisclosureSEC source: 0001179110-18-001538 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,134 Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 21:16 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 113.4122 | $177.45 | $20,124.99 |
DisclosureSEC source: 0001179110-18-001286 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706.7248 Underlying: Common Stock · 113.4122 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:24 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,366 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001254 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,366 Underlying: Common Stock · 11,366 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:24 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
GrantCommon Stock | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001254 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,351 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:24 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
SaleCommon Stock | 5,500 | $174.04 | $957,220.00 |
DisclosureSEC source: 0001179110-18-001254 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,138 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:23 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 30,958 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001253 · edgar.xml · derivative · entry 7 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,958 Underlying: Common Stock · 30,958 shares Expires 2028-01-26 F6 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:23 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 56,688 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-18-001253 · edgar.xml · derivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,688 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:23 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 31,379 | $173.64 | $5,448,706.04 |
DisclosureSEC source: 0001179110-18-001253 · edgar.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 29,856 F3 · price: Reflects the weighted average price of 31,379 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 26, 2018 with sale prices ranging from $173.315 to $174.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:23 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 6,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001253 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,397 F2 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:23 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 36,380 | $173.13 | $6,298,469.40 |
DisclosureSEC source: 0001179110-18-001253 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:23 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 56,688 | $65.31 | $3,702,293.28 |
DisclosureSEC source: 0001179110-18-001253 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:22 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 119,834 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001252 · edgar.xml · derivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,834 Underlying: Common Stock · 119,834 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:22 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 23,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001252 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,544 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:22 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 40,382 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001251 · edgar.xml · derivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,382 Underlying: Common Stock · 40,382 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:22 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 7,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001251 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,243 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC |
MOORE COLINEVP & Global CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,959 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001250 · edgar.xml · derivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,959 Underlying: Common Stock · 27,959 shares Expires 2028-01-26 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001250 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,757 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantEmployee Stock Option (right to buy) · Derivative | 18,220 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001249 · edgar.xml · derivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,220 Underlying: Common Stock · 18,220 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 3,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001249 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,376 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC |
Williams William JerrylEVP, AMP Franchise Group
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,564 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001248 · edgar.xml · derivative · entry 3 Williams William Jerryl · CIK 0001724756 · EVP, AMP Franchise Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,564 Underlying: Common Stock · 15,564 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC |
Williams William JerrylEVP, AMP Franchise Group
|
GrantCommon Stock | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001248 · edgar.xml · nonDerivative · entry 1 Williams William Jerryl · CIK 0001724756 · EVP, AMP Franchise Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC |
Kupper RandyEVP Technology and CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,536 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001247 · edgar.xml · derivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,536 Underlying: Common Stock · 15,536 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:20 UTC |
Kupper RandyEVP Technology and CIO
|
GrantCommon Stock | 3,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001247 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,720 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.