Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EVP Mktg, Strat. & Comms. | August 06, 2026 | August 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date August 06, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,373 |
Ending reported balance
After 2026-08-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-06 · Exercise / conversion · Acquired 1,000 · Balance 5,964 Row 2 · 2026-08-06 · Exercise / conversion · Acquired 1,000 · Balance 6,964 Row 3 · 2026-08-06 · Exercise / conversion · Acquired 1,000 · Balance 7,964 Row 4 · 2026-08-06 · Tax withholding · Disposed 2,191 · Balance 5,773 Row 5 · 2026-08-06 · Sale · Disposed 2,400 · Balance 3,373 F1: Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 1,034 |
Reported balance
After 2026-08-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-06 · Exercise / conversion · Disposed 1,000 · Balance 1,034 F3: Fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.87 · Expires 2031-01-29 | Direct | 1,015 |
Reported balance
After 2026-08-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-06 · Exercise / conversion · Disposed 1,000 · Balance 1,015 F3: Fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $298.09 · Expires 2032-01-28 | Direct | 2,143 |
Reported balance
After 2026-08-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-08-06 · Exercise / conversion · Disposed 1,000 · Balance 2,143 F3: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 635.373 |
Reported balance
Holding disclosure · report date 2026-08-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 635.373 F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · derivative · entry 9 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,143 Underlying: Common Stock · 1,000 shares Expires 2032-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · derivative · entry 8 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,015 Underlying: Common Stock · 1,000 shares Expires 2031-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · derivative · entry 7 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,034 Underlying: Common Stock · 1,000 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,400 | $558.28 | $1,339,866.72 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 5 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,373 F1 · price: Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,191 | $558.08 | $1,222,753.28 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,773 Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,000 | $298.09 | $298,090.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 3 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,000 | $197.87 | $197,870.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,000 | $165.41 | $165,410.00 |
DisclosureSEC source: 0001389812-26-000008 · form4-08102026_080823.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Mktg, Strat. & Comms. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 220 | $160.56 | $35,323.20 |
DisclosureSEC source: 0001179110-18-001831 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,851 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 237.7612 | $167.50 | $39,825.00 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · derivative · entry 5 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197.8844 Underlying: Common Stock · 237.7612 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 239 | $167.50 | $40,032.50 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · nonDerivative · entry 3 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,071 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,339 | $167.50 | $224,282.50 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,310 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001654 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,649 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 217 | $171.08 | $37,124.36 |
DisclosureSEC source: 0001179110-18-001538 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,134 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 11,366 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001254 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,366 Underlying: Common Stock · 11,366 shares Expires 2028-01-26 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001254 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,351 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,500 | $174.04 | $957,220.00 |
DisclosureSEC source: 0001179110-18-001254 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,138 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,000 | $160.77 | $160,772.00 |
DisclosureSEC source: 0001179110-17-013530 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,638 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,452 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-17-011659 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,904 Underlying: Common Stock · 5,452 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 4,503 | $144.90 | $652,484.70 |
DisclosureSEC source: 0001179110-17-011659 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,638 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 5,452 | $87.79 | $478,631.08 |
DisclosureSEC source: 0001179110-17-011659 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,200 | $145.06 | $174,072.00 |
DisclosureSEC source: 0001179110-17-011454 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:46 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,100 | $128.01 | $268,827.30 |
DisclosureSEC source: 0001179110-17-002532 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,889 F1 · price: Reflects the weighted average price of 2,100 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2017 with sale prices ranging from $128.00 to $128.035 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,099 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-002254 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,099 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 2,465 | $121.58 | $299,694.70 |
DisclosureSEC source: 0001179110-17-002254 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,989 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 3,099 | $65.31 | $202,395.69 |
DisclosureSEC source: 0001179110-17-002254 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 213 | $123.18 | $26,237.34 |
DisclosureSEC source: 0001179110-17-001974 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,355 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 10,762 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001974 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,762 Underlying: Common Stock · 10,762 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001974 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,568 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 283.523 | $121.26 | $34,380.00 |
DisclosureSEC source: 0001179110-17-001897 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938.0241 Underlying: Common Stock · 283.523 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 916 | $121.26 | $111,074.16 |
DisclosureSEC source: 0001179110-17-001897 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,328 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001897 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,244 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 189 | $117.90 | $22,283.10 |
DisclosureSEC source: 0001179110-17-001643 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 223 | $113.08 | $25,216.84 |
DisclosureSEC source: 0001179110-17-001643 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,319 Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,864 | $112.63 | $209,949.78 |
DisclosureSEC source: 0001179110-16-032275 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,542 F1 · price: Reflects the weighted average price of 1,864 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 29, 2016 with sale prices ranging from $112.63 to $112.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.