Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 27, 2018 22:27 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005930 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172.8947 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:00 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 4,381 | $159.61 | $699,255.79 |
DisclosureSEC source: 0001179110-18-002971 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,607 F1 · price: Reflects the weighted average price of 4,381 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 23, 2018 with sale prices ranging from $159.61 to $159.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2018 Filed Mar 19, 2025 21:21 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GiftCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008601 · form4-03192025_090331.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 10,761 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. F2 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 673 | $160.56 | $108,056.88 |
DisclosureSEC source: 0001179110-18-001843 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,348 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,053 | $160.56 | $329,629.68 |
DisclosureSEC source: 0001179110-18-001842 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,016 F1 · balance_after: The balance reflects the correction of shares withheld and reported on the Form 4 filed on February 5, 2018. The number of shares withheld was overstated by 145 shares. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 83 | $160.56 | $13,326.48 |
DisclosureSEC source: 0001179110-18-001841 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,964 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC |
O'CONNELL PATRICK H.EVP, AMP Advisor Group
|
Tax withholdingCommon Stock | 176 | $160.56 | $28,258.56 |
DisclosureSEC source: 0001179110-18-001840 · edgar.xml · nonDerivative · entry 1 O'CONNELL PATRICK H. · CIK 0001724757 · EVP, AMP Advisor Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,462 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:14 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 193 | $160.56 | $30,988.08 |
DisclosureSEC source: 0001179110-18-001839 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,390 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 193 | $160.56 | $30,988.08 |
DisclosureSEC source: 0001179110-18-001838 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,490 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC |
Williams William JerrylEVP, AMP Franchise Group
|
Tax withholdingCommon Stock | 200 | $160.56 | $32,112.00 |
DisclosureSEC source: 0001179110-18-001837 · edgar.xml · nonDerivative · entry 1 Williams William Jerryl · CIK 0001724756 · EVP, AMP Franchise Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,804 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 224 | $160.56 | $35,965.44 |
DisclosureSEC source: 0001179110-18-001836 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,988 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 295 | $160.56 | $47,365.20 |
DisclosureSEC source: 0001179110-18-001835 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,903 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 528 | $160.56 | $84,775.68 |
DisclosureSEC source: 0001179110-18-001834 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,744 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:12 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 501 | $160.56 | $80,440.56 |
DisclosureSEC source: 0001179110-18-001833 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,590 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:12 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 292 | $160.56 | $46,883.52 |
DisclosureSEC source: 0001179110-18-001832 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,006 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:12 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 220 | $160.56 | $35,323.20 |
DisclosureSEC source: 0001179110-18-001831 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,851 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 49 | $160.56 | $7,867.44 |
DisclosureSEC source: 0001179110-18-001830 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,023 Read SEC document |
| February 05, 2018 Filed Mar 15, 2018 21:08 UTC |
DiGeso AmyDirector
|
GiftCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004386 · edgar.xml · nonDerivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
GrantPhantom Stock · Derivative | 318.806 | $167.50 | $53,400.01 |
DisclosureSEC source: 0001179110-18-001666 · edgar.xml · derivative · entry 5 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093.4592 Underlying: Common Stock · 318.806 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 240 | $167.50 | $40,200.00 |
DisclosureSEC source: 0001179110-18-001666 · edgar.xml · nonDerivative · entry 3 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 1,364 | $167.50 | $228,470.00 |
DisclosureSEC source: 0001179110-18-001666 · edgar.xml · nonDerivative · entry 2 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,923 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
GrantCommon Stock | 2,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001666 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,287 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantPhantom Stock · Derivative | 862.6866 | $167.50 | $144,500.01 |
DisclosureSEC source: 0001179110-18-001664 · edgar.xml · derivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,522.4565 Underlying: Common Stock · 862.6866 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 816 | $167.50 | $136,680.00 |
DisclosureSEC source: 0001179110-18-001664 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,768 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 5,335 | $167.50 | $893,612.50 |
DisclosureSEC source: 0001179110-18-001664 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,685 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 11,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001664 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,573 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantPhantom Stock · Derivative | 507.4627 | $167.50 | $85,000.00 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340.3274 Underlying: Common Stock · 507.4627 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 406 | $167.50 | $68,005.00 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,198 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 2,397 | $167.50 | $401,497.50 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,604 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 5,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001665 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,001 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantPhantom Stock · Derivative | 489.5522 | $167.50 | $81,999.99 |
DisclosureSEC source: 0001179110-18-001663 · edgar.xml · derivative · entry 5 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175.3261 Underlying: Common Stock · 489.5522 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 340 | $167.50 | $56,950.00 |
DisclosureSEC source: 0001179110-18-001663 · edgar.xml · nonDerivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,298 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 1,954 | $167.50 | $327,295.00 |
DisclosureSEC source: 0001179110-18-001663 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,638 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001663 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,592 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 234 | $167.50 | $39,195.00 |
DisclosureSEC source: 0001179110-18-001662 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,212 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 1,391 | $167.50 | $232,992.50 |
DisclosureSEC source: 0001179110-18-001662 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,446 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:05 UTC |
Kupper RandyEVP Technology and CIO
|
GrantCommon Stock | 3,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001662 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,837 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
GrantPhantom Stock · Derivative | 331.3433 | $167.50 | $55,500.00 |
DisclosureSEC source: 0001179110-18-001661 · edgar.xml · derivative · entry 5 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416.2514 Underlying: Common Stock · 331.3433 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 227 | $167.50 | $38,022.50 |
DisclosureSEC source: 0001179110-18-001661 · edgar.xml · nonDerivative · entry 3 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,583 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 1,287 | $167.50 | $215,572.50 |
DisclosureSEC source: 0001179110-18-001661 · edgar.xml · nonDerivative · entry 2 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,810 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
GrantCommon Stock | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001661 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,097 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 750 | $167.50 | $125,625.00 |
DisclosureSEC source: 0001179110-18-001660 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,272 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 5,632 | $167.50 | $943,360.00 |
DisclosureSEC source: 0001179110-18-001660 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,022 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 12,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001660 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,654 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Stewart David KentSr Vice Pres and Controller
|
GrantPhantom Stock · Derivative | 67.1642 | $167.50 | $11,250.00 |
DisclosureSEC source: 0001179110-18-001659 · edgar.xml · derivative · entry 3 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,391.26 Underlying: Common Stock · 67.1642 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 47 | $167.50 | $7,872.50 |
DisclosureSEC source: 0001179110-18-001659 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,072 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantPhantom Stock · Derivative | 214.9254 | $167.50 | $36,000.00 |
DisclosureSEC source: 0001179110-18-001658 · edgar.xml · derivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635.8829 Underlying: Common Stock · 214.9254 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 65 | $167.50 | $10,887.50 |
DisclosureSEC source: 0001179110-18-001658 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,047 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Williams William JerrylEVP, AMP Franchise Group
|
GrantPhantom Stock · Derivative | 434.0299 | $167.50 | $72,700.01 |
DisclosureSEC source: 0001179110-18-001657 · edgar.xml · derivative · entry 3 Williams William Jerryl · CIK 0001724756 · EVP, AMP Franchise Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,104.3767 Underlying: Common Stock · 434.0299 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC |
Williams William JerrylEVP, AMP Franchise Group
|
Tax withholdingCommon Stock | 178 | $167.50 | $29,815.00 |
DisclosureSEC source: 0001179110-18-001657 · edgar.xml · nonDerivative · entry 1 Williams William Jerryl · CIK 0001724756 · EVP, AMP Franchise Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,004 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.