Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2008 Filed Dec 24, 2008 01:43 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 27,552 | $10.13 | $279,101.76 |
DisclosureSEC source: 0001181431-08-069180 · rrd227586.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,519 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 185,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 performance shares are scheduled to vest on 8/31/09; (b) 100,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 52,500 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:43 UTC |
Thakur RandhirSVP & General Manager
|
Tax withholdingCommon Stock | 7,039 | $10.13 | $71,305.07 |
DisclosureSEC source: 0001181431-08-069181 · rrd227582.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · SVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,461 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 205,313 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,687 performance shares are scheduled to vest on 12/19/09; (b) 39,376 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 146,250 performance shares are scheduled to vest no earlier than in three equal annual installments beginning 12/19/09 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:47 UTC |
St Dennis ThomasSenior Vice President
|
Tax withholdingCommon Stock | 36,599 | $10.13 | $370,747.87 |
DisclosureSEC source: 0001181431-08-069182 · rrd227584.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,651 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares consists of 273,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09; (b) 12,500 performance shares are scheduled to vest on 8/31/09; (c) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (d) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (e) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:48 UTC |
SPLINTER MICHAEL RDirector · President and CEO
|
Tax withholdingCommon Stock | 92,013 | $10.13 | $932,091.69 |
DisclosureSEC source: 0001181431-08-069183 · rrd227589.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,951 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continue to Footnote 3) F3 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:49 UTC |
Pinto MarkChief Technology Officer & SVP
|
Tax withholdingCommon Stock | 37,819 | $10.13 | $383,106.47 |
DisclosureSEC source: 0001181431-08-069184 · rrd227588.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,095 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 283,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,250 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:49 UTC |
Kerschbaum ManfredSenior Vice President
|
Tax withholdingCommon Stock | 35,743 | $10.13 | $362,076.59 |
DisclosureSEC source: 0001181431-08-069186 · rrd227580.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,370 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 225,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:50 UTC |
JANKER FRANZExecutive Vice President
|
Tax withholdingCommon Stock | 50,327 | $10.13 | $509,812.51 |
DisclosureSEC source: 0001181431-08-069188 · rrd227579.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,094 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 performance shares are scheduled to vest on 8/31/09; (b) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:51 UTC |
Davis George SSenior Vice President and CFO
|
Tax withholdingCommon Stock | 30,770 | $10.13 | $311,700.10 |
DisclosureSEC source: 0001181431-08-069189 · rrd227578.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,999.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 246,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,000 performance shares are scheduled to vest on 8/31/09; (b) 100,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 91,875 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 26,250 shares no earlier than on 12/19/09 and (ii) as to 26,250 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 16, 2008 Filed Dec 19, 2008 02:19 UTC |
St Dennis ThomasSenior Vice President
|
SaleCommon Stock | 34,000 | $10.48 | $356,320.00 |
DisclosureSEC source: 0001181431-08-068281 · rrd226763.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,250 F1 · balance_after: Number of shares consists of 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2008 Filed Dec 13, 2008 02:03 UTC |
Liebman Jeannette LGroup VP, Global HR
|
SaleCommon Stock | 2,152 | $10.39 | $22,361.43 |
DisclosureSEC source: 0001181431-08-067256 · rrd226302.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,343 F1 · balance_after: Number of shares includes 89,850 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 27,350 performance shares are scheduled to vest on 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| December 08, 2008 Filed Dec 11, 2008 01:32 UTC |
St Dennis ThomasSenior Vice President
|
SaleCommon Stock | 35,000 | $9.94 | $347,900.00 |
DisclosureSEC source: 0001181431-08-066806 · rrd226022.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,250 F1 · balance_after: Number of shares includes 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 01, 2008 Filed Jan 2, 2009 22:45 UTC |
SPLINTER MICHAEL RDirector · President and CEO
|
GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-000235 · rrd228251.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,651 F1 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: F2 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| November 26, 2008 Filed Jan 2, 2009 22:42 UTC |
MORGAN JAMES CDirector · Chairman of the Board
|
GiftCommon Stock | 165,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 2 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750,323 Read SEC document |
| November 26, 2008 Filed Jan 2, 2009 22:42 UTC |
MORGAN JAMES CDirector · Chairman of the Board
|
GiftCommon Stock | 165,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Morgan GRAT #4 Disclosed balance after: 0 Read SEC document |
| November 19, 2008 Filed Jan 2, 2009 22:45 UTC |
SPLINTER MICHAEL RDirector · President and CEO
|
GiftCommon Stock | 11,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-000235 · rrd228251.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,551 F1 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: F2 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| November 05, 2008 Filed Dec 31, 2008 00:21 UTC |
Liu Charles YSDirector
|
GiftCommon Stock | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-069763 · rrd227932.xml · nonDerivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · balance_after: Number of shares consists of 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). Read SEC document |
| October 29, 2008 Filed Oct 31, 2008 23:14 UTC |
Liu Charles YSDirector
|
Tax withholdingCommon Stock | 357 | $11.98 | $4,276.86 |
DisclosureSEC source: 0001181431-08-059232 · rrd222014.xml · nonDerivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,643 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). Read SEC document |
| September 23, 2008 Filed Sep 26, 2008 00:24 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-054538 · rrd219369.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents automatic initial grant of performance shares (restricted stock units) to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 9/23/2009 (subject to continued service as a director). Read SEC document |
| September 02, 2008 Filed Sep 4, 2008 00:24 UTC |
Almogy GiladSenior Vice President
|
SaleCommon Stock | 41,143 | $17.75 | $730,238.88 |
DisclosureSEC source: 0001181431-08-051438 · rrd217668.xml · nonDerivative · entry 2 Almogy Gilad · CIK 0001322086 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,743 F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 212,350 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 27,350 performance shares are scheduled to vest on 8/31/09; (b) 37,500 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (d) 60,000 performance shares are scheduled to vest in four equal annual installments beginning 1/1/09; and (e) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/09 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:22 UTC |
Liebman Jeannette LGroup VP, Global HR
|
Tax withholdingCommon Stock | 18,716 | $17.92 | $335,390.72 |
DisclosureSEC source: 0001181431-08-051435 · rrd217675.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,495 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 89,850 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 27,350 performance shares are scheduled to vest on 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:21 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 1,073 | $17.92 | $19,228.16 |
DisclosureSEC source: 0001181431-08-051434 · rrd217676.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,071 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 253,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,000 performance shares are scheduled to vest on 8/31/09, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 100,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:24 UTC |
Almogy GiladSenior Vice President
|
Tax withholdingCommon Stock | 9,426 | $17.92 | $168,913.92 |
DisclosureSEC source: 0001181431-08-051438 · rrd217668.xml · nonDerivative · entry 1 Almogy Gilad · CIK 0001322086 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,886 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 212,350 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 27,350 performance shares are scheduled to vest on 8/31/09; (b) 37,500 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (d) 60,000 performance shares are scheduled to vest in four equal annual installments beginning 1/1/09; and (e) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/09 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:23 UTC |
Davis George SSenior Vice President and CFO
|
Tax withholdingCommon Stock | 715 | $17.92 | $12,812.80 |
DisclosureSEC source: 0001181431-08-051436 · rrd217670.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,769.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 327,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,000 performance shares are scheduled to vest on 8/31/09, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 175,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:24 UTC |
St Dennis ThomasSenior Vice President
|
Tax withholdingCommon Stock | 4,469 | $17.92 | $80,084.48 |
DisclosureSEC source: 0001181431-08-051437 · rrd217680.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,250 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:25 UTC |
Pinto MarkChief Technology Officer & SVP
|
Tax withholdingCommon Stock | 2,235 | $17.92 | $40,051.20 |
DisclosureSEC source: 0001181431-08-051439 · rrd217669.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,914 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 375,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,250 performance shares are scheduled to vest on 8/31/09, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:26 UTC |
Kerschbaum ManfredSenior Vice President
|
Tax withholdingCommon Stock | 4,576 | $17.92 | $82,001.92 |
DisclosureSEC source: 0001181431-08-051440 · rrd217671.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,113 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 303,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest on 8/31/09, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:27 UTC |
Weatherford YvonneVP, Corporate Controller
|
Tax withholdingCommon Stock | 17,972 | $17.92 | $322,058.24 |
DisclosureSEC source: 0001181431-08-051442 · rrd217673.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,590 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 93,775 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 17,275 performance shares are scheduled to vest on 8/31/09; (b) 39,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:26 UTC |
KIFER RONGroup VP & CIO
|
Tax withholdingCommon Stock | 16,532 | $17.92 | $296,253.44 |
DisclosureSEC source: 0001181431-08-051441 · rrd217672.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,172 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 115,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,000 performance shares are scheduled to vest on 8/31/09; (b) 45,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 8,750 performance shares are scheduled to vest in two equal annual installments beginning 5/1/09; and (d) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:27 UTC |
SPLINTER MICHAEL RDirector · President and CEO
|
Tax withholdingCommon Stock | 4,469 | $17.92 | $80,084.48 |
DisclosureSEC source: 0001181431-08-051443 · rrd217677.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,964 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes (a) 112,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/08 (subject to continued employment), (b) 100,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment), and (c) 625,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. (Continued in footnote 3) F3 · balance_after: common stock upon vesting, which vesting is scheduled to occur as follows: 12,500 performance shares are scheduled to vest on 8/31/09; 262,500 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08; and, provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:28 UTC |
JANKER FRANZExecutive Vice President
|
Tax withholdingCommon Stock | 5,363 | $17.92 | $96,104.96 |
DisclosureSEC source: 0001181431-08-051444 · rrd217678.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,421 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 440,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 performance shares are scheduled to vest on 8/31/09, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:28 UTC |
Erad MenachemGroup VP
|
Tax withholdingCommon Stock | 18,233 | $17.92 | $326,735.36 |
DisclosureSEC source: 0001181431-08-051445 · rrd217679.xml · nonDerivative · entry 1 Erad Menachem · CIK 0001383972 · Group VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,267 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 88,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (b) 26,000 performance shares are scheduled to vest on 8/31/09; and (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-049219 · rrd216498.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 35,000 | $19.22 | $672,532.00 |
DisclosureSEC source: 0001181431-08-049219 · rrd216498.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,690 F1 · balance_after: Number of shares includes 256,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 100,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 35,000 | $16.28 | $569,625.00 |
DisclosureSEC source: 0001181431-08-049219 · rrd216498.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 256,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 100,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · derivative · entry 7 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2008-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $16.07 | $0.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · derivative · entry 6 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Weatherford YvonneVP, Corporate Controller
|
SaleCommon Stock | 24,000 | $19.26 | $462,314.40 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,108 F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionCommon Stock | 24,000 | $15.50 | $371,880.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 3 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Weatherford YvonneVP, Corporate Controller
|
SaleCommon Stock | 20,000 | $19.26 | $385,262.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 2 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,108 F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 15, 2008 Filed Aug 20, 2008 01:30 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionCommon Stock | 20,000 | $16.07 | $321,400.00 |
DisclosureSEC source: 0001181431-08-049222 · rrd216497.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 143,050 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,550 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; (b) 58,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC |
JANKER FRANZExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · derivative · entry 7 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC |
JANKER FRANZExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · derivative · entry 6 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC |
JANKER FRANZExecutive Vice President
|
SaleCommon Stock | 80,000 | $19.17 | $1,533,496.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 4 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,330 F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC |
JANKER FRANZExecutive Vice President
|
Exercise / conversionCommon Stock | 80,000 | $16.28 | $1,302,000.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 3 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC |
JANKER FRANZExecutive Vice President
|
SaleCommon Stock | 50,000 | $19.17 | $958,435.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,330 F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:01 UTC |
JANKER FRANZExecutive Vice President
|
Exercise / conversionCommon Stock | 50,000 | $16.28 | $813,750.00 |
DisclosureSEC source: 0001181431-08-048924 · rrd216321.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 455,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 30,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 225,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 200,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC |
Kerschbaum ManfredSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · derivative · entry 7 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC |
Kerschbaum ManfredSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · derivative · entry 6 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2008-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC |
Kerschbaum ManfredSenior Vice President
|
SaleCommon Stock | 70,000 | $19.11 | $1,337,980.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 4 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,689 F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 14, 2008 Filed Aug 19, 2008 00:02 UTC |
Kerschbaum ManfredSenior Vice President
|
Exercise / conversionCommon Stock | 70,000 | $16.28 | $1,139,250.00 |
DisclosureSEC source: 0001181431-08-048926 · rrd216320.xml · nonDerivative · entry 3 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 313,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 20,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.