Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | March 10, 2009 | March 13, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date March 10, 2009 · Filed March 13, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,191 |
Reported balance
After 2009-03-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-03-10 · Grant · Acquired 21,691 · Balance 29,191 F1: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director). F2: Number of shares includes 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director).
F2: Number of shares includes 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2009 Filed Mar 13, 2009 01:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 21,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-015438 · rrd237234.xml · nonDerivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,191 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/10 (subject to continued service as a director). F2 · balance_after: Number of shares includes 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). Read SEC document |
| November 05, 2008 Filed Dec 31, 2008 00:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-069763 · rrd227932.xml · nonDerivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · balance_after: Number of shares consists of 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). Read SEC document |
| October 29, 2008 Filed Oct 31, 2008 23:14 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 357 | $11.98 | $4,276.86 |
DisclosureSEC source: 0001181431-08-059232 · rrd222014.xml · nonDerivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,643 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 7,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 10/29/09 (subject to continued service as a director through each vesting date). Read SEC document |
| October 29, 2007 Filed Nov 1, 2007 00:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065214 · rrd176208.xml · nonDerivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). Read SEC document |
| October 30, 2006 Filed Nov 2, 2006 02:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.35 | $0.00 |
DisclosureSEC source: 0001181431-06-061080 · rrd134758.xml · derivative · entry 1 Liu Charles YS · CIK 0001339366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2013-10-30 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on October 30, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.