Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Group VP | August 31, 2008 | September 04, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date August 31, 2008 · Filed September 04, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,267 |
Reported balance
After 2008-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-08-31 · Tax withholding · Disposed 18,233 · Balance 121,267 F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Number of shares includes 88,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (b) 26,000 performance shares are scheduled to vest on 8/31/09; and (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Number of shares includes 88,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (b) 26,000 performance shares are scheduled to vest on 8/31/09; and (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2008 Filed Sep 4, 2008 00:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 18,233 | $17.92 | $326,735.36 |
DisclosureSEC source: 0001181431-08-051445 · rrd217679.xml · nonDerivative · entry 1 Erad Menachem · CIK 0001383972 · Group VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,267 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 88,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (b) 26,000 performance shares are scheduled to vest on 8/31/09; and (c) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075167 · rrd182018.xml · nonDerivative · entry 1 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 8/31/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · derivative · entry 10 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2012-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 15,000 shares became exercisable on each of 8/31/06 and 8/31/07; and 15,000 shares become exercisable on each of 8/31/08 and 8/31/09 (subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,750 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · derivative · entry 9 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires 2011-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 18,750 shares became exercisable on each of 7/15/05, 7/15/06 and 7/15/07; and 18,750 shares become exercisable on 7/15/08 (subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $15.07 | $0.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · derivative · entry 8 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2009-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 24,736 | $21.40 | $529,350.40 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 7 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,500 F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 15,000 | $21.40 | $321,000.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 6 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,236 F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 15,000 | $18.64 | $279,600.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 5 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 18,750 | $21.40 | $401,250.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 4 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,236 F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 18,750 | $16.12 | $302,250.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 3 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 35,000 | $21.40 | $749,000.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 2 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,236 F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| October 03, 2007 Filed Oct 6, 2007 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 35,000 | $15.07 | $527,450.00 |
DisclosureSEC source: 0001181431-07-061223 · rrd174537.xml · nonDerivative · entry 1 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 89,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 13,764 | $21.36 | $293,999.04 |
DisclosureSEC source: 0001181431-07-056073 · rrd171595.xml · nonDerivative · entry 1 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,236 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 89,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 52,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| June 22, 2007 Filed Jun 27, 2007 01:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001181431-07-042251 · rrd164018.xml · derivative · entry 3 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 15,000 shares Expires 2012-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 15,000 shares became exercisable on 8/31/06 and 15,000 shares become exercisable on each of 8/31/07, 8/31/08 and 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| June 22, 2007 Filed Jun 27, 2007 01:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 15,000 | $20.12 | $301,800.00 |
DisclosureSEC source: 0001181431-07-042251 · rrd164018.xml · nonDerivative · entry 2 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,000 F1 · balance_after: Number of shares includes 128,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07; and 78,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (all vesting is subject to continued employment). Read SEC document |
| June 22, 2007 Filed Jun 27, 2007 01:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 15,000 | $18.64 | $279,600.00 |
DisclosureSEC source: 0001181431-07-042251 · rrd164018.xml · nonDerivative · entry 1 Erad Menachem · CIK 0001383972 · Group VP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 128,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07; and 78,000 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (all vesting is subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.