Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Group VP, Global HR | December 10, 2008 | December 13, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 10, 2008 · Filed December 13, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,343 |
Reported balance
After 2008-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-12-10 · Sale · Disposed 2,152 · Balance 149,343 F1: Number of shares includes 89,850 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 27,350 performance shares are scheduled to vest on 8/31/09 (all vesting is subject to continued employment). |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares includes 89,850 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 27,350 performance shares are scheduled to vest on 8/31/09 (all vesting is subject to continued employment).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2008 Filed Dec 13, 2008 02:03 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 2,152 | $10.39 | $22,361.43 |
DisclosureSEC source: 0001181431-08-067256 · rrd226302.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,343 F1 · balance_after: Number of shares includes 89,850 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 27,350 performance shares are scheduled to vest on 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:22 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 18,716 | $17.92 | $335,390.72 |
DisclosureSEC source: 0001181431-08-051435 · rrd217675.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,495 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 89,850 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09; (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; and (c) 27,350 performance shares are scheduled to vest on 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| June 17, 2008 Filed Jun 19, 2008 01:30 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 4,304 | $20.50 | $88,232.00 |
DisclosureSEC source: 0001181431-08-039625 · rrd211215.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,757 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 142,200 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/08; 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 54,700 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075169 · rrd182014.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,607 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 8/31/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 92,200 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 54,700 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:56 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 14,247 | $21.36 | $304,315.92 |
DisclosureSEC source: 0001181431-07-056081 · rrd171599.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,607 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 92,200 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/08; and 54,700 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08 (all vesting is subject to continued employment). Read SEC document |
| August 21, 2007 Filed Aug 24, 2007 01:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0001181431-07-053978 · rrd170454.xml · derivative · entry 3 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 75,000 shares Expires 2011-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25,000 shares became exercisable on each of 7/15/05, 7/15/06 and 7/15/07; and 25,000 shares become exercisable on 7/15/08, subject to continued employment. Read SEC document |
| August 21, 2007 Filed Aug 24, 2007 01:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 75,000 | $20.92 | $1,569,000.00 |
DisclosureSEC source: 0001181431-07-053978 · rrd170454.xml · nonDerivative · entry 2 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,400 F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 132,050 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07 and 82,050 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (subject to continued employment). Read SEC document |
| August 21, 2007 Filed Aug 24, 2007 01:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 75,000 | $16.12 | $1,209,000.00 |
DisclosureSEC source: 0001181431-07-053978 · rrd170454.xml · nonDerivative · entry 1 Liebman Jeannette L · CIK 0001383973 · Group VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 132,050 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in four equal annual installments beginning 8/31/07 and 82,050 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07 (subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.