Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC |
Weatherford YvonneVP, Corporate Controller
|
SaleCommon Stock | 14,000 | $12.43 | $174,022.80 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 4 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,290 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionCommon Stock | 14,000 | $11.75 | $164,500.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 3 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC |
Weatherford YvonneVP, Corporate Controller
|
SaleCommon Stock | 10,000 | $12.43 | $124,302.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 2 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,290 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:18 UTC |
Weatherford YvonneVP, Corporate Controller
|
Exercise / conversionCommon Stock | 10,000 | $11.75 | $117,500.00 |
DisclosureSEC source: 0001181431-10-013798 · rrd268425.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 94,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (c) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 2/1/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 22, 2010 Filed Feb 25, 2010 02:13 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 50,000 | $12.40 | $619,900.00 |
DisclosureSEC source: 0001181431-10-011709 · rrd267416.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,381 F1 · balance_after: Number of shares includes 240,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11; and (d) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 22, 2010 Filed Aug 28, 2010 01:28 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GiftCommon Stock | 12,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-044720 · rrd285045.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,625 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes: (a) 152,500 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 37,500 shares are scheduled to vest on 12/19/10; (ii) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (iii) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (1) as to 22,500 shares no earlier than on 12/19/10 and (2) as to 7,500 shares no earlier than on 12/19/11; and (iv) provided specified performance goals are achieved, 50,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date); and (Continued in footnote 2) F2 · balance_after: (b) 665,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows:(i) 87,500 performance shares are scheduled to vest on 12/19/10; (ii) 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (iii) provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest: (1) as to 78,750 shares no earlier than on 12/19/10 and (2) as to 26,250 shares no earlier than on 12/19/11; and (iv) provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| February 16, 2010 Filed Feb 19, 2010 02:43 UTC |
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-010412 · rrd266723.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2011 (all vesting is subject to continued employment through each vest date). F1 · balance_after: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2011 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:04 UTC |
Davis George SExecutive Vice President & CFO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004181 · rrd263469.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,462.5476 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 163,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 61,250 performance shares are scheduled to vest in two equal installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 39,375 shares no earlier than 12/19/10 and (ii) as to 13,125 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:05 UTC |
Humiston Mary ECorp. VP, Global HR
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004182 · rrd263470.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Corp. VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,721 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 97,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 7/1/2010 and (b) 60,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:06 UTC |
JANKER FRANZExecutive Vice President
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004183 · rrd263471.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,563 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 205,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:06 UTC |
Kerschbaum ManfredSenior Vice President
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004184 · rrd263472.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:07 UTC |
KIFER RONGroup VP & CIO
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004185 · rrd263473.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,875 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 51,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 performance shares are scheduled to vest on 8/31/10; (b) 4,375 performance shares are scheduled to vest on 5/1/10; and (c) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:08 UTC |
Pappis Charles CCorp.VP, GM AGS
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004186 · rrd263474.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Corp.VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,709.9165 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 30,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 performance shares are scheduled to vest on 8/31/2010 and (b) 18,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/2010 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:08 UTC |
Pinto MarkChief Technology Officer & EVP
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004187 · rrd263475.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,695 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 186,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than on 12/19/10 and (ii) as to 15,000 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:09 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004188 · rrd263476.xml · nonDerivative · entry 3 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,529 F4 · shares: Represents shares of restricted stock that will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F1 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment through the vest date); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment through each vest date); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment through the vest date); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:09 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004188 · rrd263476.xml · nonDerivative · entry 2 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,529 F3 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F1 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment through the vest date); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment through each vest date); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment through the vest date); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:09 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004189 · rrd263477.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,381 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 115,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:10 UTC |
Thakur RandhirEVP & General Manager
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004190 · rrd263478.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,319 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 185,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,375 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (b) provided specified performance goals are achieved, 146,250 performance shares are scheduled to vest (i) as to 97,500 shares no earlier than 12/19/10 and (ii) as to 48,750 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 02:10 UTC |
Weatherford YvonneVP, Corporate Controller
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004191 · rrd263479.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,666 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 44,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10 and (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vest date). Read SEC document |
| January 08, 2010 Filed Jan 13, 2010 01:34 UTC |
Kerschbaum ManfredSenior Vice President
|
SaleCommon Stock | 47,889 | $14.50 | $694,390.50 |
DisclosureSEC source: 0001181431-10-002805 · rrd262675.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 F1 · balance_after: Number of shares consists of 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| January 04, 2010 Filed Jan 7, 2010 02:48 UTC |
JANKER FRANZExecutive Vice President
|
SaleCommon Stock | 64,492 | $14.33 | $924,170.36 |
DisclosureSEC source: 0001181431-10-002035 · rrd262287.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,563 F1 · balance_after: Number of shares includes 205,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 24, 2009 Filed Jan 22, 2010 02:09 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
GiftCommon Stock | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004188 · rrd263476.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,529 F1 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment through the vest date); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment through each vest date); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment through the vest date); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2) F2 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 23, 2009 Filed Dec 29, 2009 01:36 UTC |
Thakur RandhirEVP & General Manager
|
SaleCommon Stock | 15,614 | $14.02 | $218,908.28 |
DisclosureSEC source: 0001181431-09-058838 · rrd260954.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,319 F1 · balance_after: Number of shares includes 185,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,375 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (b) provided specified performance goals are achieved, 146,250 performance shares are scheduled to vest (i) as to 97,500 shares no earlier than 12/19/10 and (ii) as to 48,750 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vest date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:36 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 89,015 | $13.62 | $1,212,384.30 |
DisclosureSEC source: 0001181431-09-058372 · rrd260775.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,245 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued to footnote 3) F3 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:36 UTC |
Pinto MarkChief Technology Officer & EVP
|
Tax withholdingCommon Stock | 35,859 | $13.62 | $488,399.58 |
DisclosureSEC source: 0001181431-09-058373 · rrd260774.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,695 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 186,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than on 12/19/10 and (ii) as to 15,000 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:37 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 24,759 | $13.62 | $337,217.58 |
DisclosureSEC source: 0001181431-09-058375 · rrd260773.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,381 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 115,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:37 UTC |
Kerschbaum ManfredSenior Vice President
|
Tax withholdingCommon Stock | 30,236 | $13.62 | $411,814.32 |
DisclosureSEC source: 0001181431-09-058376 · rrd260772.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,389 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 137,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,250 performance shares are scheduled to vest on 12/19/10; (b) 43,750 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 28,125 shares no earlier than 12/19/10 and (ii) as to 9,375 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:38 UTC |
JANKER FRANZExecutive Vice President
|
Tax withholdingCommon Stock | 45,508 | $13.62 | $619,818.96 |
DisclosureSEC source: 0001181431-09-058377 · rrd260771.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,055 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 205,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 75,000 performance shares are scheduled to vest on 12/19/10; (b) 70,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 45,000 shares no earlier than 12/19/10 and (ii) as to 15,000 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:38 UTC |
Thakur RandhirEVP & General Manager
|
Tax withholdingCommon Stock | 7,222 | $13.62 | $98,363.64 |
DisclosureSEC source: 0001181431-09-058378 · rrd260769.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,933 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 185,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,375 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and (b) provided specified performance goals are achieved, 146,250 performance shares are scheduled to vest (i) as to 97,500 shares no earlier than 12/19/10 and (ii) as to 48,750 shares no earlier than 12/19/11 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2009 Filed Dec 23, 2009 02:39 UTC |
Davis George SExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 30,516 | $13.62 | $415,627.92 |
DisclosureSEC source: 0001181431-09-058379 · rrd260768.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,462.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 163,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 61,250 performance shares are scheduled to vest in two equal installments beginning 12/19/10; and (c) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 39,375 shares no earlier than 12/19/10 and (ii) as to 13,125 shares no earlier than 12/19/11 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| December 07, 2009 Filed Dec 10, 2009 00:58 UTC |
JAMES SUSAN M.Director
|
GrantCommon Stock | 3,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-055877 · rrd259439.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845 F1 · shares: Represents automatic initial grant of performance shares (restricted stock units) to non-employee director upon appointment to the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,883 shares are scheduled to vest in three equal annual installments beginning 12/7/2010 and (b) 962 shares are scheduled to vest on 12/7/2013 (all vesting is subject to continued service as a director through each vesting date). Read SEC document |
| November 20, 2009 Filed Nov 25, 2009 01:51 UTC |
JANKER FRANZExecutive Vice President
|
SaleCommon Stock | 9,552 | $12.36 | $118,062.72 |
DisclosureSEC source: 0001181431-09-053625 · rrd258152.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,563 F1 · balance_after: Number of shares includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| September 03, 2009 Filed Sep 4, 2009 23:59 UTC |
KIFER RONGroup VP & CIO
|
SaleCommon Stock | 44,235 | $13.11 | $579,920.85 |
DisclosureSEC source: 0001181431-09-042890 · rrd252431.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,875 F1 · balance_after: Number of shares consists of 51,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 performance shares are scheduled to vest on 8/31/10; (b) 4,375 performance shares are scheduled to vest on 5/1/10; and (c) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| September 02, 2009 Filed Sep 3, 2009 01:30 UTC |
JANKER FRANZExecutive Vice President
|
SaleCommon Stock | 9,637 | $12.96 | $124,914.79 |
DisclosureSEC source: 0001181431-09-042579 · rrd252154.xml · nonDerivative · entry 2 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,115 F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 01:28 UTC |
Kerschbaum ManfredSenior Vice President
|
SaleCommon Stock | 91,169 | $12.95 | $1,180,638.55 |
DisclosureSEC source: 0001181431-09-042573 · rrd252160.xml · nonDerivative · entry 2 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,625 F2 · balance_after: Number of shares includes 215,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:28 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 4,469 | $13.18 | $58,901.42 |
DisclosureSEC source: 0001181431-09-042572 · rrd252161.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,260 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09; (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (continued in Footnote 3) F3 · balance_after: (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10; and (d) 463,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:28 UTC |
Kerschbaum ManfredSenior Vice President
|
Tax withholdingCommon Stock | 3,576 | $13.18 | $47,131.68 |
DisclosureSEC source: 0001181431-09-042573 · rrd252160.xml · nonDerivative · entry 1 Kerschbaum Manfred · CIK 0001322089 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,794 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 215,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 65,625 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 37,500 performance shares are scheduled to vest (i) as to 18,750 shares no earlier than on 12/19/09 and (ii) as to 18,750 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:28 UTC |
St Dennis ThomasSenior Vice President
|
Tax withholdingCommon Stock | 4,469 | $13.18 | $58,901.42 |
DisclosureSEC source: 0001181431-09-042574 · rrd252159.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,938 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:28 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 1,073 | $13.18 | $14,142.14 |
DisclosureSEC source: 0001181431-09-042575 · rrd252158.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,140 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 182,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 100,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 52,500 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:29 UTC |
Weatherford YvonneVP, Corporate Controller
|
Tax withholdingCommon Stock | 17,618 | $13.18 | $232,205.24 |
DisclosureSEC source: 0001181431-09-042576 · rrd252157.xml · nonDerivative · entry 1 Weatherford Yvonne · CIK 0001322091 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,666 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 44,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 19,500 performance shares are scheduled to vest on 8/31/10 and (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:29 UTC |
Pinto MarkChief Technology Officer & SVP
|
Tax withholdingCommon Stock | 2,235 | $13.18 | $29,457.30 |
DisclosureSEC source: 0001181431-09-042577 · rrd252156.xml · nonDerivative · entry 1 Pinto Mark · CIK 0001322093 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,554 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 277,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:29 UTC |
KIFER RONGroup VP & CIO
|
Tax withholdingCommon Stock | 15,607 | $13.18 | $205,700.26 |
DisclosureSEC source: 0001181431-09-042578 · rrd252155.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,110 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 51,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 performance shares are scheduled to vest on 8/31/10; (b) 4,375 performance shares are scheduled to vest on 5/1/10; and (c) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:30 UTC |
JANKER FRANZExecutive Vice President
|
Tax withholdingCommon Stock | 5,363 | $13.18 | $70,684.34 |
DisclosureSEC source: 0001181431-09-042579 · rrd252154.xml · nonDerivative · entry 1 JANKER FRANZ · CIK 0001247273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,752 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:30 UTC |
Davis George SSenior Vice President and CFO
|
Tax withholdingCommon Stock | 715 | $13.18 | $9,423.70 |
DisclosureSEC source: 0001181431-09-042580 · rrd252153.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,978.5476 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 244,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 100,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 91,875 performance shares are scheduled to vest in three equal installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 52,500 performance shares are scheduled to vest (i) as to 26,250 shares no earlier than on 12/19/09 and (ii) as to 26,250 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| August 13, 2009 Filed Aug 17, 2009 23:51 UTC |
KIFER RONGroup VP & CIO
|
SaleCommon Stock | 26,969 | $13.68 | $368,935.92 |
DisclosureSEC source: 0001181431-09-040003 · rrd250835.xml · nonDerivative · entry 1 KIFER RON · CIK 0001366342 · Group VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,875 F1 · balance_after: Number of shares consists of 110,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,000 performance shares are scheduled to vest on 8/31/09; (b) 45,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/09; (c) 4,375 performance shares are scheduled to vest on 5/1/10; and (d) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/09 (all vesting is subject to continued employment). Read SEC document |
| August 13, 2009 Filed Aug 17, 2009 23:50 UTC |
ROELANDTS WILLEM PDirector
|
PurchaseCommon Stock | 16,300 | $13.84 | $225,668.61 |
DisclosureSEC source: 0001181431-09-040002 · rrd250836.xml · nonDerivative · entry 1 ROELANDTS WILLEM P · CIK 0001232254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,116 F1 · balance_after: Number of shares includes 29,191 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 7,500 performance shares are scheduled to vest in three equal annual installments beginning 10/29/09 and (b) 21,691 performance shares are scheduled to vest in four equal annual installments beginning 3/1/10 (all vesting is subject to continued service as a director through each vesting date). Read SEC document |
| July 29, 2009 Filed Oct 23, 2009 01:47 UTC |
POWELL DENNIS DDirector
|
OtherCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-048309 · rrd255410.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,491 F1 · shares: Disposal of shares were in connection with a domestic relations order exempt under Rule 16a-12. F2 · balance_after: Number of shares includes 31,691 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 performance shares are scheduled to vest in two equal annual installments beginning 9/11/10 and (b) 21,691 performance shares are scheduled to vest in four equal annual installments beginning 3/1/10 (all vesting is subject to continued service as a director through each vesting date). Read SEC document |
| July 15, 2009 Filed Jul 18, 2009 00:01 UTC |
St Dennis ThomasSenior Vice President
|
Tax withholdingCommon Stock | 8,938 | $12.31 | $110,026.78 |
DisclosureSEC source: 0001181431-09-035725 · rrd248672.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,543 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 248,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| July 01, 2009 Filed Jul 7, 2009 00:31 UTC |
Humiston Mary ECorp. VP, Global HR
|
Tax withholdingCommon Stock | 4,469 | $11.13 | $49,739.97 |
DisclosureSEC source: 0001181431-09-034467 · rrd247888.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Corp. VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,531 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 97,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 performance shares are scheduled to vest in three equal annual installments beginning 7/1/2010 and (b) 60,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2010 (all vesting is subject to continued employment). Read SEC document |
| June 22, 2009 Filed Jun 25, 2009 01:22 UTC |
Humiston Mary ECorp. VP, Global HR
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-032098 · rrd246674.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Corp. VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 7/1/2010 (subject to continued employment). F2 · balance_after: Number of shares includes 70,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2009 and (b) 20,000 performance shares are scheduled to vest in four equal annual installments beginning 7/1/2010 (all vesting is subject to continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.