Tapewire

Nasdaq · USD

AMAT

APPLIED MATERIALS INC /DE

Export transactions ↓
Tapewire entity
2812
SEC CIK
0000006951
Parsed reports
1,190

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2013 Filed May 22, 2013 20:40 UTC
SPLINTER MICHAEL RDirector · Chairman and CEO
GiftCommon Stock 12,684 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-017857 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249,444

F1 · balance_after: Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 26, 2013 Filed Mar 27, 2013 21:57 UTC SaleCommon Stock 6,000 $13.40 $80,400.00
Disclosure

SEC source: 0001127602-13-012134 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,845

F1 · balance_after: Number of shares includes 24,958 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).

Read SEC document
March 14, 2013 Filed Mar 18, 2013 23:40 UTC
Thakur RandhirEVP & GM, Silicon Systems
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001127602-13-011192 · form4.xml · derivative · entry 5

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 200,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares became exercisable in three equal annual installments beginning on April 1, 2010.

Read SEC document
March 14, 2013 Filed Mar 18, 2013 23:40 UTC
Thakur RandhirEVP & GM, Silicon Systems
SaleCommon Stock 50,000 $13.67 $683,500.00
Disclosure

SEC source: 0001127602-13-011192 · form4.xml · nonDerivative · entry 3

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,460

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.66 to $13.70, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 985,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 14, 2013 Filed Mar 18, 2013 23:40 UTC
Thakur RandhirEVP & GM, Silicon Systems
SaleCommon Stock 200,000 $13.67 $2,734,000.00
Disclosure

SEC source: 0001127602-13-011192 · form4.xml · nonDerivative · entry 2

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,460

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.65 to $13.70, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 985,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 14, 2013 Filed Mar 18, 2013 23:40 UTC
Thakur RandhirEVP & GM, Silicon Systems
Exercise / conversionCommon Stock 200,000 $8.58 $1,716,000.00
Disclosure

SEC source: 0001127602-13-011192 · form4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 985,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 7, 2013 01:39 UTC
Kerley JayGVP, Chief Information Officer
SaleCommon Stock 651 $13.75 $8,951.25
Disclosure

SEC source: 0001127602-13-009778 · form4.xml · nonDerivative · entry 2

Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,125

F2 · balance_after: Number of shares includes 89,125 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 4,750 units are scheduled to vest in July 2013; (b) 3,750 units are scheduled to vest in December 2013; (c) 73,125 units are scheduled to vest during each January of 2014 through 2017; and (d) 7,500 units are scheduled to vest in February 2014 (subject to continued employment through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:22 UTC
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
SaleCommon Stock 651 $13.74 $8,944.74
Disclosure

SEC source: 0001127602-13-009995 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,250

F1 · shares: Shares were acquired in February 2013 in a transaction under the Employees' Stock Purchase Plan that is exempt under Rule 16a-10 and Rule 16b-3.

F2 · balance_after: Number of shares consists of 108,250 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 units are scheduled to vest in installments during each April of 2013 and 2014; (b) 68,250 units are scheduled to vest in installments during each January of 2014 through 2017; and (c) 15,000 units are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:26 UTC
DE GEUS AARTDirector
GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009996 · form4.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,845

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (all vesting is subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:38 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009997 · form4.xml · nonDerivative · entry 1

Forrest Stephen R · CIK 0001437592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,145

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:43 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009999 · form4.xml · nonDerivative · entry 1

JAMES SUSAN M. · CIK 0001430130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,999

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Ms. James' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 46,560 restricted stock units previously reported, of which (a) 35,196 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, (b) 962 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in December 2013, and (c) 10,402 units are scheduled to vest in installments during each March of 2014 and 2015 and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:40 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009998 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,845

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:45 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010000 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,423

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:47 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010001 · form4.xml · nonDerivative · entry 1

PARKER GERHARD H · CIK 0001131060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,645

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes: (a) 10,402 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (subject to continued service as a director through each applicable vest date); and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust.

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:50 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010002 · form4.xml · nonDerivative · entry 1

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,645

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Mr. Powell's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 48,752 restricted stock units previously reported, of which (a) 38,350 units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board and (b) 10,402 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (all vesting is subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:52 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010003 · form4.xml · nonDerivative · entry 1

ROELANDTS WILLEM P · CIK 0001232254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,270

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on March 1, 2014 (subject to continued service as a director through the vest date).

F2 · balance_after: Number of shares includes 32,093 restricted stock units previously reported, of which (a) 21,691 units have vested and which, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board and (b) 10,402 units will be converted in the future on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2014 and 2015 (all vesting is subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:54 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010004 · form4.xml · nonDerivative · entry 1

ROGERS JAMES E · CIK 0001024251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,776.178

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Mr. Rogers' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 67,289 restricted stock units previously reported, of which (a) 56,887 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board and (b) 10,402 units are scheduled to vest in installments during each March of 2014 and 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date).

Read SEC document
March 05, 2013 Filed Mar 8, 2013 00:56 UTC GrantCommon Stock 14,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010005 · form4.xml · nonDerivative · entry 1

SWAN ROBERT HOLMES · CIK 0001218363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,735

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2014 (subject to continued service as a director through the vest date). Pursuant to Mr. Swan's election to defer, any shares that vest from this grant will be converted to shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 28,939 restricted stock units previously reported, of which (a) 18,537 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Board and (b) 10,402 units are scheduled to vest in installments during each March of 2014 and 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each applicable vest date).

Read SEC document
March 04, 2013 Filed Mar 7, 2013 01:39 UTC
Kerley JayGVP, Chief Information Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-009778 · form4.xml · nonDerivative · entry 1

Kerley Jay · CIK 0001571215 · GVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,776

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning April 1, 2014 (subject to continued employment through each applicable vest date).

F2 · balance_after: Number of shares includes 89,125 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 4,750 units are scheduled to vest in July 2013; (b) 3,750 units are scheduled to vest in December 2013; (c) 73,125 units are scheduled to vest during each January of 2014 through 2017; and (d) 7,500 units are scheduled to vest in February 2014 (subject to continued employment through each applicable vest date).

Read SEC document
March 04, 2013 Filed Nov 13, 2013 21:53 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
SaleCommon Stock 651 $13.52 $8,801.52
Disclosure

SEC source: 0001127602-13-031506 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,954

F1 · shares: Shares were acquired in February 2013 in a transaction under the Employees' Stock Purchase Plan that is exempt under Rule 16a-10 and Rule 16b-3.

F2 · balance_after: Number of shares includes 220,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 80,000 shares are scheduled to vest in installments during each November of 2013 and 2014; (b) 40,000 shares are scheduled to vest in installments during each January of 2014 through 2017; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:10 UTC
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
Tax withholdingCommon Stock 18,682 $13.59 $253,888.38
Disclosure

SEC source: 0001127602-13-009482 · form4.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,418

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 581,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,750 shares are scheduled to vest in March 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
March 01, 2013 Filed Mar 18, 2013 23:37 UTC Amendment
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
Tax withholdingCommon Stock 18,218 $13.59 $247,582.62
Disclosure

SEC source: 0001127602-13-011189 · form4a.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,882

F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 18,218 shares (not 18,682 shares) should have been reported as withheld on Mr. Flanagan's Form 4 filed March 5, 2013.

F2 · balance_after: Number of shares includes 581,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,750 shares are scheduled to vest in March 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 28, 2013 Filed Mar 4, 2013 21:42 UTC
SPLINTER MICHAEL RDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001127602-13-009049 · form4.xml · derivative · entry 5

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 600,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares became exercisable in three equal annual installments beginning on April 1, 2010.

Read SEC document
February 28, 2013 Filed Mar 4, 2013 21:42 UTC
SPLINTER MICHAEL RDirector · Chairman and CEO
SaleCommon Stock 590,000 $13.78 $8,130,200.00
Disclosure

SEC source: 0001127602-13-009049 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262,128

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $13.85, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 28, 2013 Filed Mar 4, 2013 21:42 UTC
SPLINTER MICHAEL RDirector · Chairman and CEO
Exercise / conversionCommon Stock 600,000 $8.58 $5,148,000.00
Disclosure

SEC source: 0001127602-13-009049 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,852,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents an exercise of a portion of a stock option granted on March 9, 2009 that will expire on March 9, 2014, if not exercised. There have been no prior exercises with respect to this option. Following the exercise reported on this Form 4, the reporting person remains in compliance with the ownership requirements under Applied Materials, Inc.'s Stock Ownership Guidelines.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 25, 2013 Filed Feb 28, 2013 02:04 UTC
HALLIDAY ROBERT JSenior Vice President & CFO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-008450 · form4.xml · nonDerivative · entry 1

HALLIDAY ROBERT J · CIK 0001192445 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,954

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 120,000 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 80,000 shares are scheduled to vest in installments during each November of 2013 and 2014; and (b) 40,000 shares are scheduled to vest in installments during each January of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 19, 2013 Filed Feb 21, 2013 00:02 UTC
Nalamasu OmkaramGroup VP, CTO
SaleCommon Stock 8,710 $13.82 $120,372.20
Disclosure

SEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 4

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,685

F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
February 19, 2013 Filed Feb 21, 2013 00:02 UTC
Nalamasu OmkaramGroup VP, CTO
SaleCommon Stock 2,400 $13.81 $33,144.00
Disclosure

SEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 3

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,395

F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
February 19, 2013 Filed Feb 21, 2013 00:02 UTC
Nalamasu OmkaramGroup VP, CTO
SaleCommon Stock 5,500 $13.80 $75,900.00
Disclosure

SEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,795

F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
February 19, 2013 Filed Feb 21, 2013 00:02 UTC
Nalamasu OmkaramGroup VP, CTO
SaleCommon Stock 3,800 $13.79 $52,402.00
Disclosure

SEC source: 0001127602-13-007163 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,295

F1 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
February 15, 2013 Filed Feb 19, 2013 22:26 UTC
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
SaleCommon Stock 8,591 $13.76 $118,212.16
Disclosure

SEC source: 0001127602-13-006822 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,250

F1 · balance_after: Number of shares consists of 108,250 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 68,250 shares are scheduled to vest in installments during each January of 2014 through 2017; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
February 01, 2013 Filed Feb 5, 2013 23:11 UTC
Nalamasu OmkaramGroup VP, CTO
Tax withholdingCommon Stock 4,301 $13.17 $56,644.17
Disclosure

SEC source: 0001127602-13-004399 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,095

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 366,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 19,000 shares are scheduled to vest in installments during each February of 2014 and 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
January 01, 2013 Filed Jan 4, 2013 02:35 UTC
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 7,171 $11.44 $82,036.24
Disclosure

SEC source: 0001127602-13-000990 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,454

F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 108,250 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 68,250 shares are scheduled to vest in installments during each January of 2014 through 2017; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
January 01, 2013 Filed Jan 4, 2013 02:37 UTC
Nalamasu OmkaramGroup VP, CTO
Tax withholdingCommon Stock 5,539 $11.44 $63,366.16
Disclosure

SEC source: 0001127602-13-000991 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,253

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 377,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
January 01, 2013 Filed Jan 24, 2013 02:45 UTC Amendment
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 6,784 $11.44 $77,608.96
Disclosure

SEC source: 0001127602-13-002500 · form4a.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,841

F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 6,784 shares (not 7,171 shares) should have been reported as withheld on Mr. Timko's Form 4 filed January 3, 2013.

F2 · price: Number of shares has been increased from the number of shares reported on Mr. Timko's Form 4 filed January 3, 2013 to reflect the correct number of shares withheld upon the vesting of restricted stock units. Number of shares includes 108,250 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 68,250 shares are scheduled to vest in installments during each January of 2014 through 2017; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
January 01, 2013 Filed Jan 24, 2013 02:47 UTC Amendment
Nalamasu OmkaramGroup VP, CTO
Tax withholdingCommon Stock 5,396 $11.44 $61,730.24
Disclosure

SEC source: 0001127602-13-002502 · form4a.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,396

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 5,396 shares (not 5,539 shares) should have been reported as withheld on Dr. Nalamasu's Form 4 filed January 3, 2013.

F2 · balance_after: Number of shares has been increased from the number of shares reported on Dr. Nalamasu's Form 4 filed January 3, 2013 to reflect the corrected number of shares withheld upon the vesting of performance shares. Number of shares includes 377,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 21, 2012 Filed Dec 22, 2012 02:23 UTC
Pappis Charles CGroup VP, GM AGS
SaleCommon Stock 24,112 $11.34 $273,430.08
Disclosure

SEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 3

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,834.9165

F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 21, 2012 Filed Dec 22, 2012 02:23 UTC
Pappis Charles CGroup VP, GM AGS
SaleCommon Stock 11,900 $11.33 $134,827.00
Disclosure

SEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,946.9165

F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 20, 2012 Filed Dec 22, 2012 02:25 UTC
Thakur RandhirEVP & GM, Silicon Systems
SaleCommon Stock 28,500 $11.28 $321,480.00
Disclosure

SEC source: 0001127602-12-034916 · form4.xml · nonDerivative · entry 2

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156,809

F2 · balance_after: Number of shares includes: (a) 985,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:17 UTC
Davis George SExecutive Vice President & CFO
Tax withholdingCommon Stock 45,688 $11.34 $518,101.92
Disclosure

SEC source: 0001127602-12-034910 · form4.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,742.5476

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 785,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:18 UTC
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
Tax withholdingCommon Stock 15,725 $11.34 $178,321.50
Disclosure

SEC source: 0001127602-12-034911 · form4.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,100

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 625,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 87,500 shares are scheduled to vest in installments during each March of 2013 and 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:20 UTC
Kerschbaum ManfredSenior Vice President
Tax withholdingCommon Stock 20,146 $11.34 $228,455.64
Disclosure

SEC source: 0001127602-12-034913 · form4.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,545

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 198,125 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 75,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:19 UTC
Humiston Mary ESenior VP, Global HR
Tax withholdingCommon Stock 29,467 $11.34 $334,155.78
Disclosure

SEC source: 0001127602-12-034912 · form4.xml · nonDerivative · entry 1

Humiston Mary E · CIK 0001466931 · Senior VP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,950

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 544,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (c) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (e) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:23 UTC
Pappis Charles CGroup VP, GM AGS
Tax withholdingCommon Stock 20,863 $11.34 $236,586.42
Disclosure

SEC source: 0001127602-12-034914 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,846.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 410,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 88,125 shares are scheduled to vest in installments during each December of 2013 and 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:24 UTC
SPLINTER MICHAEL RDirector · Chairman and CEO
Tax withholdingCommon Stock 90,794 $11.34 $1,029,603.96
Disclosure

SEC source: 0001127602-12-034915 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251,477

F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares and vesting of shares of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 19, 2012 Filed Dec 22, 2012 02:25 UTC
Thakur RandhirEVP & GM, Silicon Systems
Tax withholdingCommon Stock 45,679 $11.34 $517,999.86
Disclosure

SEC source: 0001127602-12-034916 · form4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,309

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 985,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 166,000 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 483,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 14, 2012 Filed Dec 22, 2012 02:24 UTC
SPLINTER MICHAEL RDirector · Chairman and CEO
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-034915 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342,271

F1 · balance_after: Number of shares includes: (a) 1,277,000 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2012 through 2016, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

Read SEC document
December 05, 2012 Filed Dec 8, 2012 02:31 UTC
Davis George SExecutive Vice President & CFO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-033216 · form4.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,430.5476

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects: (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) a transfer to direct ownership of 220 shares of common stock previously reported as indirectly held by trust. Number of shares includes: (a) 638,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 05, 2012 Filed Dec 8, 2012 02:32 UTC GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-033217 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,000

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes: (a) 500,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. Provided specified performance goals are achieved, these shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) 550,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, will be scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date).

Read SEC document
December 05, 2012 Filed Dec 8, 2012 02:34 UTC
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-033218 · form4.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,825

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 418,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 87,500 shares are scheduled to vest in installments during each March of 2013 and 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.